Institute for Wealth Management, LLC. Diversified Active

CIK: 0001533954 · Show all filings

Period: Q4 2014 (← Previous) (Next →)

Filing Date: Jan 26, 2015

Total Value ($000): $95,128 (100.0% shares, 0.0% debt)

Holdings (26)

SPY SPDR S&P 500 ETF TR 29.7%

Value ($000) $28,233 Shares 137,361 Est. Cost $177.87 Unrealized —

AGG ISHARES TR 8.0%

Value ($000) $7,584 Shares 68,866 Est. Cost $107.27 Unrealized —

— POWERSHARES ACTIVE MNG ETF T 7.4%

Value ($000) $7,046 Shares 253,171 Est. Cost $27.83 Unrealized —

VNQ VANGUARD INDEX FDS 5.0%

Value ($000) $4,714 Shares 58,200 Est. Cost $74.62 Unrealized —

XLU SELECT SECTOR SPDR TR 4.2%

Value ($000) $4,011 Shares 84,950 Est. Cost $40.68 Unrealized —

XLK SELECT SECTOR SPDR TR 3.6%

Value ($000) $3,461 Shares 83,698 Est. Cost $37.61 Unrealized —

XLP SELECT SECTOR SPDR TR 3.6%

Value ($000) $3,403 Shares 70,188 Est. Cost $41.69 Unrealized —

HEDJ WISDOMTREE TR 3.4%

Value ($000) $3,259 Shares 58,596 Est. Cost $55.62 Unrealized —

HYG ISHARES 3.4%

Value ($000) $3,198 Shares 35,687 Est. Cost $91.35 Unrealized —

VIG VANGUARD SPECIALIZED PORTFOL 2.9%

Value ($000) $2,806 Shares 34,572 Est. Cost $81.16 Unrealized —

FJP FIRST TR EXCH TRD ALPHA FD I 2.4%

Value ($000) $2,272 Shares 50,337 Est. Cost $44.40 Unrealized —

VOO VANGUARD INDEX FDS 2.4%

Value ($000) $2,266 Shares 12,025 Est. Cost $170.68 Unrealized —

IYF ISHARES TR 2.3%

Value ($000) $2,175 Shares 24,110 Est. Cost $71.81 Unrealized —

SHY ISHARES TR 2.3%

Value ($000) $2,162 Shares 25,597 Est. Cost $84.35 Unrealized —

IEF ISHARES TR 2.2%

Value ($000) $2,137 Shares 20,161 Est. Cost $103.47 Unrealized —

— POWERSHARES ETF TRUST 2.2%

Value ($000) $2,127 Shares 193,691 Est. Cost $11.04 Unrealized —

XLF SELECT SECTOR SPDR TR 1.9%

Value ($000) $1,778 Shares 71,900 Est. Cost $21.67 Unrealized —

XLV SELECT SECTOR SPDR TR 1.9%

Value ($000) $1,771 Shares 25,897 Est. Cost $57.95 Unrealized —

XLY SELECT SECTOR SPDR TR 1.9%

Value ($000) $1,767 Shares 24,488 Est. Cost $61.47 Unrealized —

XLI SELECT SECTOR SPDR TR 1.8%

Value ($000) $1,729 Shares 30,560 Est. Cost $53.21 Unrealized —

XLB SELECT SECTOR SPDR TR 1.8%

Value ($000) $1,685 Shares 34,682 Est. Cost $42.32 Unrealized —

DIA SPDR DOW JONES INDL AVRG ETF 1.8%

Value ($000) $1,684 Shares 9,467 Est. Cost $151.25 Unrealized —

BWX SPDR SERIES TRUST 1.6%

Value ($000) $1,568 Shares 28,347 Est. Cost $56.59 Unrealized —

CMBS ISHARES TR 1.6%

Value ($000) $1,551 Shares 30,300 Est. Cost $51.28 Unrealized —

GHYG ISHARES 0.5%

Value ($000) $509 Shares 10,234 Est. Cost $49.74 Unrealized —

VPU VANGUARD WORLD FDS 0.2%

Value ($000) $232 Shares 2,265 Est. Cost $85.67 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	137,361	$28,233	29.7%	$177.87	—	TR UNIT	78462F103
AGG	ISHARES TR	68,866	$7,584	8.0%	$107.27	—	CORE US AGGBD ET	464287226
—	POWERSHARES ACTIVE MNG ETF T	253,171	$7,046	7.4%	$27.83	—	S&P500 DWNHDGE	73935B805
VNQ	VANGUARD INDEX FDS	58,200	$4,714	5.0%	$74.62	—	REIT ETF	922908553
XLU	SELECT SECTOR SPDR TR	84,950	$4,011	4.2%	$40.68	—	SBI INT-UTILS	81369Y886
XLK	SELECT SECTOR SPDR TR	83,698	$3,461	3.6%	$37.61	—	TECHNOLOGY	81369Y803
XLP	SELECT SECTOR SPDR TR	70,188	$3,403	3.6%	$41.69	—	SBI CONS STPLS	81369Y308
HEDJ	WISDOMTREE TR	58,596	$3,259	3.4%	$55.62	—	EUROPE HEDGED EQ	97717X701
HYG	ISHARES	35,687	$3,198	3.4%	$91.35	—	IBOXX HI YD ETF	464288513
VIG	VANGUARD SPECIALIZED PORTFOL	34,572	$2,806	2.9%	$81.16	—	DIV APP ETF	921908844
FJP	FIRST TR EXCH TRD ALPHA FD I	50,337	$2,272	2.4%	$44.40	—	JAPAN ALPHADEX	33737J158
VOO	VANGUARD INDEX FDS	12,025	$2,266	2.4%	$170.68	—	S&P 500 ETF SHS	922908363
IYF	ISHARES TR	24,110	$2,175	2.3%	$71.81	—	U.S. FINLS ETF	464287788
SHY	ISHARES TR	25,597	$2,162	2.3%	$84.35	—	1-3 YR TR BD ETF	464287457
IEF	ISHARES TR	20,161	$2,137	2.2%	$103.47	—	7-10 Y TR BD ETF	464287440
—	POWERSHARES ETF TRUST	193,691	$2,127	2.2%	$11.04	—	GBL LSTD PVT EQT	73935X195
XLF	SELECT SECTOR SPDR TR	71,900	$1,778	1.9%	$21.67	—	SBI INT-FINL	81369Y605
XLV	SELECT SECTOR SPDR TR	25,897	$1,771	1.9%	$57.95	—	SBI HEALTHCARE	81369Y209
XLY	SELECT SECTOR SPDR TR	24,488	$1,767	1.9%	$61.47	—	SBI CONS DISCR	81369Y407
XLI	SELECT SECTOR SPDR TR	30,560	$1,729	1.8%	$53.21	—	SBI INT-INDS	81369Y704
XLB	SELECT SECTOR SPDR TR	34,682	$1,685	1.8%	$42.32	—	SBI MATERIALS	81369Y100
DIA	SPDR DOW JONES INDL AVRG ETF	9,467	$1,684	1.8%	$151.25	—	UT SER 1	78467X109
BWX	SPDR SERIES TRUST	28,347	$1,568	1.6%	$56.59	—	BRCLYS INTL ETF	78464A516
CMBS	ISHARES TR	30,300	$1,551	1.6%	$51.28	—	CMBS ETF	46429B366
GHYG	ISHARES	10,234	$509	0.5%	$49.74	—	GLB HGH YLD ETF	464286178
VPU	VANGUARD WORLD FDS	2,265	$232	0.2%	$85.67	—	UTILITIES ETF	92204A876