Location: Winnetka, IL
CIK: 0001597506 · Show all filings
Period: Q1 2023 (← Previous) (Next →)
Filing Date: May 15, 2023
Total Value: $507M (48.7% shares, 51.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | SPDR S&P 500 ETF TR | 288,000 | $118M | 23.2% | $409.39 | — | — | Put | 78462F953 |
| — | ON SEMICONDUCTOR CORP | 13,070,000 | $51.8M | 10.2% | $3.96 | $2.78 | — | NOTE 1.625%10/1 | 682189AP0 |
| OXY/WS | OCCIDENTAL PETE CORP | 1,022,594 | $41.74M | 8.2% | $40.82 | $33.54 | — | *W EXP 08/03/202 | 674599162 |
| — | DICKS SPORTING GOODS INC | 8,062,000 | $35.97M | 7.1% | $4.46 | $4.00 | — | NOTE 3.250% 4/1 | 253393AD4 |
| — | TERADYNE INC | 7,423,000 | $25.29M | 5.0% | $3.41 | $2.82 | — | NOTE 1.250%12/1 | 880770AG7 |
| — | INVESCO QQQ TR | 67,000 | $21.5M | 4.2% | $320.93 | — | — | Put | 46090E953 |
| — | PALO ALTO NETWORKS INC | 6,339,000 | $14.22M | 2.8% | $2.24 | $1.58 | — | NOTE 0.750% 7/0 | 697435AD7 |
| — | MICROCHIP TECHNOLOGY INC. | 3,179,000 | $11.98M | 2.4% | $3.77 | $2.76 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | CHART INDS INC | 5,000,000 | $10.9M | 2.1% | $2.18 | $2.18 | — | NOTE 1.000%11/1 | 16115QAE0 |
| — | FTI CONSULTING INC | 5,056,000 | $9.866M | 1.9% | $1.95 | $1.58 | — | NOTE 2.000% 8/1 | 302941AP4 |
| — | PIONEER NAT RES CO | 4,542,000 | $9.753M | 1.9% | $2.15 | $2.29 | — | NOTE 0.250% 5/1 | 723787AP2 |
| — | SEA LTD | 5,000,000 | $8.781M | 1.7% | $1.76 | $1.76 | — | NOTE 1.000%12/0 | 81141RAD2 |
| — | ETSY INC | 5,450,000 | $7.813M | 1.5% | $1.43 | $1.94 | — | NOTE 0.125%10/0 | 29786AAJ5 |
| — | ALLEGHENY TECHNOLOGIES INC | 3,000,000 | $7.78M | 1.5% | $2.59 | $2.02 | — | NOTE 3.500% 6/1 | 01741RAK8 |
| — | ENVISTA HOLDINGS CORPORATION | 3,209,000 | $6.427M | 1.3% | $2.00 | $1.67 | — | NOTE 2.375% 6/0 | 29415FAB0 |
| — | ALLSCRIPTS HEALTHCARE SOLUTI | 5,500,000 | $6.216M | 1.2% | $1.13 | $1.66 | — | NOTE 0.875% 1/0 | 01988PAF5 |
| — | PLUG PWR INC | 2,535,000 | $6.002M | 1.2% | $2.37 | $6.75 | — | NOTE 3.750% 6/0 | 72919PAD5 |
| HTZWW | HERTZ GLOBAL HLDGS INC | 567,060 | $5.035M | 1.0% | $8.88 | $10.11 | — | *W EXP 06/30/205 | 42806J148 |
| — | ISHARES TR | 26,000 | $4.638M | 0.9% | $178.40 | — | — | Put | 464287955 |
| — | SILICON LABORATORIES INC | 2,749,000 | $4.128M | 0.8% | $1.50 | $1.49 | — | NOTE 0.625% 6/1 | 826919AD4 |
| — | BOX INC | 3,500,000 | $4.099M | 0.8% | $1.17 | $1.17 | — | NOTE 1/1 | 10316TAB0 |
| — | INVESCO QQQ TR | 12,000 | $3.851M | 0.8% | $320.93 | — | — | Call | 46090E903 |
| — | PARSONS CORP DEL | 3,473,000 | $3.846M | 0.8% | $1.11 | $1.14 | — | NOTE 0.250% 8/1 | 70202LAB8 |
| — | PEABODY ENGR CORP | 2,500,000 | $3.808M | 0.8% | $1.52 | $1.52 | — | NOTE 3.250% 3/0 | 704551AD2 |
| — | RH | 2,907,000 | $3.755M | 0.7% | $1.29 | $1.44 | — | NOTE 9/1 | 74967XAD5 |
| — | SPDR GOLD TR | 20,000 | $3.664M | 0.7% | $183.22 | — | — | Put | 78463V957 |
| — | COLLIERS INTL GROUP INC | 1,950,000 | $3.656M | 0.7% | $1.87 | $1.67 | — | NOTE 4.000% 6/0 | 194693AB3 |
| — | MICROCHIP TECHNOLOGY INC. | 1,446,000 | $3.444M | 0.7% | $2.38 | $2.17 | — | NOTE 1.625% 2/1 | 595017AF1 |
| — | CLOROX CO DEL | 20,000 | $3.165M | 0.6% | $158.24 | — | — | Put | 189054959 |
| — | APPLE INC | 18,900 | $3.117M | 0.6% | $164.90 | — | — | Put | 037833950 |
| — | MIDDLEBY CORP | 2,501,000 | $3.109M | 0.6% | $1.24 | $1.36 | — | NOTE 1.000% 9/0 | 596278AB7 |
| — | NICE SYS INC | 1,054,000 | $2.892M | 0.6% | $2.74 | $2.99 | — | NOTE 1.250% 1/1 | 65366HAB9 |
| — | AKAMAI TECHNOLOGIES INC | 2,390,000 | $2.409M | 0.5% | $1.01 | $1.27 | — | NOTE 0.125% 5/0 | 00971TAJ0 |
| — | BARCLAYS BANK PLC | 53,000 | $2.38M | 0.5% | $44.91 | — | — | Call | 06748F904 |
| — | HARMONIC INC | 1,375,000 | $2.365M | 0.5% | $1.72 | $1.58 | — | DBCV 2.000% 9/0 | 413160AD4 |
| — | VANECK ETF TRUST | 65,000 | $2.103M | 0.4% | $32.35 | — | — | Call | 92189F906 |
| — | TESLA INC | 10,000 | $2.075M | 0.4% | $207.46 | — | — | Put | 88160R951 |
| — | RH | 1,575,000 | $1.973M | 0.4% | $1.25 | $1.27 | — | NOTE 6/1 | 74967XAA1 |
| — | REPLIGEN CORP | 1,015,000 | $1.561M | 0.3% | $1.54 | $1.54 | — | NOTE 0.375% 7/1 | 759916AB5 |
| ICSH | ISHARES TR | 30,744 | $1.545M | 0.3% | $50.25 | $50.16 | +0.2% | BLACKROCK ULTRA | 46434V878 |
| — | INSIGHT ENTERPRISES INC | 727,000 | $1.524M | 0.3% | $2.10 | $1.54 | — | NOTE 0.750% 2/1 | 45765UAB9 |
| — | TESLA INC | 144,000 | $1.444M | 0.3% | $10.03 | $11.66 | — | NOTE 2.000% 5/1 | 88160RAG6 |
| — | SURGEPAYS INC | 1,211,492 | $1.433M | 0.3% | $1.18 | $1.40 | — | *W EXP 10/22/202 | 86882L113 |
| — | MCDONALDS CORP | 5,000 | $1.398M | 0.3% | $279.61 | — | — | Put | 580135951 |
| — | CONMED CORP | 1,066,000 | $1.313M | 0.3% | $1.23 | $1.23 | — | NOTE 2.625% 2/0 | 207410AF8 |
| — | FISKER INC | 204,300 | $1.254M | 0.2% | $6.14 | — | — | Put | 33813J956 |
| APTV 5.5 06/15/23 A | APTIV PLC | 9,127 | $1.108M | 0.2% | $121.39 | $121.39 | — | 5.5% CNV PFD A | G6095L117 |
| — | KBR INC | 464,000 | $1.011M | 0.2% | $2.18 | $1.88 | — | NOTE 2.500%11/0 | 48242WAB2 |
| — | FIRST REP BK SAN FRANCISCO C | 65,700 | $919K | 0.2% | $13.99 | — | — | Put | 33616C950 |
| NEN | NEW ENGLAND RLTY ASSOC LTD P | 12,557 | $909K | 0.2% | $72.40 | $72.25 | — | DEPOSITRY RCPT | 644206104 |
| — | MICROSOFT CORP | 3,000 | $865K | 0.2% | $288.30 | — | — | Call | 594918904 |
| PXS 7.75 PERP A | PYXIS TANKERS INC | 28,627 | $694K | 0.1% | $24.25 | $24.13 | — | 7.75% CNV PFD A | Y71726114 |
| OAKUU | OAK WOODS ACQUISITION CORP | 65,000 | $663K | 0.1% | $10.20 | $10.20 | — | UNIT 03/23/2028 | 67190B203 |
| — | SELECT SECTOR SPDR TR | 20,000 | $643K | 0.1% | $32.15 | — | — | Put | 81369Y955 |
| — | ISHARES SILVER TR | 29,000 | $641K | 0.1% | $22.12 | — | — | Call | 46428Q909 |
| GDST | GOLDENSTONE ACQUISITION LTD | 60,096 | $623K | 0.1% | $10.38 | $10.12 | +1.6% | COM | 38136Y102 |
| EXEEL | CHESAPEAKE ENERGY CORP | 10,512 | $608K | 0.1% | $57.84 | $54.26 | — | *W EXP 02/09/202 | 165167180 |
| MAQC | MAQUIA CAPITAL ACQUISITION C | 56,407 | $600K | 0.1% | $10.64 | $10.55 | 0.0% | CLASS A COM | 56564V101 |
| JTAI | OXBRIDGE ACQUISITION CORP | 55,002 | $589K | 0.1% | $10.71 * | $2342.24 | +1.9% | COM CL A | G6855L109 |
| EXEEW | CHESAPEAKE ENERGY CORP | 9,152 | $588K | 0.1% | $64.26 | $60.71 | — | *W EXP 02/09/202 | 165167164 |
| — | ACRI CAPITAL ACQUISITION COR | 55,000 | $578K | 0.1% | $10.50 | $10.13 | — | COM CL A | 00501A101 |
| — | DEXCOM INC | 194,000 | $549K | 0.1% | $2.83 | $2.91 | — | NOTE 0.750%12/0 | 252131AH0 |
| EONR | HNR ACQUISITION CORP | 51,102 | $534K | 0.1% | $10.44 | $10.10 | +3.4% | COM | 40472A102 |
| FLOT | ISHARES TR | 10,581 | $533K | 0.1% | $50.41 | $50.46 | -0.1% | FLTG RATE NT ETF | 46429B655 |
| — | MONTEREY BIO ACQUISITION COR | 49,894 | $533K | 0.1% | $10.68 | $10.68 | — | COM | 61240F108 |
| — | ACTIVISION BLIZZARD INC | 6,200 | $531K | 0.1% | $85.59 | — | — | Call | 00507V909 |
| — | 26 CAPITAL ACQUISITION CORP | 51,236 | $530K | 0.1% | $10.34 | $9.95 | — | COM CL A | 90138P100 |
| — | AMC ENTMT HLDGS INC | 103,400 | $518K | 0.1% | $5.01 | — | — | Put | 00165C954 |
| — | MONTEREY CAP ACQUISITION COR | 49,440 | $507K | 0.1% | $10.26 | $10.00 | — | CLASS A COM | 61244M109 |
| — | UNITED STS NAT GAS FD LP | 73,000 | $507K | 0.1% | $6.94 | — | — | Call | 912318900 |
| — | INTEGRATED RAIL AND RES ACQ | 44,323 | $467K | 0.1% | $10.54 | $10.40 | — | CL A COM | 45827R106 |
| PXSAW | PYXIS TANKERS INC | 286,281 | $458K | 0.1% | $1.60 | $0.96 | — | *W EXP 09/15/202 | Y71726122 |
| GSY | INVESCO ACTIVELY MANAGED ETF | 9,163 | $454K | 0.1% | $49.60 | $49.63 | -0.1% | ULTRA SHRT DUR | 46090A887 |
| — | GLOBAL BLOCKCHAIN ACQUI CORP | 42,800 | $440K | 0.1% | $10.28 | $9.90 | — | COMMON STOCK | 37961B104 |
| — | GENERAC HLDGS INC | 4,000 | $432K | 0.1% | $108.01 | — | — | Call | 368736904 |
| — | VISION SENSING ACQUISITION C | 40,043 | $422K | 0.1% | $10.53 | $10.11 | — | CLASS A COM | 92838J103 |
| — | PRIME NO ACQUISITION I CORP | 40,421 | $419K | 0.1% | $10.37 | $9.95 | — | COM CL A | 74168P107 |
| — | BANK HAWAII CORP | 7,300 | $380K | 0.1% | $52.08 | — | — | Put | 062540959 |
| VMCAF | VALUENCE MERGER CORP I | 35,041 | $370K | 0.1% | $10.56 | $10.02 | — | CLASS A ORD SHS | G9R16L100 |
| — | EF HUTTON ACQUISITION CORP I | 34,410 | $353K | 0.1% | $10.27 | $10.17 | — | COM | 28201D109 |
| — | CASSAVA SCIENCES INC | 14,000 | $338K | 0.1% | $24.12 | — | — | Put | 14817C957 |
| — | INTL GNRL INSURANCE HLDNGS L | 610,133 | $336K | 0.1% | $0.55 | $0.49 | — | *W EXP 03/17/202 | G4809J114 |
| — | ALAMOS GOLD INC NEW | 25,000 | $306K | 0.1% | $12.23 | — | — | Call | 011532908 |
| — | FINANCIAL STRATEGIES ACQUISI | 29,000 | $306K | 0.1% | $10.54 | $10.54 | — | CLASS A COM | 31772T107 |
| — | COMPOSECURE INC | 249,900 | $295K | 0.1% | $1.18 | $1.18 | — | *W EXP 12/27/202 | 20459V113 |
| — | MICROSTRATEGY INC | 1,000 | $292K | 0.1% | $292.32 | — | — | Put | 594972958 |
| — | BEYOND MEAT INC | 18,000 | $292K | 0.1% | $16.23 | — | — | Put | 08862E959 |
| — | BLOCKCHAIN MOON ACQUISITN CO | 27,379 | $290K | 0.1% | $10.60 | $10.60 | — | COM | 09370F109 |
| AMPX/WS | AMPRIUS TECHNOLOGIES INC | 544,216 | $272K | 0.1% | $0.50 | $0.38 | — | W EXP 09/14/202 | 03214Q116 |
| AIEV | FEUTUNE LIGHT ACQUISITION CO | 25,900 | $270K | 0.1% | $10.42 | $9.98 | +3.3% | CL A COM | 31561T102 |
| — | ENPHASE ENERGY INC | 100,000 | $266K | 0.1% | $2.66 | $2.66 | — | NOTE 0.250% 3/0 | 29355AAF4 |
| — | SCHWAB CHARLES CORP | 5,000 | $262K | 0.1% | $52.38 | — | — | Call | 808513905 |
| — | AURA FAT PROJS ACQUISITION C | 25,000 | $261K | 0.1% | $10.44 | $9.92 | — | CLASS A ORD | G06362100 |
| — | PONO CAP THREE INC | 25,300 | $260K | 0.1% | $10.26 | $10.26 | — | UNIT 01/11/2028 | G71704129 |
| XLF | SELECT SECTOR SPDR TR | 8,000 | $257K | 0.1% | $32.14 | $34.75 | -7.5% | FINANCIAL | 81369Y605 |
| — | PROGRESS ACQUISITION CORP | 23,570 | $249K | 0.0% | $10.55 | $10.25 | — | COM CL A | 74327P105 |
| SACQF | SPREE ACQUISITION CORP 1 LTD | 23,494 | $245K | 0.0% | $10.42 | $10.09 | — | CL A ORD SHS | G83745102 |
| — | MOBIV ACQUISITION CORP | 22,750 | $237K | 0.0% | $10.43 | $10.02 | — | CLASS A COM | 60742N106 |
| — | FG MERGER CORP | 22,159 | $231K | 0.0% | $10.42 | $9.97 | — | COMMON STOCK | 30324Y101 |
| — | HCM ACQUISITION CO | 22,000 | $230K | 0.0% | $10.47 | $10.47 | — | CLASS A ORD SHS | G4365A101 |
| ALSAF | ALPHA STAR ACQUISITION CORP | 21,103 | $221K | 0.0% | $10.49 | $10.00 | +3.8% | ORDINARY SHARES | G0230C108 |
| — | MALACCA STRAITS ACQUISITION | 20,862 | $221K | 0.0% | $10.57 | $10.21 | — | COM CL A | G5859B117 |
| — | CIIG CAPITAL PARTNERS II INC | 20,000 | $208K | 0.0% | $10.40 | $10.19 | — | COM CL A | 12561U109 |
| FLRN | SPDR SER TR | 6,775 | $206K | 0.0% | $30.43 | $30.30 | +0.4% | BLOOMBERG INVT | 78468R200 |
| AIMTF | AIMFINITY INVESTMENT CORP I | 20,000 | $202K | 0.0% | $10.08 | $9.85 | — | UNIT 04/21/2027 | G0135E142 |
| — | JAWS HURRICANE ACQUISITN COR | 19,821 | $202K | 0.0% | $10.17 | $9.94 | — | CLASS A COM | 47201B103 |
| — | NEUROCRINE BIOSCIENCES INC | 147,000 | $198K | 0.0% | $1.35 | $1.36 | — | NOTE 2.250% 5/1 | 64125CAD1 |
| — | FINTECH ECOSYSTEM DEVE | 18,401 | $194K | 0.0% | $10.54 | $10.14 | — | CLASS A COM | 318136108 |
| — | SOUTHWESTERN ENERGY CO | 37,600 | $188K | 0.0% | $5.00 | — | — | Call | 845467909 |
| — | DENALI CAPITAL ACQUISITN COR | 17,500 | $183K | 0.0% | $10.47 | $9.94 | — | CLASS A ORD | G6256B106 |
| — | GLOBAL STAR ACQUISITION INC | 17,456 | $180K | 0.0% | $10.30 | $10.13 | — | CLASS A COM | 37962G102 |
| — | AMPRIUS TECHNOLOGIES INC | 20,000 | $174K | 0.0% | $8.71 | — | — | Call | 03214Q908 |
| SBC | PONO CAP TWO INC | 15,750 | $164K | 0.0% | $10.44 | $10.00 | +4.4% | COM CL A | 73245B107 |
| — | NORDSTROM INC | 10,000 | $163K | 0.0% | $16.27 | — | — | Call | 655664900 |
| — | PLUTONIAN ACQUISITION CORP | 15,800 | $162K | 0.0% | $10.26 | $10.26 | — | COM | 72942P104 |
| — | PALO ALTO NETWORKS INC | 79,000 | $159K | 0.0% | $2.02 | $2.02 | — | NOTE 0.375% 6/0 | 697435AF2 |
| — | FIRST REP BK SAN FRANCISCO C | 10,000 | $140K | 0.0% | $13.99 | — | — | Call | 33616C900 |
| — | SURGEPAYS INC | 30,400 | $136K | 0.0% | $4.49 | — | — | Put | 86882L954 |
| — | AVALON ACQUISITION INC | 12,874 | $134K | 0.0% | $10.42 | $10.42 | — | CLASS A COM | 05338E101 |
| — | PROOF ACQUISITION CORP I | 12,671 | $132K | 0.0% | $10.38 | $10.38 | — | CL A COM | 74349W104 |
| PNSTQ | BANYAN ACQUISITION CORPORATI | 11,715 | $122K | 0.0% | $10.40 | $9.93 | — | CL A COM | 06690B107 |
| — | ATLANTIC COASTAL AQSTN CORP | 11,656 | $121K | 0.0% | $10.38 | $10.38 | — | CLASS A COM | 04845A108 |
| — | AIB ACQUISITION CORPORATION | 11,295 | $119K | 0.0% | $10.52 | $10.52 | — | CLASS A ORD | G0R45S109 |
| ISRLF | ISRAEL ACQUISITIONS CORP | 10,850 | $111K | 0.0% | $10.23 | $10.19 | 0.0% | CLASS A ORD | G49667101 |
| — | FISKER INC | 18,000 | $110K | 0.0% | $6.13 | $7.53 | — | CL A COM STK | 33813J106 |
| — | BROAD CAPITAL ACQUISITION CO | 10,308 | $109K | 0.0% | $10.59 | $10.59 | — | COM | 11125B102 |
| BMR | BEAMR IMAGING LTD | 53,713 | $107K | 0.0% | $1.99 | $2.94 | -32.3% | ORDINARY SHS | M1R79L104 |
| — | PHP VENTURES ACQUISITION COR | 10,027 | $106K | 0.0% | $10.61 | $10.61 | — | CLASS A COM | 69291C106 |
| PETVW | PETVIVO HLDGS INC | 258,208 | $103K | 0.0% | $0.40 | $0.44 | — | *W EXP 08/13/202 | 716817119 |
| — | KHOSLA VENTURES ACQUISITION | 10,000 | $101K | 0.0% | $10.14 | $10.14 | — | CL A | 482504107 |
| — | DIRECT DIGITAL HOLDINGS INC | 133,382 | $100K | 0.0% | $0.75 | $0.66 | — | *W EXP 02/15/202 | 25461T113 |
| — | TIVIC HEALTH SYSTEMS INC | 541,618 | $81,568 | 0.0% | $0.15 | $0.15 | — | COMMON STOCK | 888705100 |
| — | SAB BIOTHERAPEUTICS INC | 177,659 | $78,170 | 0.0% | $0.44 | $0.59 | — | COM | 78397T103 |
| POLWQ | 1847 GOEDEKER INC | 773,118 | $76,461 | 0.0% | $0.10 | $0.24 | — | *W EXP 06/02/202 | 28252C117 |
| SBEVW | SPLASH BEVERAGE GROUP INC | 271,493 | $76,018 | 0.0% | $0.28 | $0.66 | — | *W EXP 06/15/202 | 84862C112 |
| BFRGW | BULLFROG AI HLDGS INC | 128,193 | $72,598 | 0.0% | $0.57 | $0.57 | — | W EXP 01/18/202 | 12021E117 |
| DFSCW | KWESST MICRO SYSTEMS INC | 137,190 | $65,851 | 0.0% | $0.48 | $0.68 | — | W EXP 12/09/202 | 501506133 |
| ZIVOW | ZIVO BIOSCIENCE INC | 112,163 | $65,346 | 0.0% | $0.58 | $0.68 | — | *W EXP 05/14/202 | 98978N119 |
| SVREW | SAVERONE 2014 LTD | 199,497 | $65,275 | 0.0% | $0.33 | $0.32 | — | W EXP 05/04/202 | 80516T113 |
| NXPLW | NEXTPLAT CORP | 104,119 | $61,430 | 0.0% | $0.59 | $1.12 | — | *W EXP 06/02/202 | 68557F118 |
| — | TWIN VEE POWERCATS CO | 35,800 | $60,681 | 0.0% | $1.70 | $2.13 | — | COM | 90177C101 |
| RNWWW | RENEW ENERGY GLOBAL PLC | 69,614 | $59,826 | 0.0% | $0.86 | $0.86 | — | *W EXP 08/21/202 | G7500M120 |
| BEATW | HEARTBEAM INC | 107,300 | $53,650 | 0.0% | $0.50 | $0.74 | — | *W EXP 10/31/202 | 42238H116 |
| — | PROSHARES TR II | 13,500 | $48,735 | 0.0% | $3.61 | $3.61 | — | ULTRA BLOOMBERG | 74347Y870 |
| — | MIRION TECHNOLOGIES INC | 30,096 | $48,455 | 0.0% | $1.61 | $1.12 | — | *W EXP 10/20/202 | 60471A119 |
| — | SURGEPAYS INC | 10,000 | $44,900 | 0.0% | $4.49 | — | — | Call | 86882L904 |
| — | TIDEWATER INC NEW | 37,100 | $44,891 | 0.0% | $1.21 | $1.21 | — | *W EXP 07/31/202 | 88642R117 |
| FGIWW | FGI INDUSTRIES LTD | 121,074 | $42,376 | 0.0% | $0.35 | $0.66 | — | *W EXP 01/21/202 | G3302D111 |
| ONFOW | ONFOLIO HOLDINGS INC | 299,946 | $42,127 | 0.0% | $0.14 | $0.18 | — | W EXP 01/02/202 | 68277K124 |
| RBOTW | VICARIOUS SURGICAL INC | 112,000 | $41,194 | 0.0% | $0.37 | $0.63 | — | *W EXP 08/05/202 | 92561V117 |
| TALKW | TALKSPACE INC | 520,540 | $40,637 | 0.0% | $0.08 | $0.16 | — | *W EXP 06/21/202 | 87427V111 |
| — | TARGET HOSPITALITY CORP | 10,325 | $39,442 | 0.0% | $3.82 | $3.82 | — | *W EXP 03/15/202 | 87615L115 |
| OPHC | OPTIMUMBANK HLDGS INC | 11,796 | $39,045 | 0.0% | $3.31 | $4.13 | -19.9% | COM | 68401P403 |
| — | NUSCALE PWR CORP | 22,257 | $36,724 | 0.0% | $1.65 | $2.08 | — | W EXP 05/02/202 | 67079K118 |
| NEOVW | NEOVOLTA INC | 38,425 | $34,583 | 0.0% | $0.90 | $0.90 | — | W EXP 04/01/202 | 640655114 |
| ICUCW | SEASTAR MEDICAL HOLDING CORP | 366,011 | $30,981 | 0.0% | $0.08 | $0.09 | — | W EXP 10/28/202 | 81256L112 |
| APLMW | APOLLOMICS INC | 281,850 | $30,310 | 0.0% | $0.11 | $0.11 | — | W EXP 04/01/202 | G0411D115 |
| NRSNW | NEUROSENSE THERAPEUTICS LTD | 77,765 | $30,266 | 0.0% | $0.39 | $0.61 | — | *W EXP 11/09/202 | M74240116 |
| — | LUCY SCIENTIFIC DISCOVERY IN | 27,300 | $30,030 | 0.0% | $1.10 | $1.10 | — | COM | 54960E104 |
| MTEKW | MARIS TECH LTD | 224,553 | $29,192 | 0.0% | $0.13 | $0.29 | — | *W EXP 02/04/202 | M68057112 |
| APCXW | APPTECH PMTS CORP | 101,428 | $28,948 | 0.0% | $0.29 | $0.23 | — | *W EXP 12/17/202 | 03834B127 |
| — | VIRIOS THERAPEUTICS INC | 74,750 | $27,471 | 0.0% | $0.37 | $0.37 | — | COM | 92829J104 |
| LEGWQ | THE LION ELECTRIC COMPANY | 39,298 | $23,221 | 0.0% | $0.59 | $0.69 | — | W EXP 12/16/202 | 536221120 |
| MOBBW | MOBILICOM LTD | 127,366 | $22,926 | 0.0% | $0.18 | $0.38 | — | W EXP 08/31/202 | 60742B110 |
| GMVDF | G MED INNOVATIONS HLDGS LTD | 25,000 | $22,750 | 0.0% | $0.91 * | $2.87 | 0.0% | SHS NEW | G39462141 |
| BTBDW | BT BRANDS INC | 132,808 | $22,584 | 0.0% | $0.17 | $0.29 | — | *W EXP 11/12/202 | 0557MQ115 |
| — | LANDOS BIOPHARMA INC | 73,504 | $21,904 | 0.0% | $0.30 | $0.30 | — | COM | 515069102 |
| BNCWW | CEA INDUSTRIES INC | 268,016 | $21,254 | 0.0% | $0.08 | $0.38 | — | *W EXP 02/11/202 | 86887P119 |
| FRBKQ | REPUBLIC FIRST BANCORP INC | 15,000 | $20,400 | 0.0% | $1.36 | $2.65 | -48.8% | COM | 760416107 |
| STSSW | SHARPS TECHNOLOGY INC | 151,799 | $19,734 | 0.0% | $0.13 | $0.17 | — | W EXP 04/13/202 | 82003F119 |
| SLNWF | SELINA HOSPITALITY PLC | 183,376 | $19,525 | 0.0% | $0.11 | $0.08 | — | W EXP 10/27/202 | G8059B119 |
| IZM | ICZOOM GROUP INC. | 11,000 | $19,030 | 0.0% | $1.73 * | $3.08 | 0.0% | CL A ORD SHS | G4760B100 |
| — | SILVERGATE CAP CORP | 11,500 | $18,630 | 0.0% | $1.62 | — | — | Put | 82837P958 |
| SWAGW | STRAN & COMPANY INC | 181,724 | $18,506 | 0.0% | $0.10 | $0.95 | — | *W EXP 11/01/202 | 86260J110 |
| HOLOW | MICROCLOUD HOLOGRAM INC | 154,049 | $18,486 | 0.0% | $0.12 | $0.07 | — | W EXP 01/31/202 | G55032125 |
| CINGW | CINGULATE INC | 105,151 | $18,391 | 0.0% | $0.17 | $0.54 | — | *W EXP 12/03/202 | 17248W113 |
| BBAI/WS | BIGBEAR AI HLDGS INC | 67,000 | $17,936 | 0.0% | $0.27 | $0.27 | — | *W EXP 12/08/202 | 08975B117 |
| SNAL | SNAIL INC | 13,000 | $17,290 | 0.0% | $1.33 * | $2.25 | -30.2% | CLASS A COM | 83301J100 |
| — | NEXALIN TECHNOLOGY INC | 166,483 | $15,816 | 0.0% | $0.10 | $0.19 | — | W EXP 09/15/202 | 65345B110 |
| — | SIENTRA INC | 10,000 | $15,400 | 0.0% | $1.54 | $1.54 | — | COM | 82621J204 |
| AUROW | AURORA INNOVATION INC | 70,009 | $13,870 | 0.0% | $0.20 | $0.13 | — | *W EXP 11/03/202 | 051774115 |
| CMRAW | COMERA LIFE SCIENCES HLDGS I | 300,000 | $13,680 | 0.0% | $0.05 | $0.11 | — | W EXP 03/15/202 | 20037C116 |
| — | VIRPAX PHARMACEUTICALS INC | 17,012 | $13,354 | 0.0% | $0.78 | $2.16 | — | COM | 928251107 |
| STWWF | SEMANTIX INC | 95,600 | $12,882 | 0.0% | $0.13 | $0.13 | — | W EXP 08/03/202 | G6332A114 |
| HUBCW | HUB CYBER SECURITY LTD | 100,000 | $12,500 | 0.0% | $0.13 | $0.13 | — | W EXP 02/27/202 | M6000J127 |
| ASPI | ASP ISOTOPES INC | 14,848 | $12,472 | 0.0% | $0.84 | $1.97 | -56.7% | COM | 00218A105 |
| — | T2 BIOSYSTEMS INC | 25,955 | $11,939 | 0.0% | $0.46 | $0.46 | — | COM NEW | 89853L203 |
| IVDAW | IVEDA SOLUTIONS INC | 29,513 | $11,557 | 0.0% | $0.39 | $0.22 | — | W EXP 04/01/202 | 46583A113 |
| — | ENPHASE ENERGY INC | 11,000 | $11,480 | 0.0% | $1.04 | $1.17 | — | NOTE 3/0 | 29355AAK3 |
| — | WEARABLE DEVICES LTD | 95,965 | $11,036 | 0.0% | $0.12 | $0.21 | — | W EXP 09/14/202 | M97838110 |
| — | KALEYRA INC | 83,899 | $10,559 | 0.0% | $0.13 | $2.99 | — | *W EXP 11/25/202 | 483379111 |
| PGYWW | PAGAYA TECHNOLOGIES LTD | 128,138 | $10,507 | 0.0% | $0.08 | $0.16 | — | W EXP 09/01/202 | M7S64L107 |
| NCPLW | NETCAPITAL INC | 105,000 | $10,500 | 0.0% | $0.10 | $0.27 | — | W EXP 07/12/202 | 64113L111 |
| AIMDW | AINOS INC | 30,595 | $9,607 | 0.0% | $0.31 | $0.76 | — | W EXP 07/29/202 | 00902F113 |
| EDBLW | EDIBLE GARDEN AG INC | 52,661 | $9,426 | 0.0% | $0.18 | $0.40 | — | W EXP 04/18/202 | 28059P113 |
| — | PANBELA THERAPEUTICS INC | 20,000 | $8,800 | 0.0% | $0.44 | $0.44 | — | COM NEW | 69833W206 |
| KTTAW | PASITHEA THERAPEUTICS CORP | 289,968 | $8,699 | 0.0% | $0.03 | $0.31 | — | *W EXP 08/12/202 | 70261F111 |
| — | VERSUS SYSTEMS INC | 223,352 | $8,320 | 0.0% | $0.04 | $0.03 | — | *W EXP 12/17/202 | 92535P147 |
| DTSTW | DATA STORAGE CORP | 73,624 | $8,099 | 0.0% | $0.11 | $1.00 | — | *W EXP 05/13/202 | 23786R110 |
| — | BONE BIOLOGICS CORP | 30,000 | $7,755 | 0.0% | $0.26 | $0.21 | — | COM NEW | 098070303 |
| — | ENERGEM CORP | 90,000 | $7,425 | 0.0% | $0.08 | $0.13 | — | *W EXP 11/15/202 | G30449121 |
| BIAFW | BIOAFFINITY TECHNOLOGIES INC | 24,626 | $7,388 | 0.0% | $0.30 | $0.35 | — | W EXP 09/07/202 | 09076W117 |
| — | APTOSE BIOSCIENCES INC | 11,500 | $7,360 | 0.0% | $0.64 | $0.61 | — | COM NEW | 03835T200 |
| NAVBQ | NAVIDEA BIOPHARMACEUTICALS I | 28,026 | $7,287 | 0.0% | $0.26 | $0.21 | — | COM NEW | 63937X202 |
| — | HARBOR CUSTOM DEVELOPMENT IN | 165,000 | $7,285 | 0.0% | $0.04 | $0.53 | — | *W EXP 10/04/202 | 41150T124 |
| — | INFINT ACQUISITION CORP | 90,100 | $7,181 | 0.0% | $0.08 | $0.12 | — | *W EXP 99/99/999 | G47862126 |
| AFRIW | FORAFRIC GLOBAL PLC | 10,500 | $7,034 | 0.0% | $0.67 | $0.38 | — | W EXP 06/09/202 | X3R81D110 |
| — | SIYATA MOBILE INC | 44,825 | $6,831 | 0.0% | $0.15 | $0.15 | — | COM NEW | 83013Q509 |
| — | TRANSCODE THERAPEUTICS INC | 20,000 | $6,770 | 0.0% | $0.34 | $0.34 | — | COM | 89357L105 |
| DRTSW | ALPHA TAU MEDICAL LTD | 22,900 | $6,639 | 0.0% | $0.29 | $0.49 | — | *W EXP 03/07/202 | M0740A116 |
| — | KAIROUS ACQUISITION CORP LTD | 80,677 | $6,454 | 0.0% | $0.08 | $0.14 | — | *W EXP 09/15/202 | G52131128 |
| MDNAF | MEDICENNA THERAPEUTICS CORP | 10,000 | $6,296 | 0.0% | $0.63 | $1.13 | -44.8% | COM | 58490H107 |
| — | NORTHVIEW ACQUISITION CORP | 77,770 | $6,222 | 0.0% | $0.08 | $0.15 | — | *W EXP 08/02/202 | 66718N111 |
| SSTPW | SYSTEM1 INC | 15,224 | $5,790 | 0.0% | $0.38 | $0.94 | — | *W EXP 99/99/999 | 87200P117 |
| — | AGRIFORCE GROWING SYSTEMS LT | 58,159 | $5,717 | 0.0% | $0.10 | $0.48 | — | *W EXP 02/01/202 | C00948114 |
| AOGOW | AROGO CAPITAL ACQUISITION CO | 90,000 | $5,400 | 0.0% | $0.06 | $0.11 | — | *W EXP 03/23/202 | 042644112 |
| — | FAT PROJECTS ACQUISITION COR | 85,000 | $5,100 | 0.0% | $0.06 | $0.12 | — | *W EXP 08/31/202 | G3400W110 |
| GRRRW | GORILLA TECHNOLOGY GROUP INC | 20,000 | $4,800 | 0.0% | $0.24 | $0.35 | — | W EXP 07/13/202 | G4000K118 |
| AREBW | AMERICAN REBEL HOLDINGS INC | 123,521 | $4,756 | 0.0% | $0.04 | $0.30 | — | *W EXP 01/20/202 | 02919L117 |
| — | LIXTE BIOTECHNOLOGY HLDGS IN | 53,181 | $4,579 | 0.0% | $0.09 | $0.09 | — | *W EXP 01/01/202 | 539319111 |
| — | ALLEGO N V | 22,500 | $4,500 | 0.0% | $0.20 | $0.78 | — | *W EXP 03/16/202 | N0796A118 |
| IINNW | INSPIRA TECHNOLOGIES OXY BHN | 19,000 | $4,364 | 0.0% | $0.23 | $0.71 | — | *W EXP 06/30/202 | M53637118 |
| PTIXW | PROTAGENIC THERAPEUTICS INC | 177,196 | $4,288 | 0.0% | $0.02 | $0.46 | — | *W EXP 04/13/202 | 74365N111 |
| BZFDW | BUZZFEED INC | 40,000 | $4,000 | 0.0% | $0.10 | $0.04 | — | *W EXP 12/03/202 | 12430A110 |
| GOEWQ | CANOO INC | 42,000 | $3,780 | 0.0% | $0.09 | $2.22 | — | *W EXP 12/21/202 | 13803R110 |
| — | FINANCIAL STRATEGIES ACQUISI | 93,000 | $3,255 | 0.0% | $0.04 | $0.12 | — | *W EXP 03/31/202 | 31772T115 |
| RVSNW | RAIL VISION LTD | 52,192 | $3,178 | 0.0% | $0.06 | $0.16 | — | *W EXP 03/27/202 | M8186D114 |
| — | ACCRETION ACQUISITION CORP | 87,348 | $3,057 | 0.0% | $0.03 | $0.14 | — | *W EXP 03/01/202 | 00438Y115 |
| ANGHW | ANGHAMI INC | 40,409 | $3,029 | 0.0% | $0.07 | $0.58 | — | *W EXP 02/03/202 | G0369L119 |
| SQLLW | SEQLL INC | 56,000 | $2,811 | 0.0% | $0.05 | $0.05 | — | *W EXP 08/31/202 | 81734C114 |
| CNGLW | CANNA GLOBAL ACQUISITION COR | 90,100 | $2,676 | 0.0% | $0.03 | $0.11 | — | *W EXP 11/30/202 | 13767K119 |
| — | AUDDIA INC | 12,768 | $2,426 | 0.0% | $0.19 | $0.63 | — | *W EXP 10/17/202 | 05072K115 |
| IGTAW | INCEPTION GROWTH ACQUSTN LTD | 90,000 | $2,259 | 0.0% | $0.03 | $0.17 | — | *W EXP 10/15/202 | 45333D112 |
| — | BANNIX ACQUISITION CORP | 85,700 | $2,151 | 0.0% | $0.03 | $0.16 | — | *W EXP 07/31/202 | 066644113 |
| ACONW | ACLARION INC | 28,647 | $2,150 | 0.0% | $0.08 | $0.24 | — | W EXP 04/21/202 | 655187110 |
| — | BONE BIOLOGICS CORP | 38,690 | $1,973 | 0.0% | $0.05 | $0.47 | — | *W EXP 10/13/202 | 098070113 |
| BRSWF | BRUUSH ORAL CARE INC | 15,000 | $1,800 | 0.0% | $0.12 | $0.40 | — | W EXP 08/03/202 | 11750K120 |
| NXGLW | NEXGEL INC | 10,000 | $1,550 | 0.0% | $0.15 | $0.36 | — | *W EXP 12/01/202 | 65344E115 |
| MOBQW | MOBIQUITY TECHNOLOGIES INC | 50,368 | $1,506 | 0.0% | $0.03 | $0.45 | — | *W EXP 12/03/202 | 60743F128 |
| SACWF | SPREE ACQUISITION CORP 1 LTD | 47,154 | $1,424 | 0.0% | $0.03 | $0.17 | — | *W EXP 12/22/202 | G83745128 |
| — | FEUTUNE LIGHT ACQUISITION CO | 20,796 | $1,373 | 0.0% | $0.07 | $0.05 | — | W EXP 06/01/202 | 31561T110 |
| — | FG MERGER CORP | 16,546 | $1,328 | 0.0% | $0.08 | $0.12 | — | W EXP 06/17/202 | 30324Y119 |
| DRMAW | DERMATA THERAPEUTICS INC | 38,069 | $1,319 | 0.0% | $0.03 | $0.51 | — | *W EXP 08/13/202 | 249845116 |
| CLVRW | CLEVER LEAVES HOLDINGS INC | 25,000 | $1,250 | 0.0% | $0.05 | $1.33 | — | *W EXP 12/18/202 | 186760112 |
| ALSWF | ALPHA STAR ACQUISITION CORP | 80,000 | $1,104 | 0.0% | $0.01 | $0.06 | — | *W EXP 12/13/202 | G0230C116 |
| CELUW | CELULARITY INC | 18,200 | $1,092 | 0.0% | $0.06 | $0.57 | — | *W EXP 05/24/202 | 151190113 |
| SMXWW | SMX SEC MATTERS PLC | 21,700 | $1,085 | 0.0% | $0.05 | $0.05 | — | W EXP 03/07/202 | G8267K117 |
| EMCWF | EMBRACE CHANGE ACQUISITN COR | 12,500 | $500 | 0.0% | $0.04 | $0.03 | — | W EXP 10/25/202 | G3034H125 |
| SHPSQ | SHAPEWAYS HOLDINGS INC | 14,668 | $323 | 0.0% | $0.02 | $0.55 | — | *W EXP 10/31/202 | 81947T110 |