CIK: 0001584639 · Show all filings
Period: Q1 2015 (← Previous) (Next →)
Filing Date: May 13, 2015
Total Value ($000): $138,298 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | TRW AUTOMOTIVE HLDGS CORP | 96,700 | $10,139 | 7.3% | $103.03 | — | COM | 87264S106 |
| L | LOEWS CORP | 211,000 | $8,615 | 6.2% | $41.13 | -6.5% | COM | 540424108 |
| — | HERITAGE FINL GROUP INC | 293,180 | $7,983 | 5.8% | $26.93 | — | COM | 42726X102 |
| — | FAMILY DLR STORES INC | 92,621 | $7,339 | 5.3% | $79.24 | — | COM | 307000109 |
| — | DIRECTV | 81,200 | $6,910 | 5.0% | $86.13 | — | COM | 25490A309 |
| — | CORNERSTONE PROGRESSIVE RTN | 435,558 | $6,895 | 5.0% | $15.21 | — | COM NEW | 21925C200 |
| — | INTERNATIONAL GAME TECHNOLOG | 365,928 | $6,371 | 4.6% | $17.16 | — | COM | 459902102 |
| — | SAFEGUARD SCIENTIFICS INC | 348,387 | $6,299 | 4.6% | $19.65 | — | COM NEW | 786449207 |
| — | EXELIS INC | 180,000 | $4,387 | 3.2% | $24.37 | — | COM | 30162A108 |
| — | AVIV REIT INC MD | 110,558 | $4,035 | 2.9% | $34.48 | — | COM | 05381L101 |
| — | BANK KY FINL CORP | 78,000 | $3,826 | 2.8% | $49.05 | — | COM | 062896105 |
| — | GABELLI EQUITY TR INC | 555,168 | $3,609 | 2.6% | $6.40 | — | COM | 362397101 |
| — | YAHOO INC | 80,500 | $3,577 | 2.6% | $40.26 | — | COM | 984332106 |
| — | LIBERTY GLOBAL PLC | 70,998 | $3,536 | 2.6% | $47.84 | — | SHS CL C | G5480U120 |
| — | CORNERSTONE STRATEGIC VALUE | 141,944 | $3,031 | 2.2% | $20.02 | — | COM PAR $0.001 | 21924B302 |
| — | SUSQUEHANNA BANCSHARES INC P | 211,781 | $2,904 | 2.1% | $13.47 | — | COM | 869099101 |
| — | SALIX PHARMACEUTICALS INC | 16,100 | $2,782 | 2.0% | $172.80 | — | COM | 795435106 |
| — | CITY NATL CORP | 30,100 | $2,681 | 1.9% | $89.07 | — | COM | 178566105 |
| — | TIME WARNER CABLE INC | 17,500 | $2,623 | 1.9% | $145.61 | — | COM | 88732J207 |
| — | HOSPIRA INC | 25,873 | $2,273 | 1.6% | $87.85 | — | COM | 441060100 |
| — | ALLIANCE BANCORP INC PA NEW | 94,975 | $2,051 | 1.5% | $21.60 | — | COM | 01890A108 |
| — | VALLEY FINL CORP VA | 88,801 | $1,805 | 1.3% | $20.12 | — | COM | 919629105 |
| — | DRESSER-RAND GROUP INC | 21,679 | $1,742 | 1.3% | $81.78 | — | COM | 261608103 |
| — | DISCOVERY COMMUNICATNS NEW | 55,808 | $1,645 | 1.2% | $31.34 | — | COM SER C | 25470F302 |
| — | COLONIAL FINL SVCS INC | 110,576 | $1,581 | 1.1% | $13.96 | — | COM | 19566B101 |
| — | DNP SELECT INCOME FD | 145,426 | $1,527 | 1.1% | $9.57 | — | COM | 23325P104 |
| — | ROI ACQUISITION CORP II | 152,281 | $1,511 | 1.1% | $9.73 | — | COM | 74966G101 |
| — | HOSPIRA INC | 15,000 | $1,318 | 1.0% | $87.85 | — | Call | 441060100 |
| — | BIGLARI HLDGS INC | 2,868 | $1,188 | 0.9% | $347.50 | — | COM | 08986R101 |
| — | LNB BANCORP INC | 60,000 | $1,070 | 0.8% | $17.83 | — | COM | 502100100 |
| — | CLECO CORP NEW | 19,157 | $1,044 | 0.8% | $54.50 | — | COM | 12561W105 |
| — | HUDSON VALLEY HOLDING CORP | 40,442 | $1,034 | 0.7% | $25.57 | — | COM | 444172100 |
| — | LEVY ACQUISITION CORP | 77,044 | $1,013 | 0.7% | $9.73 | — | COM | 52748T104 |
| — | NEUBERGER BERMAN RE ES SEC F | 176,014 | $954 | 0.7% | $4.95 | — | COM | 64190A103 |
| — | ENTROPIC COMMUNICATIONS INC | 308,000 | $912 | 0.7% | $2.96 | — | COM | 29384R105 |
| — | REAVES UTIL INCOME FD | 29,616 | $896 | 0.6% | $25.89 | — | COM SH BEN INT | 756158101 |
| — | RENTECH INC | 792,145 | $887 | 0.6% | $1.17 | — | COM | 760112102 |
| — | RTI INTL METALS INC | 24,711 | $887 | 0.6% | $35.89 | — | COM | 74973W107 |
| — | RIVERBED TECHNOLOGY INC | 41,886 | $876 | 0.6% | $19.67 | — | COM | 768573107 |
| TDS | TELEPHONE & DATA SYS INC | 34,822 | $867 | 0.6% | $27.61 | -9.5% | COM NEW | 879433829 |
| — | HARMONY MERGER CORP | 75,000 | $750 | 0.5% | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| — | TALISMAN ENERGY INC | 97,635 | $750 | 0.5% | $7.68 | — | COM | 87425E103 |
| — | BDCA VENTURE INC | 129,581 | $650 | 0.5% | $5.25 | — | COM | 05543L106 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 36,727 | $627 | 0.5% | $17.26 | — | SHS | 67075G103 |
| — | BROOKFIELD TOTAL RETURN FD I | 24,490 | $594 | 0.4% | $23.77 | — | COM | 11283U108 |
| — | LIBERTY ALL STAR EQUITY FD | 100,008 | $584 | 0.4% | $5.87 | — | SH BEN INT | 530158104 |
| — | OMNIVISION TECHNOLOGIES INC | 20,039 | $528 | 0.4% | $26.35 | — | COM | 682128103 |
| — | VIASYSTEMS GROUP INC | 29,337 | $513 | 0.4% | $16.28 | — | COM PAR$.01 | 92553H803 |
| — | GABELLI GLOBL UTIL & INCOME | 24,652 | $457 | 0.3% | $20.04 | — | COM SH BEN INT | 36242L105 |
| — | AVENUE INCOME CR STRATEGIES | 29,808 | $451 | 0.3% | $17.58 | — | COM | 05358E106 |
| OXY | OCCIDENTAL PETE CORP DEL | 6,000 | $438 | 0.3% | $63.89 | -12.7% | COM | 674599105 |
| — | REALNETWORKS INC | 64,675 | $435 | 0.3% | $7.55 | — | COM NEW | 75605L708 |
| — | MCG CAPITAL CORP | 99,102 | $392 | 0.3% | $3.96 | — | COM | 58047P107 |
| — | REALD INC | 29,800 | $381 | 0.3% | $12.79 | — | COM | 75604L105 |
| — | SIRIUS XM HLDGS INC | 89,133 | $340 | 0.2% | $3.23 | — | COM | 82968B103 |
| — | AR CAP ACQUISITION CORP | 33,500 | $333 | 0.2% | $9.88 | — | UNIT 10/06/2019 | 00191R208 |
| — | MAVENIR SYS INC | 18,316 | $325 | 0.2% | $17.74 | — | COM | 577675101 |
| — | CBS CORP NEW | 5,191 | $315 | 0.2% | $56.78 | — | CL B | 124857202 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 21,139 | $303 | 0.2% | $22.26 | -30.4% | COM | 33766Y100 |
| — | MODUSLINK GLOBAL SOLUTIONS I | 75,970 | $292 | 0.2% | $3.84 | — | COM NEW | 60786L206 |
| — | HAMPDEN BANCORP INC | 12,698 | $285 | 0.2% | $21.18 | — | COM | 40867E107 |
| — | QLT INC | 68,291 | $267 | 0.2% | $4.37 | — | COM | 746927102 |
| TPH | TRI POINTE HOMES INC | 15,773 | $243 | 0.2% | $15.44 | -2.7% | COM | 87265H109 |
| — | TIVO INC | 22,300 | $237 | 0.2% | $11.28 | — | COM | 888706108 |
| — | COHEN & STEERS TOTAL RETURN | 17,079 | $234 | 0.2% | $12.39 | — | COM | 19247R103 |
| — | INTERNET PATENTS CORP | 87,354 | $233 | 0.2% | $2.97 | — | COM | 46063G101 |
| — | SQUARE 1 FINL INC | 8,307 | $222 | 0.2% | $26.72 | — | CL A | 85223W101 |
| FNF | FIDELITY NATIONAL FINANCIAL | 5,891 | $217 | 0.2% | $12.73 | +31.9% | FNF GROUP COM | 31620R303 |
| VOD | VODAFONE GROUP PLC NEW | 6,544 | $214 | 0.2% | $36.83 | — | SPNSR ADR NO PAR | 92857W308 |
| — | DELAWARE INVTS DIV & INCOME | 20,764 | $209 | 0.2% | $10.44 | — | COM | 245915103 |
| — | GLOBAL DEFENSE & NATL SEC SY | 19,263 | $201 | 0.1% | $10.23 | — | COM | 37953N108 |
| — | ZYNGA INC | 60,500 | $172 | 0.1% | $3.21 | — | CL A | 98986T108 |
| — | WRIGHT MED GROUP INC | 38,308 | $165 | 0.1% | $0.66 | — | RIGHT 03/01/2019 | 98235T115 |
| — | A H BELO CORP | 18,842 | $155 | 0.1% | $8.23 | — | COM CL A | 001282102 |
| — | HARVEST NATURAL RESOURCES IN | 333,034 | $149 | 0.1% | $4.07 | — | COM | 41754V103 |
| — | SANOFI | 164,477 | $112 | 0.1% | $0.34 | — | RIGHT 12/31/2020 | 80105N113 |
| — | FIDELITY NATIONAL FINANCIAL | 7,634 | $108 | 0.1% | $13.72 | — | FNFV GROUP COM | 31620R402 |
| — | MONSTER WORLDWIDE INC | 16,050 | $102 | 0.1% | $6.54 | — | COM | 611742107 |
| KOPN | KOPIN CORP | 25,412 | $89 | 0.1% | $3.84 | +0.6% | COM | 500600101 |
| — | ENDOCYTE INC | 14,200 | $89 | 0.1% | $6.62 | — | COM | 29269A102 |
| — | ALASKA COMMUNICATIONS SYS GR | 46,222 | $78 | 0.1% | $1.69 | — | COM | 01167P101 |
| — | GYRODYNE CO AMER INC | 19,040 | $77 | 0.1% | $4.04 | — | COM | 403820103 |
| HBIO | HARVARD BIOSCIENCE INC | 13,090 | $76 | 0.1% | $4.37 | +23.0% | COM | 416906105 |
| — | SIZMEK INC | 10,354 | $75 | 0.1% | $9.56 | — | COM | 83013P105 |
| LUNA | LUNA INNOVATIONS | 35,000 | $47 | 0.0% | $1.53 | -3.8% | COM | 550351100 |
| — | COVISINT CORP | 19,110 | $39 | 0.0% | $2.67 | — | COM | 22357R103 |
| — | TRANS WORLD ENTMT CORP | 10,400 | $38 | 0.0% | $3.85 | — | COM | 89336Q100 |
| LTRE | LEARNING TREE INTL INC | 17,988 | $28 | 0.0% | $3.09 | -43.3% | COM | 522015106 |
| — | LIFEVANTAGE CORP | 32,161 | $25 | 0.0% | $1.65 | — | COM | 53222K106 |
| — | SAMSON OIL & GAS LTD | 14,119 | $20 | 0.0% | $1.42 | — | SPON ADR NEW | 796043206 |
| GULTU | GULF COAST ULTRA DEEP RTY TR | 14,923 | $11 | 0.0% | $2.95 | — | ROYALTY TR UNT | 40222T104 |