Institute for Wealth Management, LLC. Diversified Active

CIK: 0001533954 · Show all filings

Period: Q1 2015 (← Previous) (Next →)

Filing Date: Nov 12, 2015

Total Value ($000): $90,977 (100.0% shares, 0.0% debt)

Holdings (32)

SPY SPDR S&P 500 ETF TR 30.3%

Value ($000) $27,581 Shares 133,609 Est. Cost $177.87 Unrealized —

AGG ISHARES TR 7.8%

Value ($000) $7,121 Shares 63,903 Est. Cost $107.27 Unrealized —

— POWERSHARES ACTIVE MNG ETF T 7.0%

Value ($000) $6,343 Shares 235,710 Est. Cost $27.83 Unrealized —

VNQ VANGUARD INDEX FDS 4.8%

Value ($000) $4,399 Shares 52,172 Est. Cost $74.62 Unrealized —

HEDJ WISDOMTREE TR 3.8%

Value ($000) $3,483 Shares 52,654 Est. Cost $55.62 Unrealized —

XLK SELECT SECTOR SPDR TR 3.6%

Value ($000) $3,304 Shares 79,723 Est. Cost $37.61 Unrealized —

XLP SELECT SECTOR SPDR TR 3.5%

Value ($000) $3,218 Shares 66,031 Est. Cost $41.69 Unrealized —

VOO VANGUARD INDEX FDS 3.3%

Value ($000) $3,017 Shares 15,948 Est. Cost $175.23 Unrealized —

HYG ISHARES 3.3%

Value ($000) $2,983 Shares 32,923 Est. Cost $91.35 Unrealized —

VIG VANGUARD SPECIALIZED PORTFOL 2.7%

Value ($000) $2,484 Shares 30,872 Est. Cost $81.16 Unrealized —

FJP FIRST TR EXCH TRD ALPHA FD I 2.5%

Value ($000) $2,270 Shares 45,439 Est. Cost $44.40 Unrealized —

SHY ISHARES TR 2.2%

Value ($000) $2,031 Shares 23,923 Est. Cost $84.35 Unrealized —

IEF ISHARES TR 2.2%

Value ($000) $1,997 Shares 18,422 Est. Cost $103.47 Unrealized —

— POWERSHARES ETF TRUST 2.2%

Value ($000) $1,967 Shares 174,057 Est. Cost $11.04 Unrealized —

IYF ISHARES TR 2.1%

Value ($000) $1,934 Shares 21,715 Est. Cost $71.81 Unrealized —

XLV SELECT SECTOR SPDR TR 2.0%

Value ($000) $1,862 Shares 25,685 Est. Cost $57.95 Unrealized —

XLY SELECT SECTOR SPDR TR 2.0%

Value ($000) $1,824 Shares 24,213 Est. Cost $61.47 Unrealized —

XLF SELECT SECTOR SPDR TR 1.9%

Value ($000) $1,734 Shares 71,907 Est. Cost $21.67 Unrealized —

XLU SELECT SECTOR SPDR TR 1.9%

Value ($000) $1,715 Shares 38,591 Est. Cost $40.68 Unrealized —

XLI SELECT SECTOR SPDR TR 1.9%

Value ($000) $1,689 Shares 30,278 Est. Cost $53.21 Unrealized —

XLB SELECT SECTOR SPDR TR 1.7%

Value ($000) $1,574 Shares 32,264 Est. Cost $42.32 Unrealized —

DIA SPDR DOW JONES INDL AVRG ETF 1.6%

Value ($000) $1,485 Shares 8,360 Est. Cost $151.25 Unrealized —

CMBS ISHARES TR 1.6%

Value ($000) $1,441 Shares 27,635 Est. Cost $51.28 Unrealized —

BWX SPDR SERIES TRUST 1.6%

Value ($000) $1,412 Shares 26,588 Est. Cost $56.59 Unrealized —

GHYG ISHARES 0.5%

Value ($000) $437 Shares 8,838 Est. Cost $49.74 Unrealized —

VPU VANGUARD WORLD FDS 0.3%

Value ($000) $274 Shares 2,833 Est. Cost $87.89 Unrealized —

VGT VANGUARD WORLD FDS 0.3%

Value ($000) $242 Shares 2,271 Est. Cost $106.56 Unrealized —

VFH VANGUARD WORLD FDS 0.3%

Value ($000) $238 Shares 4,820 Est. Cost $49.38 Unrealized —

VCR VANGUARD WORLD FDS 0.3%

Value ($000) $237 Shares 1,931 Est. Cost $122.73 Unrealized —

VHT VANGUARD WORLD FDS 0.3%

Value ($000) $236 Shares 1,742 Est. Cost $135.48 Unrealized —

VDC VANGUARD WORLD FDS 0.3%

Value ($000) $232 Shares 1,825 Est. Cost $127.12 Unrealized —

VIS VANGUARD WORLD FDS 0.2%

Value ($000) $213 Shares 1,982 Est. Cost $107.47 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	133,609	$27,581	30.3%	$177.87	—	TR UNIT	78462F103
AGG	ISHARES TR	63,903	$7,121	7.8%	$107.27	—	CORE US AGGBD ET	464287226
—	POWERSHARES ACTIVE MNG ETF T	235,710	$6,343	7.0%	$27.83	—	S&P500 DWNHDGE	73935B805
VNQ	VANGUARD INDEX FDS	52,172	$4,399	4.8%	$74.62	—	REIT ETF	922908553
HEDJ	WISDOMTREE TR	52,654	$3,483	3.8%	$55.62	—	EUROPE HEDGED EQ	97717X701
XLK	SELECT SECTOR SPDR TR	79,723	$3,304	3.6%	$37.61	—	TECHNOLOGY	81369Y803
XLP	SELECT SECTOR SPDR TR	66,031	$3,218	3.5%	$41.69	—	SBI CONS STPLS	81369Y308
VOO	VANGUARD INDEX FDS	15,948	$3,017	3.3%	$175.23	—	S&P 500 ETF SHS	922908363
HYG	ISHARES	32,923	$2,983	3.3%	$91.35	—	IBOXX HI YD ETF	464288513
VIG	VANGUARD SPECIALIZED PORTFOL	30,872	$2,484	2.7%	$81.16	—	DIV APP ETF	921908844
FJP	FIRST TR EXCH TRD ALPHA FD I	45,439	$2,270	2.5%	$44.40	—	JAPAN ALPHADEX	33737J158
SHY	ISHARES TR	23,923	$2,031	2.2%	$84.35	—	1-3 YR TR BD ETF	464287457
IEF	ISHARES TR	18,422	$1,997	2.2%	$103.47	—	7-10 Y TR BD ETF	464287440
—	POWERSHARES ETF TRUST	174,057	$1,967	2.2%	$11.04	—	GBL LSTD PVT EQT	73935X195
IYF	ISHARES TR	21,715	$1,934	2.1%	$71.81	—	U.S. FINLS ETF	464287788
XLV	SELECT SECTOR SPDR TR	25,685	$1,862	2.0%	$57.95	—	SBI HEALTHCARE	81369Y209
XLY	SELECT SECTOR SPDR TR	24,213	$1,824	2.0%	$61.47	—	SBI CONS DISCR	81369Y407
XLF	SELECT SECTOR SPDR TR	71,907	$1,734	1.9%	$21.67	—	SBI INT-FINL	81369Y605
XLU	SELECT SECTOR SPDR TR	38,591	$1,715	1.9%	$40.68	—	SBI INT-UTILS	81369Y886
XLI	SELECT SECTOR SPDR TR	30,278	$1,689	1.9%	$53.21	—	SBI INT-INDS	81369Y704
XLB	SELECT SECTOR SPDR TR	32,264	$1,574	1.7%	$42.32	—	SBI MATERIALS	81369Y100
DIA	SPDR DOW JONES INDL AVRG ETF	8,360	$1,485	1.6%	$151.25	—	UT SER 1	78467X109
CMBS	ISHARES TR	27,635	$1,441	1.6%	$51.28	—	CMBS ETF	46429B366
BWX	SPDR SERIES TRUST	26,588	$1,412	1.6%	$56.59	—	BRCLYS INTL ETF	78464A516
GHYG	ISHARES	8,838	$437	0.5%	$49.74	—	GLB HGH YLD ETF	464286178
VPU	VANGUARD WORLD FDS	2,833	$274	0.3%	$87.89	—	UTILITIES ETF	92204A876
VGT	VANGUARD WORLD FDS	2,271	$242	0.3%	$106.56	—	INF TECH ETF	92204A702
VFH	VANGUARD WORLD FDS	4,820	$238	0.3%	$49.38	—	FINANCIALS ETF	92204A405
VCR	VANGUARD WORLD FDS	1,931	$237	0.3%	$122.73	—	CONSUM DIS ETF	92204A108
VHT	VANGUARD WORLD FDS	1,742	$236	0.3%	$135.48	—	HEALTH CAR ETF	92204A504
VDC	VANGUARD WORLD FDS	1,825	$232	0.3%	$127.12	—	CONSUM STP ETF	92204A207
VIS	VANGUARD WORLD FDS	1,982	$213	0.2%	$107.47	—	INDUSTRIAL ETF	92204A603