CIK: 0001584639 · Show all filings
Period: Q1 2016 (← Previous) (Next →)
Filing Date: May 13, 2016
Total Value ($000): $311,862 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | CAMERON INTERNATIONAL CORP | 415,522 | $27,861 | 8.9% | $63.94 | — | COM | 13342B105 |
| — | JARDEN CORP | 467,313 | $27,548 | 8.8% | $58.07 | — | COM | 471109108 |
| — | ANCHOR BANCORP WIS INC DEL | 456,500 | $20,570 | 6.6% | $45.06 | — | COM | 03283P106 |
| KLAC | KLA-TENCOR CORP | 207,649 | $15,119 | 4.8% | $53.38 | +6.0% | COM | 482480100 |
| — | YOUKU TUDOU INC | 449,257 | $12,350 | 4.0% | $27.19 | — | SPONSORED ADR | 98742U100 |
| — | ALLIANCEBERNSTEIN INCOME FUN | 1,384,213 | $10,866 | 3.5% | $7.79 | — | COM | 01881E101 |
| — | SANDISK CORP | 135,000 | $10,271 | 3.3% | $76.08 | — | COM | 80004C101 |
| — | AIRGAS INC | 71,936 | $10,189 | 3.3% | $140.33 | — | COM | 009363102 |
| — | TIME WARNER CABLE INC | 49,246 | $10,077 | 3.2% | $181.12 | — | COM | 88732J207 |
| — | YAHOO INC | 209,425 | $7,709 | 2.5% | $38.10 | — | COM | 984332106 |
| — | ALLERGAN PLC | 27,000 | $7,237 | 2.3% | $268.04 | — | SHS | G0177J108 |
| — | CASCADE MICROTECH INC | 323,841 | $6,678 | 2.1% | $20.62 | — | COM | 147322101 |
| — | SAFEGUARD SCIENTIFICS INC | 487,645 | $6,461 | 2.1% | $18.08 | — | COM NEW | 786449207 |
| — | STARWOOD HOTELS&RESORTS WRLD | 77,163 | $6,438 | 2.1% | $69.29 | — | COM | 85590A401 |
| — | GARNERO GROUP ACQUISITION CO | 647,542 | $6,430 | 2.1% | $9.83 | — | SHS | G5866L108 |
| — | LMP REAL ESTATE INCOME FD IN | 437,410 | $5,966 | 1.9% | $13.14 | — | COM | 50208C108 |
| — | C1 FINL INC | 228,441 | $5,528 | 1.8% | $24.21 | — | COM | 12591N109 |
| — | BOULEVARD ACQUISITION | 519,500 | $5,169 | 1.7% | $9.96 | — | UNIT 99/99/9999 | 10157Q201 |
| — | DOUBLE EAGLE ACQUISITION COR | 444,000 | $4,440 | 1.4% | $10.14 | — | UNIT 99/99/9999 | G28195108 |
| — | REAVES UTIL INCOME FD | 138,019 | $4,138 | 1.3% | $25.97 | — | COM SH BEN INT | 756158101 |
| — | INGRAM MICRO INC | 111,337 | $3,998 | 1.3% | $35.91 | — | CL A | 457153104 |
| — | ATLANTIC ALLIANCE PARTNER CO | 357,000 | $3,724 | 1.2% | $10.35 | — | SHS | G04897107 |
| — | BROADCOM LTD | 24,000 | $3,708 | 1.2% | $155.00 | — | Put | Y09827109 |
| — | CORNERSTONE STRATEGIC VALUE | 251,080 | $3,676 | 1.2% | $20.18 | — | COM | 21924B302 |
| — | THE ADT CORPORATION | 85,647 | $3,534 | 1.1% | $41.26 | — | COM | 00101J106 |
| — | VIACOM INC NEW | 80,001 | $3,302 | 1.1% | $41.21 | — | CL B | 92553P201 |
| — | GLOBAL HIGH INCOME FUND INC | 355,232 | $3,087 | 1.0% | $8.21 | — | COM | 37933G108 |
| — | FIRSTMERIT CORP | 136,629 | $2,876 | 0.9% | $21.05 | — | COM | 337915102 |
| — | AR CAP ACQUISITION CORP | 285,000 | $2,819 | 0.9% | $9.75 | — | UNIT 10/06/2019 | 00191R208 |
| — | MEDIA GEN INC NEW | 159,893 | $2,608 | 0.8% | $16.31 | — | COM | 58441K100 |
| — | AR CAP ACQUISITION CORP | 255,000 | $2,510 | 0.8% | $9.84 | — | COM | 00191R109 |
| — | CORNERSTONE TOTAL RTRN FD IN | 155,461 | $2,503 | 0.8% | $16.07 | — | COM | 21924U300 |
| — | BAXALTA INC | 60,300 | $2,436 | 0.8% | $40.40 | — | COM | 07177M103 |
| — | QUINPARIO ACQUISITION CORP 2 | 243,850 | $2,385 | 0.8% | $9.76 | — | COM | 74874U101 |
| — | GABELLI EQUITY TR INC | 420,354 | $2,283 | 0.7% | $6.40 | — | COM | 362397101 |
| — | QIHOO 360 TECHNOLOGY CO LTD | 30,000 | $2,267 | 0.7% | $73.72 | — | ADS | 74734M109 |
| — | E M C CORP MASS | 78,000 | $2,079 | 0.7% | $26.59 | — | COM | 268648102 |
| — | NUVEEN LG/SHT COMMODITY TOTR | 137,073 | $2,064 | 0.7% | $16.14 | — | COM UT BEN INT | 670731108 |
| — | WILSHIRE BANCORP INC | 192,713 | $1,985 | 0.6% | $10.30 | — | COM | 97186T108 |
| SCHL | SCHOLASTIC CORP | 52,585 | $1,965 | 0.6% | $30.10 | -3.5% | COM | 807066105 |
| — | NEUBERGER BERMAN RE ES SEC F | 374,904 | $1,908 | 0.6% | $4.84 | — | COM | 64190A103 |
| — | ANDINA ACQUISITION CORP II | 187,500 | $1,903 | 0.6% | $9.92 | — | UNIT 99/99/9999 | G0441P112 |
| — | COMMUNITYONE BANCORP | 141,886 | $1,884 | 0.6% | $13.28 | — | COM | 20416Q108 |
| — | BLOUNT INTL INC NEW | 180,000 | $1,796 | 0.6% | $9.98 | — | COM | 095180105 |
| — | STRATEGIC GLOBAL INCOME FD | 195,267 | $1,740 | 0.6% | $8.84 | — | COM | 862719101 |
| — | HYDRA INDS ACQUISITION CORP | 174,349 | $1,719 | 0.6% | $9.69 | — | COM | 448740100 |
| — | WINTHROP RLTY TR | 124,592 | $1,636 | 0.5% | $13.26 | — | SH BEN INT NEW | 976391300 |
| — | TALMER BANCORP INC | 90,000 | $1,628 | 0.5% | $18.09 | — | COM | 87482X101 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 38,797 | $1,494 | 0.5% | $38.51 | — | SHS CL A | G5480U104 |
| — | HEARTLAND PMT SYS INC | 15,000 | $1,449 | 0.5% | $96.60 | — | COM | 42235N108 |
| PFLT | PENNANTPARK FLOATING RATE CA | 121,572 | $1,422 | 0.5% | $4.46 | -10.1% | COM | 70806A106 |
| — | MONARCH FINANCIAL HOLDINGS I | 81,919 | $1,361 | 0.4% | $16.61 | — | COM | 60907Q100 |
| — | AFFYMETRIX INC | 97,000 | $1,358 | 0.4% | $14.00 | — | COM | 00826T108 |
| — | MANAGED HIGH YIELD PLUS FD I | 742,810 | $1,322 | 0.4% | $1.77 | — | COM | 561911108 |
| — | ITC HLDGS CORP | 30,000 | $1,307 | 0.4% | $43.57 | — | COM | 465685105 |
| — | ELECTRUM SPL ACQUISITION COR | 129,645 | $1,251 | 0.4% | $9.65 | — | SHS | G3105C104 |
| — | NUVEEN DIVERSIFIED COMMODTY | 138,390 | $1,233 | 0.4% | $10.55 | — | COM UT BEN INT | 67074P104 |
| — | HENNESSY CAP ACQUISITION COR | 120,000 | $1,162 | 0.4% | $9.68 | — | COM | 42588J100 |
| — | LAPORTE BANCORP INC MD | 70,390 | $1,109 | 0.4% | $15.76 | — | COM | 516651106 |
| — | FIRST NIAGARA FINL GP INC | 102,748 | $995 | 0.3% | $10.85 | — | COM | 33582V108 |
| — | 1ST CENTURY BANCSHARES INC | 88,883 | $975 | 0.3% | $10.97 | — | COM | 31943X102 |
| — | HARMONY MERGER CORP | 90,000 | $891 | 0.3% | $9.76 | — | COM | 413247107 |
| — | AGL RES INC | 12,000 | $782 | 0.3% | $61.00 | — | COM | 001204106 |
| — | HARMONY MERGER CORP | 75,000 | $764 | 0.2% | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| — | COMMUNICATIONS SALES&LEAS IN | 32,528 | $724 | 0.2% | $21.91 | — | COM | 20341J104 |
| — | GP INVTS ACQUISITION COR | 72,301 | $703 | 0.2% | $9.72 | — | SHS | G40357124 |
| — | NUVEEN MUN ADVANTAGE FD INC | 45,157 | $648 | 0.2% | $14.35 | — | COM | 67062H106 |
| — | VIDEOCON D2H LTD | 74,981 | $552 | 0.2% | $12.61 | — | ADR | 92657J101 |
| — | HF FINL CORP | 30,272 | $545 | 0.2% | $18.00 | — | COM | 404172108 |
| NMFC | NEW MTN FIN CORP | 38,224 | $483 | 0.2% | $4.82 | -12.3% | COM | 647551100 |
| — | LIBERTY ALL STAR EQUITY FD | 92,538 | $460 | 0.1% | $5.87 | — | SH BEN INT | 530158104 |
| — | NUVEEN DIVID ADVANTAGE MUN I | 29,882 | $453 | 0.1% | $15.16 | — | COM | 67071L106 |
| — | QLT INC | 211,114 | $420 | 0.1% | $3.14 | — | COM | 746927102 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 29,565 | $410 | 0.1% | $17.26 | — | SHS | 67075G103 |
| TDS | TELEPHONE & DATA SYS INC | 12,891 | $388 | 0.1% | $27.61 | -8.7% | COM NEW | 879433829 |
| — | BOULEVARD ACQUISITION | 38,319 | $374 | 0.1% | $9.84 | — | CL A | 10157Q102 |
| — | CROSSROADS CAP INC | 137,695 | $361 | 0.1% | $3.16 | — | COM | 227656105 |
| — | FAIRCHILD SEMICONDUCTOR INTL | 17,600 | $352 | 0.1% | $20.00 | — | COM | 303726103 |
| — | DIVIDEND & INCOME FUND | 31,021 | $346 | 0.1% | $11.02 | — | COM NEW | 25538A204 |
| — | AVENUE INCOME CR STRATEGIES | 28,482 | $312 | 0.1% | $17.58 | — | COM | 05358E106 |
| CNA | CNA FINL CORP | 9,516 | $306 | 0.1% | $15.42 | 0.0% | COM | 126117100 |
| — | BROOKFIELD GLOBL LISTED INFR | 25,736 | $292 | 0.1% | $16.55 | — | COM SHS | 11273Q109 |
| — | NUVEEN QUALITY MUN FD INC | 19,456 | $277 | 0.1% | $14.24 | — | COM | 67062N103 |
| — | CHEVIOT FINL CORP NEW | 17,800 | $261 | 0.1% | $15.34 | — | COM | 16677X105 |
| — | BARINGTON HILCO ACQUISITION | 24,740 | $245 | 0.1% | $9.74 | — | COM | 06759V101 |
| — | RENTECH INC | 104,874 | $233 | 0.1% | $5.60 | — | COM NEW | 760112201 |
| — | SOUTHCOAST FINANCIAL CORP | 16,900 | $221 | 0.1% | $13.31 | — | COM | 84129R100 |
| — | GABELLI GLOBL UTIL & INCOME | 12,171 | $218 | 0.1% | $20.04 | — | COM SH BEN INT | 36242L105 |
| — | TIVO INC | 22,300 | $212 | 0.1% | $11.28 | — | COM | 888706108 |
| — | FIDELITY NATIONAL FINANCIAL | 17,563 | $191 | 0.1% | $12.60 | — | FNFV GROUP COM | 31620R402 |
| — | A H BELO CORP | 35,942 | $173 | 0.1% | $6.97 | — | COM CL A | 001282102 |
| — | PLANET PAYMENT INC | 46,802 | $165 | 0.1% | $3.53 | — | SHS | U72603118 |
| — | REALNETWORKS INC | 40,670 | $165 | 0.1% | $7.55 | — | COM NEW | 75605L708 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 21,139 | $159 | 0.1% | $22.26 | -67.5% | COM | 33766Y100 |
| — | ZYNGA INC | 60,500 | $138 | 0.0% | $3.21 | — | CL A | 98986T108 |
| — | ADVENT CLAYMORE ENH GRW & IN | 15,555 | $128 | 0.0% | $8.29 | — | COM | 00765E104 |
| — | HARVEST NATURAL RESOURCES IN | 210,807 | $127 | 0.0% | $4.07 | — | COM | 41754V103 |
| — | C B PHARMA ACQUISITION CORP | 12,500 | $126 | 0.0% | $9.92 | — | SHS | G2029P126 |
| — | DELAWARE INVTS DIV & INCOME | 13,662 | $125 | 0.0% | $10.44 | — | COM | 245915103 |
| — | INTRAWEST RESORTS HLDGS INC | 14,391 | $123 | 0.0% | $8.55 | — | COM | 46090K109 |
| — | MODUSLINK GLOBAL SOLUTIONS I | 69,804 | $103 | 0.0% | $3.84 | — | COM NEW | 60786L206 |
| — | BROADCOM LTD | 400 | $62 | 0.0% | $155.00 | — | SHS | Y09827109 |
| — | WRIGHT MED GROUP N V | 38,308 | $48 | 0.0% | $1.02 | — | RIGHT 03/01/2019 | N96617126 |
| — | ENDOCYTE INC | 14,200 | $44 | 0.0% | $6.62 | — | COM | 29269A102 |
| PRZM | PRISM TECHNOLOGIES GROUP INC | 132,586 | $40 | 0.0% | $2.97 | -80.4% | COM | 74273Y100 |
| KOPN | KOPIN CORP | 23,746 | $39 | 0.0% | $3.84 | -50.3% | COM | 500600101 |
| — | TRANS WORLD ENTMT CORP | 10,400 | $38 | 0.0% | $3.85 | — | COM | 89336Q100 |
| — | COVISINT CORP | 18,549 | $37 | 0.0% | $2.67 | — | COM | 22357R103 |
| LUNA | LUNA INNOVATIONS | 34,483 | $36 | 0.0% | $1.53 | -37.2% | COM | 550351100 |
| — | MORGANS HOTEL GROUP CO | 19,100 | $26 | 0.0% | $3.30 | — | COM | 61748W108 |
| — | SANOFI | 155,177 | $18 | 0.0% | $0.34 | — | RIGHT 12/31/2020 | 80105N113 |
| — | SAMSON OIL & GAS LTD | 14,119 | $12 | 0.0% | $1.42 | — | SPON ADR NEW | 796043206 |