ICONIQ Capital, LLC Diversified Active

CIK: 0001569709 · Show all filings

Period: Q4 2015 (← Previous) (Next →)

Filing Date: Feb 16, 2016

Total Value ($000): $533,476 (100.0% shares, 0.0% debt)

Holdings (43)

BABA ALIBABA GROUP HLDG LTD 33.9%

Value ($000) $180,982 Shares 2,226,922 Est. Cost $87.40 Unrealized —

ACWI ISHARES TR 24.2%

Value ($000) $129,223 Shares 2,313,555 Est. Cost $57.67 Unrealized —

GLD SPDR GOLD TRUST 14.2%

Value ($000) $75,893 Shares 748,006 Est. Cost $123.69 Unrealized —

IWB ISHARES TR 7.6%

Value ($000) $40,650 Shares 358,494 Est. Cost $108.10 Unrealized —

PARR PAR PACIFIC HOLDINGS INC 4.2%

Value ($000) $22,341 Shares 949,060 Est. Cost $15.34 Unrealized +50.9%

— ISHARES GOLD TRUST 3.5%

Value ($000) $18,648 Shares 1,822,837 Est. Cost $12.02 Unrealized —

JD JD COM INC 2.9%

Value ($000) $15,378 Shares 476,601 Est. Cost $23.35 Unrealized —

DVY ISHARES TR 2.9%

Value ($000) $15,356 Shares 204,335 Est. Cost $71.92 Unrealized —

PFF ISHARES TR 1.8%

Value ($000) $9,550 Shares 245,826 Est. Cost $40.50 Unrealized —

XLE SELECT SECTOR SPDR TR 0.8%

Value ($000) $4,400 Shares 72,946 Est. Cost $74.28 Unrealized —

SPY SPDR S&P 500 ETF TR 0.5%

Value ($000) $2,818 Shares 13,739 Est. Cost $186.85 Unrealized —

VNQ VANGUARD INDEX FDS 0.3%

Value ($000) $1,637 Shares 20,533 Est. Cost $74.29 Unrealized —

VTI VANGUARD INDEX FDS 0.3%

Value ($000) $1,506 Shares 14,440 Est. Cost $101.09 Unrealized —

VEA VANGUARD TAX MANAGED INTL FD 0.2%

Value ($000) $1,237 Shares 33,681 Est. Cost $38.94 Unrealized —

META FACEBOOK INC 0.2%

Value ($000) $1,113 Shares 10,630 Est. Cost $40.87 Unrealized +149.6%

VWO VANGUARD INTL EQUITY INDEX F 0.2%

Value ($000) $1,069 Shares 32,666 Est. Cost $41.43 Unrealized —

VXUS VANGUARD STAR FD 0.2%

Value ($000) $937 Shares 20,770 Est. Cost $45.11 Unrealized —

ACWX ISHARES TR 0.2%

Value ($000) $904 Shares 22,835 Est. Cost $44.11 Unrealized —

IVV ISHARES TR 0.2%

Value ($000) $851 Shares 4,151 Est. Cost $207.90 Unrealized —

— POWERSHARES QQQ TRUST 0.2%

Value ($000) $822 Shares 7,344 Est. Cost $111.93 Unrealized —

— ALPS ETF TR 0.1%

Value ($000) $702 Shares 58,284 Est. Cost $12.23 Unrealized —

VT VANGUARD INTL EQUITY INDEX F 0.1%

Value ($000) $593 Shares 10,295 Est. Cost $59.69 Unrealized —

ACWV ISHARES 0.1%

Value ($000) $573 Shares 8,268 Est. Cost $71.73 Unrealized —

IWR ISHARES TR 0.1%

Value ($000) $529 Shares 3,300 Est. Cost $139.09 Unrealized —

CVX CHEVRON CORP NEW 0.1%

Value ($000) $468 Shares 5,206 Est. Cost $58.43 Unrealized 0.0%

— PIONEER NAT RES CO 0.1%

Value ($000) $445 Shares 3,553 Est. Cost $141.85 Unrealized —

RWR SPDR SERIES TRUST 0.1%

Value ($000) $437 Shares 4,770 Est. Cost $76.74 Unrealized —

VIG VANGUARD SPECIALIZED PORTFOL 0.1%

Value ($000) $399 Shares 5,125 Est. Cost $81.17 Unrealized —

IWM ISHARES TR 0.1%

Value ($000) $393 Shares 3,488 Est. Cost $116.82 Unrealized —

— HEARTLAND FINL USA INC 0.1%

Value ($000) $388 Shares 12,370 Est. Cost $27.89 Unrealized —

EFA ISHARES TR 0.1%

Value ($000) $349 Shares 5,941 Est. Cost $61.20 Unrealized —

— LIMELIGHT NETWORKS INC 0.1%

Value ($000) $329 Shares 225,000 Est. Cost $2.06 Unrealized —

IJR ISHARES TR 0.1%

Value ($000) $323 Shares 2,936 Est. Cost $118.19 Unrealized —

OEF ISHARES TR 0.1%

Value ($000) $311 Shares 3,408 Est. Cost $88.03 Unrealized —

TSLA TESLA MTRS INC 0.1%

Value ($000) $305 Shares 1,270 Est. Cost $16.50 Unrealized -9.3%

IDV ISHARES TR 0.1%

Value ($000) $268 Shares 9,321 Est. Cost $31.35 Unrealized —

EPD ENTERPRISE PRODS PARTNERS L 0.0%

Value ($000) $256 Shares 9,994 Est. Cost $40.27 Unrealized —

ISTB ISHARES TR 0.0%

Value ($000) $236 Shares 2,375 Est. Cost $101.01 Unrealized —

RIG TRANSOCEAN LTD 0.0%

Value ($000) $228 Shares 18,400 Est. Cost $13.88 Unrealized +3.9%

IGSB ISHARES TR 0.0%

Value ($000) $214 Shares 2,045 Est. Cost $105.13 Unrealized —

— TOTAL S A 0.0%

Value ($000) $206 Shares 4,512 Est. Cost $51.13 Unrealized —

— OCI PARTNERS LP 0.0%

Value ($000) $127 Shares 17,835 Est. Cost $20.56 Unrealized —

— ACHAOGEN INC 0.0%

Value ($000) $82 Shares 14,296 Est. Cost $5.74 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
BABA	ALIBABA GROUP HLDG LTD	2,226,922	$180,982	33.9%	$87.40	—	SPONSORED ADS	01609W102
ACWI	ISHARES TR	2,313,555	$129,223	24.2%	$57.67	—	MSCI ACWI ETF	464288257
GLD	SPDR GOLD TRUST	748,006	$75,893	14.2%	$123.69	—	GOLD SHS	78463V107
IWB	ISHARES TR	358,494	$40,650	7.6%	$108.10	—	RUS 1000 ETF	464287622
PARR	PAR PACIFIC HOLDINGS INC	949,060	$22,341	4.2%	$15.34	+50.9%	COM NEW	69888T207
—	ISHARES GOLD TRUST	1,822,837	$18,648	3.5%	$12.02	—	ISHARES	464285105
JD	JD COM INC	476,601	$15,378	2.9%	$23.35	—	SPON ADR CL A	47215P106
DVY	ISHARES TR	204,335	$15,356	2.9%	$71.92	—	SELECT DIVID ETF	464287168
PFF	ISHARES TR	245,826	$9,550	1.8%	$40.50	—	U.S. PFD STK ETF	464288687
XLE	SELECT SECTOR SPDR TR	72,946	$4,400	0.8%	$74.28	—	SBI INT-ENERGY	81369Y506
SPY	SPDR S&P 500 ETF TR	13,739	$2,818	0.5%	$186.85	—	TR UNIT	78462F103
VNQ	VANGUARD INDEX FDS	20,533	$1,637	0.3%	$74.29	—	REIT ETF	922908553
VTI	VANGUARD INDEX FDS	14,440	$1,506	0.3%	$101.09	—	TOTAL STK MKT	922908769
VEA	VANGUARD TAX MANAGED INTL FD	33,681	$1,237	0.2%	$38.94	—	FTSE DEV MKT ETF	921943858
META	FACEBOOK INC	10,630	$1,113	0.2%	$40.87	+149.6%	CL A	30303M102
VWO	VANGUARD INTL EQUITY INDEX F	32,666	$1,069	0.2%	$41.43	—	FTSE EMR MKT ETF	922042858
VXUS	VANGUARD STAR FD	20,770	$937	0.2%	$45.11	—	VG TL INTL STK F	921909768
ACWX	ISHARES TR	22,835	$904	0.2%	$44.11	—	MSCI ACWI EX US	464288240
IVV	ISHARES TR	4,151	$851	0.2%	$207.90	—	CORE S&P500 ETF	464287200
—	POWERSHARES QQQ TRUST	7,344	$822	0.2%	$111.93	—	UNIT SER 1	73935A104
—	ALPS ETF TR	58,284	$702	0.1%	$12.23	—	ALERIAN MLP	00162Q866
VT	VANGUARD INTL EQUITY INDEX F	10,295	$593	0.1%	$59.69	—	TT WRLD ST ETF	922042742
ACWV	ISHARES	8,268	$573	0.1%	$71.73	—	CNTRY MIN VL ETF	464286525
IWR	ISHARES TR	3,300	$529	0.1%	$139.09	—	RUS MID-CAP ETF	464287499
CVX	CHEVRON CORP NEW	5,206	$468	0.1%	$58.43	0.0%	COM	166764100
—	PIONEER NAT RES CO	3,553	$445	0.1%	$141.85	—	COM	723787107
RWR	SPDR SERIES TRUST	4,770	$437	0.1%	$76.74	—	DJ REIT ETF	78464A607
VIG	VANGUARD SPECIALIZED PORTFOL	5,125	$399	0.1%	$81.17	—	DIV APP ETF	921908844
IWM	ISHARES TR	3,488	$393	0.1%	$116.82	—	RUSSELL 2000 ETF	464287655
—	HEARTLAND FINL USA INC	12,370	$388	0.1%	$27.89	—	COM	42234Q102
EFA	ISHARES TR	5,941	$349	0.1%	$61.20	—	MSCI EAFE ETF	464287465
—	LIMELIGHT NETWORKS INC	225,000	$329	0.1%	$2.06	—	COM	53261M104
IJR	ISHARES TR	2,936	$323	0.1%	$118.19	—	CORE S&P SCP ETF	464287804
OEF	ISHARES TR	3,408	$311	0.1%	$88.03	—	S&P 100 ETF	464287101
TSLA	TESLA MTRS INC	1,270	$305	0.1%	$16.50	-9.3%	COM	88160R101
IDV	ISHARES TR	9,321	$268	0.1%	$31.35	—	INTL SEL DIV ETF	464288448
EPD	ENTERPRISE PRODS PARTNERS L	9,994	$256	0.0%	$40.27	—	COM	293792107
ISTB	ISHARES TR	2,375	$236	0.0%	$101.01	—	CORE ST USDB ETF	46432F859
RIG	TRANSOCEAN LTD	18,400	$228	0.0%	$13.88	+3.9%	REG SHS	H8817H100
IGSB	ISHARES TR	2,045	$214	0.0%	$105.13	—	1-3 YR CR BD ETF	464288646
—	TOTAL S A	4,512	$206	0.0%	$51.13	—	SPONSORED ADR	89151E109
—	OCI PARTNERS LP	17,835	$127	0.0%	$20.56	—	COM UNIT REP LP	67091N108
—	ACHAOGEN INC	14,296	$82	0.0%	$5.74	—	COM	004449104