CIK: 0001584639 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 12, 2016
Total Value ($000): $476,238 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PRECISION CASTPARTS CORP | 234,154 | $54,326 | 11.4% | $231.67 | — | COM | 740189105 |
| — | PARTNERRE LTD | 310,019 | $43,322 | 9.1% | $139.64 | — | COM | G6852T105 |
| — | BROADCOM CORP | 582,902 | $33,703 | 7.1% | $57.28 | — | CL A | 111320107 |
| — | CHUBB CORP | 193,928 | $25,723 | 5.4% | $130.32 | — | COM | 171232101 |
| — | HEALTH NET INC | 365,202 | $25,002 | 5.2% | $68.17 | — | COM | 42222G108 |
| — | PLUM CREEK TIMBER CO INC | 471,708 | $22,510 | 4.7% | $47.72 | — | COM | 729251108 |
| — | CAMERON INTERNATIONAL CORP | 323,833 | $20,466 | 4.3% | $63.06 | — | COM | 13342B105 |
| KLAC | KLA-TENCOR CORP | 224,849 | $15,593 | 3.3% | $53.38 | 0.0% | COM | 482480100 |
| — | PMC-SIERRA INC | 1,277,412 | $14,844 | 3.1% | $11.62 | — | COM | 69344F106 |
| — | TIME WARNER CABLE INC | 79,846 | $14,819 | 3.1% | $181.12 | — | COM | 88732J207 |
| — | JARDEN CORP | 225,000 | $12,852 | 2.7% | $57.12 | — | COM | 471109108 |
| — | ALLIANCEBERNSTEIN INCOME FUN | 1,342,626 | $10,298 | 2.2% | $7.79 | — | COM | 01881E101 |
| — | YOUKU TUDOU INC | 373,164 | $10,124 | 2.1% | $27.13 | — | SPONSORED ADR | 98742U100 |
| — | REAVES UTIL INCOME FD | 382,623 | $9,937 | 2.1% | $25.97 | — | COM SH BEN INT | 756158101 |
| — | SOLERA HOLDINGS INC | 173,398 | $9,507 | 2.0% | $54.77 | — | COM | 83421A104 |
| — | KEURIG GREEN MTN INC | 84,686 | $7,620 | 1.6% | $89.98 | — | COM | 49271M100 |
| — | YAHOO INC | 194,425 | $6,467 | 1.4% | $38.20 | — | COM | 984332106 |
| — | GARNERO GROUP ACQUISITION CO | 647,542 | $6,352 | 1.3% | $9.83 | — | SHS | G5866L108 |
| — | SAFEGUARD SCIENTIFICS INC | 426,822 | $6,193 | 1.3% | $18.77 | — | COM NEW | 786449207 |
| — | TOWERS WATSON & CO | 45,958 | $5,904 | 1.2% | $128.47 | — | CL A | 891894107 |
| — | C1 FINL INC | 243,035 | $5,884 | 1.2% | $24.21 | — | COM | 12591N109 |
| — | MINDRAY MEDICAL INTL LTD | 209,518 | $5,682 | 1.2% | $27.12 | — | SPON ADR | 602675100 |
| — | STARWOOD HOTELS&RESORTS WRLD | 78,977 | $5,472 | 1.1% | $69.29 | — | COM | 85590A401 |
| — | BOULEVARD ACQUISITION | 519,500 | $5,143 | 1.1% | $9.96 | — | UNIT 99/99/9999 | 10157Q201 |
| — | CAMPUS CREST CMNTYS INC | 700,428 | $4,763 | 1.0% | $6.80 | — | COM | 13466Y105 |
| — | BIOMED REALTY TRUST INC | 198,847 | $4,711 | 1.0% | $23.69 | — | COM | 09063H107 |
| — | SIRONA DENTAL SYSTEMS INC | 42,316 | $4,637 | 1.0% | $109.58 | — | COM | 82966C103 |
| — | STANCORP FINL GROUP INC | 40,322 | $4,592 | 1.0% | $113.88 | — | COM | 852891100 |
| — | DOUBLE EAGLE ACQUISITION COR | 444,000 | $4,440 | 0.9% | $10.14 | — | UNIT 99/99/9999 | G28195108 |
| — | OMNIVISION TECHNOLOGIES INC | 142,838 | $4,145 | 0.9% | $28.64 | — | COM | 682128103 |
| — | AIRGAS INC | 28,134 | $3,891 | 0.8% | $138.30 | — | COM | 009363102 |
| — | CORNERSTONE STRATEGIC VALUE | 248,228 | $3,887 | 0.8% | $20.25 | — | COM PAR $0.001 | 21924B302 |
| — | CORNERSTONE TOTAL RTRN FD IN | 174,191 | $2,942 | 0.6% | $16.07 | — | COM PAR $0.01 | 21924U300 |
| — | AR CAP ACQUISITION CORP | 285,000 | $2,773 | 0.6% | $9.75 | — | UNIT 10/06/2019 | 00191R208 |
| — | GABELLI EQUITY TR INC | 457,854 | $2,431 | 0.5% | $6.40 | — | COM | 362397101 |
| — | GLOBAL HIGH INCOME FUND INC | 279,234 | $2,373 | 0.5% | $8.08 | — | COM | 37933G108 |
| — | JACKSONVILLE BANCORP INC FLA | 126,588 | $2,371 | 0.5% | $18.73 | — | COM NEW | 469249205 |
| — | QUINPARIO ACQUISITION CORP 2 | 243,850 | $2,365 | 0.5% | $9.76 | — | COM | 74874U101 |
| — | COMMUNICATIONS SALES&LEAS IN | 124,778 | $2,332 | 0.5% | $21.91 | — | COM | 20341J104 |
| — | PEPCO HOLDINGS INC | 88,100 | $2,291 | 0.5% | $26.29 | — | COM | 713291102 |
| — | NUVEEN LG/SHT COMMODITY TOTR | 137,073 | $2,130 | 0.4% | $16.14 | — | COM UT BEN INT | 670731108 |
| — | LMP REAL ESTATE INCOME FD IN | 160,650 | $2,095 | 0.4% | $12.28 | — | COM | 50208C108 |
| — | FIRST NIAGARA FINL GP INC | 181,501 | $1,969 | 0.4% | $10.85 | — | COM | 33582V108 |
| — | NEUBERGER BERMAN RE ES SEC F | 375,004 | $1,879 | 0.4% | $4.84 | — | COM | 64190A103 |
| — | ANDINA ACQUISITION CORP II | 187,500 | $1,860 | 0.4% | $9.92 | — | UNIT 99/99/9999 | G0441P112 |
| — | VIACOM INC NEW | 43,009 | $1,770 | 0.4% | $41.15 | — | CL B | 92553P201 |
| — | HYDRA INDS ACQUISITION CORP | 174,349 | $1,696 | 0.4% | $9.69 | — | COM | 448740100 |
| — | AMERIANA BANCORP | 72,857 | $1,670 | 0.4% | $23.00 | — | COM | 023613102 |
| PFLT | PENNANTPARK FLOATING RATE CA | 143,644 | $1,616 | 0.3% | $4.46 | -8.0% | COM | 70806A106 |
| — | QIHOO 360 TECHNOLOGY CO LTD | 20,000 | $1,456 | 0.3% | $72.80 | — | ADS | 74734M109 |
| — | BROADCOM CORP | 24,000 | $1,388 | 0.3% | $57.28 | — | Put | 111320107 |
| — | NUVEEN DIVERSIFIED COMMODTY | 138,390 | $1,248 | 0.3% | $10.55 | — | COM UT BEN INT | 67074P104 |
| SYF | SYNCHRONY FINL | 37,627 | $1,144 | 0.2% | $25.00 | 0.0% | COM | 87165B103 |
| — | ATLANTIC ALLIANCE PARTNER CO | 100,000 | $1,011 | 0.2% | $10.15 | — | SHS | G04897107 |
| SYF | SYNCHRONY FINL | 30,000 | $912 | 0.2% | $25.00 | 0.0% | Put | 87165B103 |
| — | HARMONY MERGER CORP | 90,000 | $878 | 0.2% | $9.76 | — | COM | 413247107 |
| — | STRATEGIC GLOBAL INCOME FD | 92,683 | $812 | 0.2% | $8.76 | — | COM | 862719101 |
| — | AGL RES INC | 12,000 | $766 | 0.2% | $61.00 | — | COM | 001204106 |
| — | SYMETRA FINL CORP | 24,086 | $765 | 0.2% | $31.76 | — | COM | 87151Q106 |
| — | HARMONY MERGER CORP | 75,000 | $755 | 0.2% | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| PRGO | PERRIGO CO PLC | 5,000 | $724 | 0.2% | $183.44 | -16.2% | SHS | G97822103 |
| NSP | INSPERITY INC | 15,000 | $722 | 0.2% | $17.89 | 0.0% | COM | 45778Q107 |
| — | VIDEOCON D2H LTD | 74,981 | $666 | 0.1% | $12.61 | — | ADR | 92657J101 |
| SCHL | SCHOLASTIC CORP | 15,000 | $578 | 0.1% | $32.76 | 0.0% | COM | 807066105 |
| — | METRO BANCORP INC PA | 17,851 | $560 | 0.1% | $31.37 | — | COM | 59161R101 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 36,727 | $505 | 0.1% | $17.26 | — | SHS | 67075G103 |
| NMFC | NEW MTN FIN CORP | 38,224 | $498 | 0.1% | $4.82 | -3.3% | COM | 647551100 |
| — | LIBERTY ALL STAR EQUITY FD | 92,538 | $495 | 0.1% | $5.87 | — | SH BEN INT | 530158104 |
| — | DIAMOND FOODS INC | 12,800 | $493 | 0.1% | $38.52 | — | COM | 252603105 |
| — | E M C CORP MASS | 18,000 | $462 | 0.1% | $26.40 | — | COM | 268648102 |
| — | YADKIN FINL CORP | 17,950 | $452 | 0.1% | $25.18 | — | COM | 984305102 |
| — | CLECO CORP NEW | 8,400 | $439 | 0.1% | $53.84 | — | COM | 12561W105 |
| — | MANAGED HIGH YIELD PLUS FD I | 247,346 | $435 | 0.1% | $1.76 | — | COM | 561911108 |
| — | CROSSROADS CAP INC | 126,445 | $406 | 0.1% | $3.21 | — | COM | 227656105 |
| — | DISCOVERY COMMUNICATNS NEW | 15,824 | $399 | 0.1% | $31.15 | — | COM SER C | 25470F302 |
| — | BOULEVARD ACQUISITION | 38,319 | $377 | 0.1% | $9.84 | — | CL A | 10157Q102 |
| FC | FRANKLIN COVEY CO | 22,500 | $377 | 0.1% | $15.97 | 0.0% | COM | 353469109 |
| — | GABELLI GLOBL UTIL & INCOME | 22,611 | $376 | 0.1% | $20.04 | — | COM SH BEN INT | 36242L105 |
| — | RENTECH INC | 104,874 | $369 | 0.1% | $5.60 | — | COM NEW | 760112201 |
| — | BROOKFIELD TOTAL RETURN FD I | 16,694 | $366 | 0.1% | $23.77 | — | COM | 11283U108 |
| — | DNP SELECT INCOME FD | 38,868 | $348 | 0.1% | $9.57 | — | COM | 23325P104 |
| — | DIVIDEND & INCOME FUND | 31,021 | $342 | 0.1% | $11.02 | — | COM NEW | 25538A204 |
| TDS | TELEPHONE & DATA SYS INC | 12,891 | $334 | 0.1% | $27.61 | -1.1% | COM NEW | 879433829 |
| — | AVENUE INCOME CR STRATEGIES | 28,482 | $323 | 0.1% | $17.58 | — | COM | 05358E106 |
| — | BROOKFIELD GLOBL LISTED INFR | 25,736 | $302 | 0.1% | $16.55 | — | COM SHS | 11273Q109 |
| CPRT | COPART INC | 7,568 | $288 | 0.1% | $4.62 | 0.0% | COM | 217204106 |
| — | AVOLON HLDGS LTD | 9,200 | $285 | 0.1% | $30.43 | — | COM | G52237107 |
| — | QLT INC | 105,486 | $281 | 0.1% | $4.28 | — | COM | 746927102 |
| — | CHEVIOT FINL CORP NEW | 17,800 | $273 | 0.1% | $15.34 | — | COM | 16677X105 |
| — | SOUTHCOAST FINANCIAL CORP | 16,900 | $265 | 0.1% | $13.31 | — | COM | 84129R100 |
| — | BARINGTON HILCO ACQUISITION | 24,740 | $242 | 0.1% | $9.74 | — | COM | 06759V101 |
| — | REALD INC | 21,600 | $228 | 0.0% | $12.79 | — | COM | 75604L105 |
| — | FIDELITY NATIONAL FINANCIAL | 17,563 | $197 | 0.0% | $12.60 | — | FNFV GROUP COM | 31620R402 |
| — | TIVO INC | 22,300 | $192 | 0.0% | $11.28 | — | COM | 888706108 |
| — | A H BELO CORP | 35,942 | $180 | 0.0% | $6.97 | — | COM CL A | 001282102 |
| — | WINTHROP RLTY TR | 13,400 | $174 | 0.0% | $14.33 | — | SH BEN INT NEW | 976391300 |
| — | REALNETWORKS INC | 40,670 | $173 | 0.0% | $7.55 | — | COM NEW | 75605L708 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 21,139 | $173 | 0.0% | $22.26 | -64.2% | COM | 33766Y100 |
| — | MODUSLINK GLOBAL SOLUTIONS I | 69,804 | $173 | 0.0% | $3.84 | — | COM NEW | 60786L206 |
| — | ZYNGA INC | 60,500 | $162 | 0.0% | $3.21 | — | CL A | 98986T108 |
| PRZM | PRISM TECHNOLOGIES GROUP INC | 132,586 | $135 | 0.0% | $2.97 | -47.7% | COM | 74273Y100 |
| — | ADVENT CLAYMORE ENH GRW & IN | 15,555 | $129 | 0.0% | $8.29 | — | COM | 00765E104 |
| — | C B PHARMA ACQUISITION CORP | 12,500 | $124 | 0.0% | $9.92 | — | SHS | G2029P126 |
| — | DELAWARE INVTS DIV & INCOME | 13,662 | $120 | 0.0% | $10.44 | — | COM | 245915103 |
| — | HARVEST NATURAL RESOURCES IN | 210,807 | $90 | 0.0% | $4.07 | — | COM | 41754V103 |
| — | WINDSTREAM HLDGS INC | 13,500 | $87 | 0.0% | $6.37 | — | COM NEW | 97382A200 |
| KOPN | KOPIN CORP | 23,746 | $65 | 0.0% | $3.84 | -23.7% | COM | 500600101 |
| — | MORGANS HOTEL GROUP CO | 19,100 | $64 | 0.0% | $3.30 | — | COM | 61748W108 |
| — | ENDOCYTE INC | 14,200 | $57 | 0.0% | $6.62 | — | COM | 29269A102 |
| — | COVISINT CORP | 18,549 | $46 | 0.0% | $2.67 | — | COM | 22357R103 |
| — | FULL CIRCLE CAP CORP | 17,700 | $44 | 0.0% | $3.55 | — | COM | 359671104 |
| — | WRIGHT MED GROUP N V | 38,308 | $39 | 0.0% | $1.02 | — | RIGHT 03/01/2019 | N96617126 |
| — | TRANS WORLD ENTMT CORP | 10,400 | $37 | 0.0% | $3.85 | — | COM | 89336Q100 |
| LUNA | LUNA INNOVATIONS | 34,483 | $37 | 0.0% | $1.53 | -31.8% | COM | 550351100 |
| — | SANOFI | 155,177 | $17 | 0.0% | $0.34 | — | RIGHT 12/31/2020 | 80105N113 |
| — | SAMSON OIL & GAS LTD | 14,119 | $6 | 0.0% | $1.42 | — | SPON ADR NEW | 796043206 |