CIK: 0001584639 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 13, 2015
Total Value ($000): $177,797 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | CITY NATL CORP | 100,006 | $8,807 | 5.0% | $89.72 | — | COM | 178566105 |
| — | PRECISION CASTPARTS CORP | 34,500 | $7,925 | 4.5% | $229.71 | — | COM | 740189105 |
| — | ALLIANCEBERNSTEIN INCOME FUN | 932,838 | $7,332 | 4.1% | $7.84 | — | COM | 01881E101 |
| — | HOME PROPERTIES INC | 96,146 | $7,187 | 4.0% | $73.92 | — | COM | 437306103 |
| — | TIME WARNER CABLE INC | 38,357 | $6,880 | 3.9% | $176.29 | — | COM | 88732J207 |
| — | SAFEGUARD SCIENTIFICS INC | 395,407 | $6,145 | 3.5% | $19.11 | — | COM NEW | 786449207 |
| — | ALLIANCE BANCORP INC PA NEW | 237,375 | $5,690 | 3.2% | $22.38 | — | COM | 01890A108 |
| — | CHUBB CORP | 45,000 | $5,519 | 3.1% | $122.64 | — | COM | 171232101 |
| — | PARTNERRE LTD | 36,000 | $5,000 | 2.8% | $138.89 | — | COM | G6852T105 |
| — | CORNERSTONE STRATEGIC VALUE | 306,396 | $4,817 | 2.7% | $20.25 | — | COM PAR $0.001 | 21924B302 |
| — | DOUBLE EAGLE ACQUISITION COR | 468,000 | $4,746 | 2.7% | $10.14 | — | UNIT 99/99/9999 | G28195108 |
| — | DEALERTRACK TECHNOLOGIES INC | 75,093 | $4,743 | 2.7% | $63.16 | — | COM | 242309102 |
| — | YAHOO INC | 159,925 | $4,623 | 2.6% | $39.26 | — | COM | 984332106 |
| — | BOULEVARD ACQUISITION | 442,500 | $4,412 | 2.5% | $9.97 | — | UNIT 99/99/9999 | 10157Q201 |
| — | GARNERO GROUP ACQUISITION CO | 412,500 | $4,088 | 2.3% | $9.85 | — | SHS | G5866L108 |
| L | LOEWS CORP | 96,000 | $3,469 | 2.0% | $41.13 | -13.4% | COM | 540424108 |
| — | TRANSAMERICA INCOME SHS INC | 146,474 | $3,173 | 1.8% | $21.66 | — | COM | 893506105 |
| — | CORNERSTONE TOTAL RTRN FD IN | 186,798 | $3,002 | 1.7% | $16.07 | — | COM PAR $0.01 | 21924U300 |
| — | NUVEEN LG/SHT COMMODITY TOTR | 185,158 | $2,963 | 1.7% | $16.14 | — | COM UT BEN INT | 670731108 |
| — | CLECO CORP NEW | 52,158 | $2,777 | 1.6% | $53.84 | — | COM | 12561W105 |
| — | ONEIDA FINL CORP MD | 135,516 | $2,765 | 1.6% | $20.44 | — | COM | 682479100 |
| — | CYTEC INDS INC | 34,743 | $2,566 | 1.4% | $73.86 | — | COM | 232820100 |
| — | BROADCOM CORP | 49,314 | $2,536 | 1.4% | $51.43 | — | CL A | 111320107 |
| — | GABELLI EQUITY TR INC | 465,168 | $2,428 | 1.4% | $6.40 | — | COM | 362397101 |
| — | GLOBAL DEFENSE & NATL SEC SY | 211,963 | $2,230 | 1.3% | $10.48 | — | COM | 37953N108 |
| HRB | BLOCK H & R INC | 59,892 | $2,168 | 1.2% | $22.90 | 0.0% | COM | 093671105 |
| — | COMMUNICATIONS SALES&LEAS IN | 112,103 | $2,007 | 1.1% | $22.28 | — | COM | 20341J104 |
| — | MONTGOMERY STR INCOME SECS I | 112,730 | $1,962 | 1.1% | $17.40 | — | COM | 614115103 |
| — | NUVEEN DIVERSIFIED COMMODTY | 180,009 | $1,856 | 1.0% | $10.55 | — | COM UT BEN INT | 67074P104 |
| T | AT&T INC | 56,794 | $1,850 | 1.0% | $12.27 | 0.0% | COM | 00206R102 |
| — | NEUBERGER BERMAN RE ES SEC F | 375,004 | $1,729 | 1.0% | $4.84 | — | COM | 64190A103 |
| PFLT | PENNANTPARK FLOATING RATE CA | 143,644 | $1,715 | 1.0% | $4.46 | 0.0% | COM | 70806A106 |
| — | WILLIS GROUP HOLDINGS PUBLIC | 41,700 | $1,708 | 1.0% | $40.96 | — | SHS | G96666105 |
| OLN | OLIN CORP | 100,000 | $1,681 | 0.9% | $15.54 | 0.0% | Put | 680665205 |
| — | AMERIANA BANCORP | 72,857 | $1,676 | 0.9% | $23.00 | — | COM | 023613102 |
| — | SIGMA ALDRICH CORP | 12,000 | $1,667 | 0.9% | $139.23 | — | COM | 826552101 |
| — | CHAMBERS STR PPTYS | 244,245 | $1,585 | 0.9% | $6.49 | — | COM | 157842105 |
| — | LIBERTY GLOBAL PLC | 37,859 | $1,553 | 0.9% | $49.12 | — | SHS CL C | G5480U120 |
| — | CAMERON INTERNATIONAL CORP | 24,000 | $1,472 | 0.8% | $61.33 | — | COM | 13342B105 |
| OLN | OLIN CORP | 82,500 | $1,387 | 0.8% | $15.54 | 0.0% | COM PAR $1 | 680665205 |
| CMCSA | COMCAST CORP NEW | 24,000 | $1,365 | 0.8% | $23.34 | 0.0% | CL A | 20030N101 |
| VYX | NCR CORP NEW | 55,100 | $1,254 | 0.7% | $16.65 | 0.0% | COM | 62886E108 |
| — | BROADCOM CORP | 24,000 | $1,234 | 0.7% | $51.43 | — | Put | 111320107 |
| — | HCC INS HLDGS INC | 15,000 | $1,162 | 0.7% | $77.47 | — | COM | 404132102 |
| — | E M C CORP MASS | 48,000 | $1,160 | 0.7% | $26.40 | — | COM | 268648102 |
| — | LMP REAL ESTATE INCOME FD IN | 94,430 | $1,160 | 0.7% | $11.74 | — | COM | 50208C108 |
| — | GLOBAL HIGH INCOME FUND INC | 150,000 | $1,158 | 0.7% | $7.72 | — | COM | 37933G108 |
| — | HYDRA INDS ACQUISITION CORP | 112,015 | $1,087 | 0.6% | $9.67 | — | COM | 448740100 |
| NMFC | NEW MTN FIN CORP | 79,600 | $1,082 | 0.6% | $4.82 | 0.0% | COM | 647551100 |
| — | ATLANTIC ALLIANCE PARTNER CO | 100,000 | $1,015 | 0.6% | $10.15 | — | SHS | G04897107 |
| PRGO | PERRIGO CO PLC | 6,000 | $944 | 0.5% | $183.44 | 0.0% | SHS | G97822103 |
| — | DISCOVERY COMMUNICATNS NEW | 35,524 | $863 | 0.5% | $31.15 | — | COM SER C | 25470F302 |
| — | HEALTH NET INC | 12,900 | $777 | 0.4% | $60.23 | — | COM | 42222G108 |
| — | STANDARD PAC CORP NEW | 95,800 | $766 | 0.4% | $8.00 | — | COM | 85375C101 |
| — | HARMONY MERGER CORP | 75,000 | $765 | 0.4% | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| — | AGL RES INC | 12,000 | $732 | 0.4% | $61.00 | — | COM | 001204106 |
| — | VIDEOCON D2H LTD | 74,981 | $724 | 0.4% | $12.61 | — | ADR | 92657J101 |
| — | STEINER LEISURE LTD | 11,135 | $704 | 0.4% | $63.22 | — | ORD | P8744Y102 |
| — | PEPCO HOLDINGS INC | 27,100 | $656 | 0.4% | $26.93 | — | COM | 713291102 |
| — | SOLERA HOLDINGS INC | 12,000 | $648 | 0.4% | $54.00 | — | COM | 83421A104 |
| — | FEDERATED ENHANC TREAS INCM | 46,891 | $634 | 0.4% | $13.52 | — | COM SH BEN INT | 314162108 |
| — | QUINPARIO ACQUISITION CORP 2 | 63,850 | $633 | 0.4% | $9.95 | — | COM | 74874U101 |
| — | BDCA VENTURE INC | 128,881 | $604 | 0.3% | $5.25 | — | COM | 05543L106 |
| — | ALTERA CORP | 12,000 | $601 | 0.3% | $50.08 | — | COM | 021441100 |
| — | CAMBRIDGE CAP ACQUISITION CO | 60,000 | $600 | 0.3% | $10.00 | — | COM | 13215Q106 |
| — | RENTECH INC | 104,883 | $587 | 0.3% | $5.60 | — | COM NEW | 760112201 |
| — | OM GROUP INC | 17,502 | $576 | 0.3% | $32.91 | — | COM | 670872100 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 36,727 | $530 | 0.3% | $17.26 | — | SHS | 67075G103 |
| — | OMNIVISION TECHNOLOGIES INC | 20,039 | $526 | 0.3% | $26.35 | — | COM | 682128103 |
| — | DOT HILL SYS CORP | 52,626 | $512 | 0.3% | $9.73 | — | COM | 25848T109 |
| — | REAVES UTIL INCOME FD | 16,846 | $473 | 0.3% | $25.89 | — | COM SH BEN INT | 756158101 |
| — | LIBERTY ALL STAR EQUITY FD | 92,538 | $470 | 0.3% | $5.87 | — | SH BEN INT | 530158104 |
| VC | VISTEON CORP | 4,500 | $456 | 0.3% | $60.70 | -4.4% | COM NEW | 92839U206 |
| — | DNP SELECT INCOME FD | 45,668 | $410 | 0.2% | $9.57 | — | COM | 23325P104 |
| OXY | OCCIDENTAL PETE CORP DEL | 6,000 | $397 | 0.2% | $63.89 | -19.7% | COM | 674599105 |
| — | GABELLI GLOBL UTIL & INCOME | 24,452 | $394 | 0.2% | $20.04 | — | COM SH BEN INT | 36242L105 |
| — | BROOKFIELD TOTAL RETURN FD I | 18,238 | $389 | 0.2% | $23.77 | — | COM | 11283U108 |
| — | AVENUE INCOME CR STRATEGIES | 28,482 | $366 | 0.2% | $17.58 | — | COM | 05358E106 |
| PRZM | PRISM TECHNOLOGIES GROUP INC | 129,205 | $362 | 0.2% | $3.01 | 0.0% | COM | 74273Y100 |
| — | LUMENIS LTD | 24,995 | $346 | 0.2% | $13.84 | — | SHS CL B | M6778Q121 |
| — | AR CAP ACQUISITION CORP | 33,500 | $333 | 0.2% | $9.88 | — | UNIT 10/06/2019 | 00191R208 |
| — | BROOKFIELD GLOBL LISTED INFR | 25,736 | $322 | 0.2% | $16.55 | — | COM SHS | 11273Q109 |
| TDS | TELEPHONE & DATA SYS INC | 12,891 | $322 | 0.2% | $27.61 | +1.7% | COM NEW | 879433829 |
| — | TEMPLETON RUS AND EAST EUR F | 31,265 | $304 | 0.2% | $9.72 | — | COM | 88022F105 |
| — | DOW CHEM CO | 7,000 | $297 | 0.2% | $42.43 | — | COM | 260543103 |
| — | HARVEST NATURAL RESOURCES IN | 210,807 | $293 | 0.2% | $4.07 | — | COM | 41754V103 |
| — | QLT INC | 105,486 | $281 | 0.2% | $4.28 | — | COM | 746927102 |
| — | AVOLON HLDGS LTD | 9,200 | $280 | 0.2% | $30.43 | — | COM | G52237107 |
| — | SIRIUS XM HLDGS INC | 72,133 | $270 | 0.2% | $3.23 | — | COM | 82968B103 |
| GYRO | GYRODYNE LLC | 9,146 | $257 | 0.1% | $19.48 | 0.0% | COM | 403829104 |
| — | ATMEL CORP | 31,725 | $256 | 0.1% | $8.07 | — | COM | 049513104 |
| — | BARINGTON HILCO ACQUISITION | 24,740 | $243 | 0.1% | $9.74 | — | COM | 06759V101 |
| PPL | PPL CORP | 7,065 | $232 | 0.1% | $19.41 | +1.4% | COM | 69351T106 |
| — | SOUTHCOAST FINANCIAL CORP | 16,900 | $225 | 0.1% | $13.31 | — | COM | 84129R100 |
| — | REALD INC | 21,600 | $208 | 0.1% | $12.79 | — | COM | 75604L105 |
| — | FIDELITY NATIONAL FINANCIAL | 17,563 | $206 | 0.1% | $12.60 | — | FNFV GROUP COM | 31620R402 |
| — | MODUSLINK GLOBAL SOLUTIONS I | 69,804 | $200 | 0.1% | $3.84 | — | COM NEW | 60786L206 |
| — | TIVO INC | 22,300 | $193 | 0.1% | $11.28 | — | COM | 888706108 |
| — | WINTHROP RLTY TR | 13,400 | $192 | 0.1% | $14.33 | — | SH BEN INT NEW | 976391300 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 21,139 | $180 | 0.1% | $22.26 | -51.7% | COM | 33766Y100 |
| — | A H BELO CORP | 35,942 | $177 | 0.1% | $6.97 | — | COM CL A | 001282102 |
| — | COHEN & STEERS TOTAL RETURN | 14,448 | $172 | 0.1% | $12.39 | — | COM | 19247R103 |
| — | REALNETWORKS INC | 40,670 | $166 | 0.1% | $7.55 | — | COM NEW | 75605L708 |
| — | ZYNGA INC | 60,500 | $138 | 0.1% | $3.21 | — | CL A | 98986T108 |
| — | KCG HLDGS INC | 12,491 | $137 | 0.1% | $12.32 | — | CL A | 48244B100 |
| — | C B PHARMA ACQUISITION CORP | 12,500 | $124 | 0.1% | $9.92 | — | SHS | G2029P126 |
| — | DELAWARE INVTS DIV & INCOME | 13,662 | $114 | 0.1% | $10.44 | — | COM | 245915103 |
| WEN | WENDYS CO | 11,298 | $98 | 0.1% | $11.02 | -12.0% | COM | 95058W100 |
| — | MITEL NETWORKS CORP | 15,021 | $97 | 0.1% | $8.85 | — | COM | 60671Q104 |
| — | WINDSTREAM HLDGS INC | 13,500 | $83 | 0.0% | $6.37 | — | COM NEW | 97382A200 |
| KOPN | KOPIN CORP | 23,746 | $75 | 0.0% | $3.84 | -20.5% | COM | 500600101 |
| — | ENDOCYTE INC | 14,200 | $65 | 0.0% | $6.62 | — | COM | 29269A102 |
| — | MORGANS HOTEL GROUP CO | 19,100 | $63 | 0.0% | $3.30 | — | COM | 61748W108 |
| — | FULL CIRCLE CAP CORP | 17,700 | $54 | 0.0% | $3.55 | — | COM | 359671104 |
| — | COVISINT CORP | 18,549 | $40 | 0.0% | $2.67 | — | COM | 22357R103 |
| — | TRANS WORLD ENTMT CORP | 10,400 | $39 | 0.0% | $3.85 | — | COM | 89336Q100 |
| LUNA | LUNA INNOVATIONS | 34,483 | $32 | 0.0% | $1.53 | -29.4% | COM | 550351100 |
| — | SANOFI | 155,177 | $30 | 0.0% | $0.34 | — | RIGHT 12/31/2020 | 80105N113 |
| — | LIFEVANTAGE CORP | 31,200 | $25 | 0.0% | $1.65 | — | COM | 53222K106 |
| — | SAMSON OIL & GAS LTD | 14,119 | $9 | 0.0% | $1.42 | — | SPON ADR NEW | 796043206 |
| GULTU | GULF COAST ULTRA DEEP RTY TR | 14,923 | $4 | 0.0% | $2.95 | — | ROYALTY TR UNT | 40222T104 |