CIK: 0001584639 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Feb 12, 2015
Total Value ($000): $130,695 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | INTERVEST BANCSHARES CORP | 771,935 | $7,758 | 5.9% | $9.69 | — | COM | 460927106 |
| — | CORNERSTONE PROGRESSIVE RTN | 454,118 | $6,907 | 5.3% | $15.21 | — | COM NEW | 21925C200 |
| — | SAFEGUARD SCIENTIFICS INC | 330,285 | $6,546 | 5.0% | $19.74 | — | COM NEW | 786449207 |
| — | TRW AUTOMOTIVE HLDGS CORP | 58,700 | $6,037 | 4.6% | $101.85 | — | COM | 87264S106 |
| — | DIRECTV | 66,000 | $5,722 | 4.4% | $86.37 | — | COM | 25490A309 |
| — | AVIV REIT INC MD | 162,918 | $5,617 | 4.3% | $34.48 | — | COM | 05381L101 |
| — | SAFEWAY INC | 141,904 | $4,984 | 3.8% | $34.53 | — | COM NEW | 786514208 |
| L | LOEWS CORP | 117,916 | $4,955 | 3.8% | $43.26 | -8.2% | COM | 540424108 |
| — | GLIMCHER RLTY TR | 310,996 | $4,273 | 3.3% | $13.67 | — | SH BEN INT | 379302102 |
| — | GABELLI EQUITY TR INC | 555,168 | $3,592 | 2.7% | $6.40 | — | COM | 362397101 |
| — | CAREFUSION CORP | 60,000 | $3,560 | 2.7% | $59.33 | — | COM | 14170T101 |
| — | PEOPLES FED BANCSHARES INC | 156,236 | $3,522 | 2.7% | $20.66 | — | COM | 711037101 |
| — | TIME WARNER CABLE INC | 23,000 | $3,497 | 2.7% | $145.61 | — | COM | 88732J207 |
| — | CORNERSTONE STRATEGIC VALUE | 168,596 | $3,375 | 2.6% | $20.02 | — | COM PAR $0.001 | 21924B302 |
| — | COVANCE INC | 31,500 | $3,271 | 2.5% | $103.84 | — | COM | 222816100 |
| — | COVIDIEN PLC | 28,414 | $2,906 | 2.2% | $93.82 | — | SHS | G2554F113 |
| — | INTERNATIONAL GAME TECHNOLOG | 162,503 | $2,803 | 2.1% | $16.86 | — | COM | 459902102 |
| — | LIBERTY GLOBAL PLC | 51,580 | $2,492 | 1.9% | $47.10 | — | SHS CL C | G5480U120 |
| — | HENNESSY CAP ACQUISITION COR | 250,000 | $2,463 | 1.9% | $9.85 | — | COM | 425886108 |
| — | SUSQUEHANNA BANCSHARES INC P | 181,781 | $2,441 | 1.9% | $13.43 | — | COM | 869099101 |
| — | DNP SELECT INCOME FD | 227,063 | $2,398 | 1.8% | $9.57 | — | COM | 23325P104 |
| — | YAHOO INC | 40,400 | $2,041 | 1.6% | $36.12 | — | COM | 984332106 |
| TDS | TELEPHONE & DATA SYS INC | 78,137 | $1,973 | 1.5% | $27.61 | -10.8% | COM NEW | 879433829 |
| — | DRESSER-RAND GROUP INC | 21,679 | $1,773 | 1.4% | $81.78 | — | COM | 261608103 |
| — | HERITAGE FINL GROUP INC | 66,000 | $1,709 | 1.3% | $25.89 | — | COM | 42726X102 |
| — | AMER RLTY CAP HEALTHCAR TR I | 143,590 | $1,709 | 1.3% | $10.55 | — | COM | 02917R108 |
| — | ROI ACQUISITION CORP II | 152,281 | $1,497 | 1.1% | $9.73 | — | COM | 74966G101 |
| — | YAHOO INC | 27,400 | $1,384 | 1.1% | $36.12 | — | Put | 984332106 |
| — | PROSENSA HLDG N V | 71,406 | $1,339 | 1.0% | $18.75 | — | SHS USD | N71546100 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 73,310 | $1,265 | 1.0% | $17.26 | — | SHS | 67075G103 |
| — | CBS CORP NEW | 21,881 | $1,211 | 0.9% | $56.78 | — | CL B | 124857202 |
| — | NICHOLAS FINANCIAL INC | 79,466 | $1,184 | 0.9% | $15.15 | — | COM NEW | 65373J209 |
| — | BIGLARI HLDGS INC | 2,899 | $1,158 | 0.9% | $347.50 | — | COM | 08986R101 |
| — | LEVY ACQUISITION CORP | 116,513 | $1,134 | 0.9% | $9.73 | — | COM | 52748T104 |
| — | REAVES UTIL INCOME FD | 34,319 | $1,127 | 0.9% | $25.89 | — | COM SH BEN INT | 756158101 |
| — | PLATINUM UNDERWRITER HLDGS L | 15,312 | $1,124 | 0.9% | $73.41 | — | COM | G7127P100 |
| — | RIVERBED TECHNOLOGY INC | 53,886 | $1,100 | 0.8% | $19.67 | — | COM | 768573107 |
| — | VIASYSTEMS GROUP INC | 64,481 | $1,050 | 0.8% | $16.28 | — | COM PAR$.01 | 92553H803 |
| — | CORNERSTONE TOTAL RTRN FD IN | 44,114 | $856 | 0.7% | $19.40 | — | COM PAR $0.01 | 21924U300 |
| — | DISCOVERY COMMUNICATNS NEW | 24,457 | $825 | 0.6% | $33.73 | — | COM SER C | 25470F302 |
| — | NEUBERGER BERMAN RE ES SEC F | 151,351 | $801 | 0.6% | $4.87 | — | COM | 64190A103 |
| — | VALLEY FINL CORP VA | 36,477 | $723 | 0.6% | $19.82 | — | COM | 919629105 |
| SBSI | SOUTHSIDE BANCSHARES INC | 23,256 | $672 | 0.5% | $29.86 | 0.0% | COM | 84470P109 |
| — | BDCA VENTURE INC | 129,581 | $634 | 0.5% | $5.25 | — | COM | 05543L106 |
| — | NUVEEN MUN ADVANTAGE FD INC | 45,158 | $617 | 0.5% | $13.49 | — | COM | 67062H106 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 32,700 | $610 | 0.5% | $22.26 | -1.7% | COM | 33766Y100 |
| — | HARVEST NATURAL RESOURCES IN | 333,034 | $603 | 0.5% | $4.07 | — | COM | 41754V103 |
| — | LIBERTY ALL STAR EQUITY FD | 99,885 | $597 | 0.5% | $5.87 | — | SH BEN INT | 530158104 |
| — | BROOKFIELD TOTAL RETURN FD I | 24,490 | $596 | 0.5% | $23.77 | — | COM | 11283U108 |
| SBSI | SOUTHSIDE BANCSHARES INC | 19,800 | $572 | 0.4% | $29.86 | 0.0% | Put | 84470P109 |
| — | COLONIAL FINL SVCS INC | 39,251 | $526 | 0.4% | $13.36 | — | COM | 19566B101 |
| — | GABELLI GLOBL UTIL & INCOME | 26,317 | $511 | 0.4% | $20.04 | — | COM SH BEN INT | 36242L105 |
| OXY | OCCIDENTAL PETE CORP DEL | 6,000 | $484 | 0.4% | $63.89 | -7.2% | COM | 674599105 |
| — | REALNETWORKS INC | 64,675 | $455 | 0.3% | $7.55 | — | COM NEW | 75605L708 |
| — | AVENUE INCOME CR STRATEGIES | 29,808 | $450 | 0.3% | $17.58 | — | COM | 05358E106 |
| TPH | TRI POINTE HOMES INC | 28,023 | $427 | 0.3% | $15.44 | -7.7% | COM | 87265H109 |
| — | SIRIUS XM HLDGS INC | 105,000 | $368 | 0.3% | $3.23 | — | COM | 82968B103 |
| — | AR CAP ACQUISITION CORP | 33,500 | $331 | 0.3% | $9.88 | — | UNIT 99/99/9999 | 00191R208 |
| — | NUVEEN DIVID ADVANTAGE MUN I | 22,672 | $320 | 0.2% | $14.10 | — | COM | 67071L106 |
| — | VMWARE INC | 3,840 | $317 | 0.2% | $82.55 | — | CL A COM | 928563402 |
| — | CHIQUITA BRANDS INTL INC | 20,195 | $292 | 0.2% | $14.46 | — | COM | 170032809 |
| — | MODUSLINK GLOBAL SOLUTIONS I | 75,970 | $285 | 0.2% | $4.65 | — | COM | 60786L107 |
| — | INTERNATIONAL RECTIFIER CORP | 7,033 | $281 | 0.2% | $39.95 | — | COM | 460254105 |
| LBRDK | LIBERTY BROADBAND CORP | 5,618 | $280 | 0.2% | $46.10 | 0.0% | COM SER C | 530307305 |
| — | HAMPDEN BANCORP INC | 12,698 | $269 | 0.2% | $21.18 | — | COM | 40867E107 |
| — | GABELLI HLTHCARE & WELLNESS | 24,642 | $257 | 0.2% | $9.90 | — | SHS | 36246K103 |
| — | OXFORD LANE CAP CORP | 16,532 | $247 | 0.2% | $16.69 | — | COM | 691543102 |
| — | COHEN & STEERS TOTAL RETURN | 17,079 | $225 | 0.2% | $12.39 | — | COM | 19247R103 |
| VOD | VODAFONE GROUP PLC NEW | 6,544 | $224 | 0.2% | $36.83 | — | SPNSR ADR NO PAR | 92857W308 |
| — | DELAWARE INVTS DIV & INCOME | 22,364 | $220 | 0.2% | $10.44 | — | COM | 245915103 |
| — | INTERNET PATENTS CORP | 77,354 | $215 | 0.2% | $3.01 | — | COM | 46063G101 |
| FNF | FIDELITY NATIONAL FINANCIAL | 5,891 | $203 | 0.2% | $12.73 | +10.5% | FNF GROUP COM | 31620R303 |
| — | GLOBAL DEFENSE & NATL SEC SY | 19,263 | $199 | 0.2% | $10.23 | — | COM | 37953N108 |
| — | WRIGHT MED GROUP INC | 38,308 | $183 | 0.1% | $0.66 | — | RIGHT 03/01/2019 | 98235T115 |
| — | WINTHROP RLTY TR | 11,532 | $180 | 0.1% | $15.61 | — | SH BEN INT NEW | 976391300 |
| — | ZYNGA INC | 60,500 | $161 | 0.1% | $3.21 | — | CL A | 98986T108 |
| — | AMERICAN CAP LTD | 11,000 | $161 | 0.1% | $14.64 | — | COM | 02503Y103 |
| HBIO | HARVARD BIOSCIENCE INC | 28,408 | $161 | 0.1% | $4.37 | +9.1% | COM | 416906105 |
| — | TIVO INC | 12,000 | $142 | 0.1% | $11.83 | — | COM | 888706108 |
| — | SANOFI | 164,477 | $130 | 0.1% | $0.34 | — | RIGHT 12/31/2020 | 80105N113 |
| — | CASCADE BANCORP | 24,020 | $125 | 0.1% | $5.20 | — | COM NEW | 147154207 |
| — | FIDELITY NATIONAL FINANCIAL | 7,579 | $119 | 0.1% | $13.72 | — | FNFV GROUP COM | 31620R402 |
| — | MERGE HEALTHCARE INC | 30,800 | $110 | 0.1% | $2.31 | — | COM | 589499102 |
| KOPN | KOPIN CORP | 25,412 | $92 | 0.1% | $3.84 | -10.4% | COM | 500600101 |
| — | QLT INC | 22,804 | $91 | 0.1% | $5.30 | — | COM | 746927102 |
| — | ENDOCYTE INC | 14,200 | $89 | 0.1% | $6.62 | — | COM | 29269A102 |
| — | RENTECH INC | 66,668 | $84 | 0.1% | $1.75 | — | COM | 760112102 |
| — | MONSTER WORLDWIDE INC | 16,050 | $74 | 0.1% | $6.54 | — | COM | 611742107 |
| — | SIZMEK INC | 10,354 | $65 | 0.0% | $9.56 | — | COM | 83013P105 |
| — | GFI GROUP INC | 12,000 | $65 | 0.0% | $5.42 | — | COM | 361652209 |
| — | COVISINT CORP | 19,110 | $51 | 0.0% | $2.67 | — | COM | 22357R103 |
| LUNA | LUNA INNOVATIONS | 35,000 | $50 | 0.0% | $1.53 | -9.1% | COM | 550351100 |
| — | LIFEVANTAGE CORP | 32,161 | $42 | 0.0% | $1.65 | — | COM | 53222K106 |
| — | TRANS WORLD ENTMT CORP | 10,400 | $34 | 0.0% | $3.85 | — | COM | 89336Q100 |
| LTRE | LEARNING TREE INTL INC | 17,988 | $31 | 0.0% | $3.09 | -26.8% | COM | 522015106 |
| — | SAMSON OIL & GAS LTD | 141,204 | $28 | 0.0% | $0.42 | — | SPON ADR | 796043107 |
| GULTU | GULF COAST ULTRA DEEP RTY TR | 14,923 | $19 | 0.0% | $2.95 | — | ROYALTY TR UNT | 40222T104 |
| — | LIBERTY BROADBAND CORP | 1,124 | $11 | 0.0% | $9.79 | — | RIGHT 01/09/2015 | 530307115 |
| — | CUBIST PHARMACEUTICALS INC | 196,892 | $8 | 0.0% | $1.28 | — | RIGHT 99/99/9999 | 229678123 |