ICONIQ Capital, LLC Diversified Active

CIK: 0001569709 · Show all filings

Period: Q1 2016 (← Previous) (Next →)

Filing Date: May 13, 2016

Total Value ($000): $538,032 (100.0% shares, 0.0% debt)

Holdings (45)

BABA ALIBABA GROUP HLDG LTD 32.7%

Value ($000) $175,729 Shares 2,223,568 Est. Cost $87.40 Unrealized —

ACWI ISHARES TR 24.0%

Value ($000) $128,929 Shares 2,299,839 Est. Cost $57.67 Unrealized —

GLD SPDR GOLD TRUST 16.8%

Value ($000) $90,250 Shares 767,168 Est. Cost $123.54 Unrealized —

IWB ISHARES TR 7.7%

Value ($000) $41,178 Shares 360,987 Est. Cost $108.10 Unrealized —

— ISHARES GOLD TRUST 4.0%

Value ($000) $21,686 Shares 1,825,391 Est. Cost $12.02 Unrealized —

DVY ISHARES TR 3.1%

Value ($000) $16,688 Shares 204,335 Est. Cost $71.92 Unrealized —

JD JD COM INC 2.4%

Value ($000) $12,742 Shares 480,817 Est. Cost $23.35 Unrealized —

PARR PAR PACIFIC HOLDINGS INC 2.3%

Value ($000) $12,455 Shares 663,860 Est. Cost $15.34 Unrealized +39.9%

PFF ISHARES TR 1.8%

Value ($000) $9,697 Shares 248,461 Est. Cost $40.48 Unrealized —

XLE SELECT SECTOR SPDR TR 0.9%

Value ($000) $4,611 Shares 74,501 Est. Cost $74.02 Unrealized —

SPY SPDR S&P 500 ETF TR 0.6%

Value ($000) $3,251 Shares 15,739 Est. Cost $189.36 Unrealized —

VTI VANGUARD INDEX FDS 0.5%

Value ($000) $2,545 Shares 24,278 Est. Cost $102.60 Unrealized —

VNQ VANGUARD INDEX FDS 0.3%

Value ($000) $1,721 Shares 20,533 Est. Cost $74.29 Unrealized —

META FACEBOOK INC 0.2%

Value ($000) $1,272 Shares 11,150 Est. Cost $43.85 Unrealized +139.0%

UNH UNITEDHEALTH GROUP INC 0.2%

Value ($000) $1,095 Shares 8,497 Est. Cost $100.90 Unrealized 0.0%

VT VANGUARD INTL EQUITY INDEX F 0.2%

Value ($000) $1,019 Shares 17,672 Est. Cost $58.84 Unrealized —

— POWERSHARES QQQ TRUST 0.2%

Value ($000) $1,000 Shares 9,129 Est. Cost $111.46 Unrealized —

VXUS VANGUARD STAR FD 0.2%

Value ($000) $933 Shares 20,770 Est. Cost $45.11 Unrealized —

ACWX ISHARES TR 0.2%

Value ($000) $902 Shares 22,835 Est. Cost $44.11 Unrealized —

— APOLLO GLOBAL MGMT LLC 0.2%

Value ($000) $894 Shares 52,200 Est. Cost $17.13 Unrealized —

VWO VANGUARD INTL EQUITY INDEX F 0.2%

Value ($000) $841 Shares 24,327 Est. Cost $41.43 Unrealized —

VEA VANGUARD TAX MANAGED INTL FD 0.1%

Value ($000) $784 Shares 21,863 Est. Cost $38.94 Unrealized —

IVV ISHARES TR 0.1%

Value ($000) $776 Shares 3,755 Est. Cost $207.90 Unrealized —

ACWV ISHARES 0.1%

Value ($000) $580 Shares 7,896 Est. Cost $71.73 Unrealized —

IWR ISHARES TR 0.1%

Value ($000) $538 Shares 3,300 Est. Cost $139.09 Unrealized —

— BLACKSTONE GROUP L P 0.1%

Value ($000) $499 Shares 17,780 Est. Cost $28.07 Unrealized —

— OAKTREE CAP GROUP LLC 0.1%

Value ($000) $498 Shares 10,100 Est. Cost $49.31 Unrealized —

RWR SPDR SERIES TRUST 0.1%

Value ($000) $454 Shares 4,770 Est. Cost $76.74 Unrealized —

— KKR & CO L P DEL 0.1%

Value ($000) $439 Shares 29,890 Est. Cost $14.69 Unrealized —

VIG VANGUARD SPECIALIZED PORTFOL 0.1%

Value ($000) $416 Shares 5,125 Est. Cost $81.17 Unrealized —

— LIMELIGHT NETWORKS INC 0.1%

Value ($000) $407 Shares 225,000 Est. Cost $2.06 Unrealized —

— HEARTLAND FINL USA INC 0.1%

Value ($000) $381 Shares 12,370 Est. Cost $27.89 Unrealized —

EFA ISHARES TR 0.1%

Value ($000) $340 Shares 5,941 Est. Cost $61.20 Unrealized —

OEF ISHARES TR 0.1%

Value ($000) $311 Shares 3,408 Est. Cost $88.03 Unrealized —

IJR ISHARES TR 0.1%

Value ($000) $281 Shares 2,499 Est. Cost $118.19 Unrealized —

CVX CHEVRON CORP NEW 0.0%

Value ($000) $268 Shares 2,806 Est. Cost $58.43 Unrealized -1.7%

— CARLYLE GROUP L P 0.0%

Value ($000) $262 Shares 15,550 Est. Cost $16.85 Unrealized —

EPD ENTERPRISE PRODS PARTNERS L 0.0%

Value ($000) $246 Shares 9,994 Est. Cost $40.27 Unrealized —

IWM ISHARES TR 0.0%

Value ($000) $231 Shares 2,090 Est. Cost $116.82 Unrealized —

IDV ISHARES TR 0.0%

Value ($000) $228 Shares 7,871 Est. Cost $31.35 Unrealized —

IGSB ISHARES TR 0.0%

Value ($000) $216 Shares 2,045 Est. Cost $105.13 Unrealized —

ISTB ISHARES TR 0.0%

Value ($000) $214 Shares 2,125 Est. Cost $101.01 Unrealized —

— OCI PARTNERS LP 0.0%

Value ($000) $141 Shares 17,835 Est. Cost $20.56 Unrealized —

— SUNEDISON INC 0.0%

Value ($000) $45 Shares 83,179 Est. Cost $0.54 Unrealized —

— ACHAOGEN INC 0.0%

Value ($000) $39 Shares 14,296 Est. Cost $5.74 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
BABA	ALIBABA GROUP HLDG LTD	2,223,568	$175,729	32.7%	$87.40	—	SPONSORED ADS	01609W102
ACWI	ISHARES TR	2,299,839	$128,929	24.0%	$57.67	—	MSCI ACWI ETF	464288257
GLD	SPDR GOLD TRUST	767,168	$90,250	16.8%	$123.54	—	GOLD SHS	78463V107
IWB	ISHARES TR	360,987	$41,178	7.7%	$108.10	—	RUS 1000 ETF	464287622
—	ISHARES GOLD TRUST	1,825,391	$21,686	4.0%	$12.02	—	ISHARES	464285105
DVY	ISHARES TR	204,335	$16,688	3.1%	$71.92	—	SELECT DIVID ETF	464287168
JD	JD COM INC	480,817	$12,742	2.4%	$23.35	—	SPON ADR CL A	47215P106
PARR	PAR PACIFIC HOLDINGS INC	663,860	$12,455	2.3%	$15.34	+39.9%	COM NEW	69888T207
PFF	ISHARES TR	248,461	$9,697	1.8%	$40.48	—	U.S. PFD STK ETF	464288687
XLE	SELECT SECTOR SPDR TR	74,501	$4,611	0.9%	$74.02	—	SBI INT-ENERGY	81369Y506
SPY	SPDR S&P 500 ETF TR	15,739	$3,251	0.6%	$189.36	—	TR UNIT	78462F103
VTI	VANGUARD INDEX FDS	24,278	$2,545	0.5%	$102.60	—	TOTAL STK MKT	922908769
VNQ	VANGUARD INDEX FDS	20,533	$1,721	0.3%	$74.29	—	REIT ETF	922908553
META	FACEBOOK INC	11,150	$1,272	0.2%	$43.85	+139.0%	CL A	30303M102
UNH	UNITEDHEALTH GROUP INC	8,497	$1,095	0.2%	$100.90	0.0%	COM	91324P102
VT	VANGUARD INTL EQUITY INDEX F	17,672	$1,019	0.2%	$58.84	—	TT WRLD ST ETF	922042742
—	POWERSHARES QQQ TRUST	9,129	$1,000	0.2%	$111.46	—	UNIT SER 1	73935A104
VXUS	VANGUARD STAR FD	20,770	$933	0.2%	$45.11	—	VG TL INTL STK F	921909768
ACWX	ISHARES TR	22,835	$902	0.2%	$44.11	—	MSCI ACWI EX US	464288240
—	APOLLO GLOBAL MGMT LLC	52,200	$894	0.2%	$17.13	—	CL A SHS	037612306
VWO	VANGUARD INTL EQUITY INDEX F	24,327	$841	0.2%	$41.43	—	FTSE EMR MKT ETF	922042858
VEA	VANGUARD TAX MANAGED INTL FD	21,863	$784	0.1%	$38.94	—	FTSE DEV MKT ETF	921943858
IVV	ISHARES TR	3,755	$776	0.1%	$207.90	—	CORE S&P500 ETF	464287200
ACWV	ISHARES	7,896	$580	0.1%	$71.73	—	CNTRY MIN VL ETF	464286525
IWR	ISHARES TR	3,300	$538	0.1%	$139.09	—	RUS MID-CAP ETF	464287499
—	BLACKSTONE GROUP L P	17,780	$499	0.1%	$28.07	—	COM UNIT LTD	09253U108
—	OAKTREE CAP GROUP LLC	10,100	$498	0.1%	$49.31	—	UNIT CL A	674001201
RWR	SPDR SERIES TRUST	4,770	$454	0.1%	$76.74	—	DJ REIT ETF	78464A607
—	KKR & CO L P DEL	29,890	$439	0.1%	$14.69	—	COM UNITS	48248M102
VIG	VANGUARD SPECIALIZED PORTFOL	5,125	$416	0.1%	$81.17	—	DIV APP ETF	921908844
—	LIMELIGHT NETWORKS INC	225,000	$407	0.1%	$2.06	—	COM	53261M104
—	HEARTLAND FINL USA INC	12,370	$381	0.1%	$27.89	—	COM	42234Q102
EFA	ISHARES TR	5,941	$340	0.1%	$61.20	—	MSCI EAFE ETF	464287465
OEF	ISHARES TR	3,408	$311	0.1%	$88.03	—	S&P 100 ETF	464287101
IJR	ISHARES TR	2,499	$281	0.1%	$118.19	—	CORE S&P SCP ETF	464287804
CVX	CHEVRON CORP NEW	2,806	$268	0.0%	$58.43	-1.7%	COM	166764100
—	CARLYLE GROUP L P	15,550	$262	0.0%	$16.85	—	COM UTS LTD PTN	14309L102
EPD	ENTERPRISE PRODS PARTNERS L	9,994	$246	0.0%	$40.27	—	COM	293792107
IWM	ISHARES TR	2,090	$231	0.0%	$116.82	—	RUSSELL 2000 ETF	464287655
IDV	ISHARES TR	7,871	$228	0.0%	$31.35	—	INTL SEL DIV ETF	464288448
IGSB	ISHARES TR	2,045	$216	0.0%	$105.13	—	1-3 YR CR BD ETF	464288646
ISTB	ISHARES TR	2,125	$214	0.0%	$101.01	—	CORE ST USDB ETF	46432F859
—	OCI PARTNERS LP	17,835	$141	0.0%	$20.56	—	COM UNIT REP LP	67091N108
—	SUNEDISON INC	83,179	$45	0.0%	$0.54	—	COM	86732Y109
—	ACHAOGEN INC	14,296	$39	0.0%	$5.74	—	COM	004449104