Location: Winnetka, IL
CIK: 0001597506 · Show all filings
Period: Q4 2022 (← Previous) (Next →)
Filing Date: Feb 13, 2023
Total Value: $638M (63.8% shares, 36.2% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SPDR S&P 500 ETF TR | 741,900 | $284M | 44.4% | — | — | Put | 78462F953 |
| OXY/WS | OCCIDENTAL PETE CORP | 1,115,447 | $45.87M | 7.2% | $33.54 | — | *W EXP 08/03/202 | 674599162 |
| — | PIONEER NAT RES CO | 17,638,000 | $41.09M | 6.4% | $2.29 | — | NOTE 0.250% 5/1 | 723787AP2 |
| — | ON SEMICONDUCTOR CORP | 10,659,000 | $32.09M | 5.0% | $2.52 | — | NOTE 1.625%10/1 | 682189AP0 |
| — | TERADYNE INC | 7,179,000 | $19.86M | 3.1% | $2.80 | — | NOTE 1.250%12/1 | 880770AG7 |
| — | DICKS SPORTING GOODS INC | 4,664,000 | $17.5M | 2.7% | $3.67 | — | NOTE 3.250% 4/1 | 253393AD4 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 6,651,000 | $11.1M | 1.7% | $1.57 | — | NOTE 1.875% 6/0 | 049164BJ4 |
| — | SOUTH JERSEY INDS INC | 155,100 | $10.71M | 1.7% | $68.89 | — | UNIT 04/01/2024 | 838518306 |
| — | MICROCHIP TECHNOLOGY INC. | 3,179,000 | $9.859M | 1.5% | $2.76 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | PALO ALTO NETWORKS INC | 6,053,000 | $9.573M | 1.5% | $1.55 | — | NOTE 0.750% 7/0 | 697435AD7 |
| — | PLUG PWR INC | 3,535,000 | $8.853M | 1.4% | $6.75 | — | NOTE 3.750% 6/0 | 72919PAD5 |
| — | FTI CONSULTING INC | 5,024,000 | $7.941M | 1.2% | $1.58 | — | NOTE 2.000% 8/1 | 302941AP4 |
| — | ALLSCRIPTS HEALTHCARE SOLUTI | 5,011,000 | $7.156M | 1.1% | $1.71 | — | NOTE 0.875% 1/0 | 01988PAF5 |
| — | LIBERTY MEDIA CORP DEL | 4,368,000 | $7.06M | 1.1% | $1.62 | — | NOTE 1.000% 1/3 | 531229AF9 |
| — | ALLEGHENY TECHNOLOGIES INC | 3,000,000 | $6.049M | 0.9% | $2.02 | — | NOTE 3.500% 6/1 | 01741RAK8 |
| — | PURE STORAGE INC | 5,000,000 | $5.405M | 0.8% | $1.10 | — | NOTE 0.125% 4/1 | 74624MAB8 |
| — | ENVISTA HOLDINGS CORPORATION | 3,206,000 | $5.404M | 0.8% | $1.67 | — | NOTE 2.375% 6/0 | 29415FAB0 |
| HTZWW | HERTZ GLOBAL HLDGS INC | 687,436 | $5.125M | 0.8% | $10.11 | — | *W EXP 06/30/205 | 42806J148 |
| — | GFL ENVIRONMENTAL INC | 76,002 | $4.917M | 0.8% | $69.29 | — | UNIT 99/99/9999T | 36168Q120 |
| — | LIVE NATION ENTERTAINMENT IN | 4,533,000 | $4.83M | 0.8% | $1.59 | — | NOTE 2.500% 3/1 | 538034AQ2 |
| — | ETSY INC | 2,939,000 | $4.548M | 0.7% | $2.38 | — | NOTE 0.125%10/0 | 29786AAJ5 |
| — | MIDDLEBY CORP | 3,761,000 | $4.428M | 0.7% | $1.36 | — | NOTE 1.000% 9/0 | 596278AB7 |
| — | ANTHEM INC | 556,000 | $4.07M | 0.6% | $7.32 | — | NOTE 2.750%10/1 | 94973VBG1 |
| — | INVESCO QQQ TR | 15,000 | $3.994M | 0.6% | — | — | Put | 46090E953 |
| — | PARSONS CORP DEL | 3,126,000 | $3.566M | 0.6% | $1.14 | — | NOTE 0.250% 8/1 | 70202LAB8 |
| — | COLLIERS INTL GROUP INC | 2,000,000 | $3.349M | 0.5% | $1.67 | — | NOTE 4.000% 6/0 | 194693AB3 |
| — | ACTIVISION BLIZZARD INC | 43,700 | $3.345M | 0.5% | — | — | Call | 00507V909 |
| — | APPLE INC | 25,000 | $3.248M | 0.5% | — | — | Put | 037833950 |
| — | SURGEPAYS INC | 1,147,091 | $2.696M | 0.4% | $1.41 | — | *W EXP 10/22/202 | 86882L113 |
| — | AKAMAI TECHNOLOGIES INC | 2,320,000 | $2.45M | 0.4% | $1.28 | — | NOTE 0.125% 5/0 | 00971TAJ0 |
| — | HARMONIC INC | 1,375,000 | $2.169M | 0.3% | $1.58 | — | DBCV 2.000% 9/0 | 413160AD4 |
| — | LUMENTUM HLDGS INC | 2,000,000 | $2.111M | 0.3% | $1.74 | — | NOTE 0.250% 3/1 | 55024UAB5 |
| — | SILICON LABORATORIES INC | 1,545,000 | $1.94M | 0.3% | $1.47 | — | NOTE 0.625% 6/1 | 826919AD4 |
| — | EXXON MOBIL CORP | 17,000 | $1.875M | 0.3% | — | — | Call | 30231G902 |
| — | NICE SYS INC | 804,000 | $1.854M | 0.3% | $3.06 | — | NOTE 1.250% 1/1 | 65366HAB9 |
| NEN | NEW ENGLAND RLTY ASSOC LTD P | 25,264 | $1.792M | 0.3% | $72.25 | — | DEPOSITRY RCPT | 644206104 |
| — | RAMBUS INC DEL | 946,000 | $1.79M | 0.3% | $1.89 | — | NOTE 1.375% 2/0 | 750917AG1 |
| — | VANECK ETF TRUST | 61,500 | $1.763M | 0.3% | — | — | Call | 92189F906 |
| VNLA | JANUS DETROIT STR TR | 34,175 | $1.62M | 0.3% | $47.40 | — | HENDRSN SHRT ETF | 47103U886 |
| — | FISKER INC | 204,300 | $1.485M | 0.2% | — | — | Put | 33813J956 |
| QQQ | INVESCO QQQ TR | 5,500 | $1.465M | 0.2% | $269.79 | — | UNIT SER 1 | 46090E103 |
| — | MCDONALDS CORP | 5,000 | $1.318M | 0.2% | — | — | Put | 580135951 |
| AAPL | APPLE INC | 10,000 | $1.299M | 0.2% | $154.28 | -8.8% | COM | 037833100 |
| — | ISHARES TR | 13,000 | $1.294M | 0.2% | — | — | Put | 464287952 |
| — | SPDR S&P 500 ETF TR | 3,000 | $1.147M | 0.2% | — | — | Call | 78462F903 |
| — | GENERAC HLDGS INC | 11,000 | $1.107M | 0.2% | — | — | Call | 368736904 |
| — | INSIGHT ENTERPRISES INC | 679,000 | $1.022M | 0.2% | $1.50 | — | NOTE 0.750% 2/1 | 45765UAB9 |
| — | STARBUCKS CORP | 10,000 | $992K | 0.2% | — | — | Put | 855244959 |
| — | ROGERS CORP | 8,000 | $955K | 0.1% | — | — | Call | 775133901 |
| — | MICROCHIP TECHNOLOGY INC. | 476,000 | $950K | 0.1% | $1.74 | — | NOTE 1.625% 2/1 | 595017AF1 |
| BSJO | INVESCO EXCH TRD SLF IDX FD | 39,950 | $884K | 0.1% | $21.62 | — | BULSHS 2024 HY | 46138J833 |
| — | TESLA INC | 139,000 | $827K | 0.1% | $11.72 | — | NOTE 2.000% 5/1 | 88160RAG6 |
| PXS 7.75 PERP A | PYXIS TANKERS INC | 29,910 | $722K | 0.1% | $24.13 | — | 7.75% CNV PFD A | Y71726114 |
| — | ELANCO ANIMAL HEALTH INC | 35,430 | $692K | 0.1% | $19.53 | — | UNIT 02/01/2023T | 28414H202 |
| — | ISHARES SILVER TR | 30,000 | $661K | 0.1% | — | — | Call | 46428Q909 |
| — | KBR INC | 266,000 | $562K | 0.1% | $1.65 | — | NOTE 2.500%11/0 | 48242WAB2 |
| — | 26 CAPITAL ACQUISITION CORP | 55,429 | $562K | 0.1% | $9.95 | — | COM CL A | 90138P100 |
| — | IG ACQUISITION CORP | 54,800 | $551K | 0.1% | $10.05 | — | COM CL A | 449534106 |
| — | PEABODY ENGR CORP | 19,000 | $502K | 0.1% | — | — | Call | 704551900 |
| — | ACRI CAPITAL ACQUISITION COR | 44,200 | $452K | 0.1% | $10.04 | — | COM CL A | 00501A101 |
| PXSAW | PYXIS TANKERS INC | 333,126 | $446K | 0.1% | $0.96 | — | *W EXP 09/15/202 | Y71726122 |
| — | TESLA INC | 3,600 | $443K | 0.1% | — | — | Call | 88160R901 |
| — | SELECT SECTOR SPDR TR | 5,000 | $437K | 0.1% | — | — | Put | 81369Y956 |
| — | INTL GNRL INSURANCE HLDNGS L | 751,800 | $432K | 0.1% | $0.49 | — | *W EXP 03/17/202 | G4809J114 |
| — | MICROSTRATEGY INC | 3,000 | $425K | 0.1% | — | — | Put | 594972958 |
| — | ARIES I ACQUISITION CORP | 41,237 | $424K | 0.1% | $10.28 | — | CLASS A ORD SHS | G0542N107 |
| — | UNITED STS NAT GAS FD LP | 30,000 | $423K | 0.1% | — | — | Call | 912318900 |
| — | VISION SENSING ACQUISITION C | 40,043 | $414K | 0.1% | $10.11 | — | CLASS A COM | 92838J103 |
| — | PRIME NO ACQUISITION I CORP | 40,421 | $411K | 0.1% | $9.95 | — | COM CL A | 74168P107 |
| EONR | HNR ACQUISITION CORP | 40,002 | $409K | 0.1% | $10.02 | +0.9% | COM | 40472A102 |
| — | G SQUARED ASCEND I INC | 40,000 | $404K | 0.1% | $9.93 | — | SHS CL A | G4204R109 |
| — | GLOBAL BLOCKCHAIN ACQUI CORP | 40,000 | $404K | 0.1% | $9.88 | — | COMMON STOCK | 37961B104 |
| — | FREEPORT-MCMORAN INC | 10,000 | $380K | 0.1% | — | — | Call | 35671D907 |
| VMCAF | VALUENCE MERGER CORP I | 35,205 | $365K | 0.1% | $10.02 | — | CLASS A ORD SHS | G9R16L100 |
| OPHC | OPTIMUMBANK HLDGS INC | 88,608 | $362K | 0.1% | $4.13 | +4.2% | COM | 68401P403 |
| — | MONTEREY CAP ACQUISITION COR | 35,740 | $358K | 0.1% | $9.90 | — | CLASS A COM | 61244M109 |
| — | CASSAVA SCIENCES INC | 12,000 | $354K | 0.1% | — | — | Put | 14817C957 |
| — | AESTHER HEALTHCARE ACQSTN CO | 33,809 | $352K | 0.1% | $10.40 | — | CLASS A COM | 00809L106 |
| — | RH | 250,000 | $347K | 0.1% | $3.06 | — | NOTE 9/1 | 74967XAD5 |
| — | PONO CAPITAL CORP | 31,919 | $335K | 0.1% | $10.49 | — | CLASS A COM | 732450101 |
| EXEEL | CHESAPEAKE ENERGY CORP | 4,328 | $335K | 0.1% | $49.15 | — | *W EXP 02/09/202 | 165167180 |
| — | AMPRIUS TECHNOLOGIES INC | 40,000 | $317K | 0.0% | — | — | Call | 03214Q908 |
| — | MALACCA STRAITS ACQUISITION | 30,889 | $316K | 0.0% | $10.21 | — | COM CL A | G5859B117 |
| MINT | PIMCO ETF TR | 3,100 | $306K | 0.0% | $98.65 | — | ENHAN SHRT MA AC | 72201R833 |
| — | DEXCOM INC | 109,000 | $301K | 0.0% | $2.96 | — | NOTE 0.750%12/0 | 252131AH0 |
| TLT | ISHARES TR | 3,000 | $299K | 0.0% | $99.57 | — | 20 YR TR BD ETF | 464287432 |
| VRIG | INVESCO ACTIVELY MANAGED ETF | 11,998 | $296K | 0.0% | $24.70 | — | VAR RATE INVT | 46090A879 |
| — | HUBSPOT INC | 237,000 | $293K | 0.0% | $1.29 | — | NOTE 0.375% 6/0 | 443573AD2 |
| GDST | GOLDENSTONE ACQUISITION LTD | 27,823 | $284K | 0.0% | $9.93 | +0.9% | COM | 38136Y102 |
| — | INSULET CORP | 198,000 | $280K | 0.0% | $1.26 | — | NOTE 0.375% 9/0 | 45784PAK7 |
| — | AURA FAT PROJS ACQUISITION C | 25,000 | $256K | 0.0% | $9.92 | — | CLASS A ORD | G06362100 |
| AIEV | FEUTUNE LIGHT ACQUISITION CO | 24,900 | $253K | 0.0% | $9.96 | +0.8% | CL A COM | 31561T102 |
| — | ALAMOS GOLD INC NEW | 25,000 | $253K | 0.0% | — | — | Call | 011532908 |
| FLTR | VANECK ETF TRUST | 10,046 | $250K | 0.0% | $24.88 | — | INVESTMENT GRD | 92189F486 |
| JPST | J P MORGAN EXCHANGE-TRADED F | 4,752 | $238K | 0.0% | $50.13 | — | ULTRA SHRT INC | 46641Q837 |
| — | MOBIV ACQUISITION CORP | 22,750 | $234K | 0.0% | $10.02 | — | CLASS A COM | 60742N106 |
| FLRN | SPDR SER TR | 7,600 | $231K | 0.0% | $30.39 | — | BLOOMBERG INVT | 78468R200 |
| BNIX | BANNIX ACQUISITION CORP | 22,500 | $229K | 0.0% | $10.00 | — | COM | 066644105 |
| — | FG MERGER CORP | 22,068 | $225K | 0.0% | $9.97 | — | COMMON STOCK | 30324Y101 |
| — | EAST RES ACQUISITION CO | 21,809 | $222K | 0.0% | $10.16 | — | COM CL A | 274681105 |
| — | SOUTHWESTERN ENERGY CO | 37,600 | $220K | 0.0% | — | — | Call | 845467909 |
| — | SAB BIOTHERAPEUTICS INC | 370,370 | $219K | 0.0% | $0.59 | — | COM | 78397T103 |
| ALSAF | ALPHA STAR ACQUISITION CORP | 21,103 | $216K | 0.0% | $10.00 | +1.6% | ORDINARY SHARES | G0230C108 |
| — | NOBLE ROCK ACQUISITION CORP | 21,324 | $215K | 0.0% | $9.71 | — | CL A SHS | G6546R101 |
| — | EVERGREEN CORPORATION | 20,636 | $212K | 0.0% | $9.98 | — | CLASS A ORD SHS | G3312W109 |
| — | BEYOND MEAT INC | 17,000 | $209K | 0.0% | — | — | Put | 08862E959 |
| JTAI | OXBRIDGE ACQUISITION CORP | 20,000 | $209K | 0.0% | $2262.62 | +2.1% | COM CL A | G6855L109 |
| NBST | NEWBURY STREET ACQUISITN COR | 20,730 | $208K | 0.0% | $9.67 | +2.5% | COM | 65101L104 |
| — | CIIG CAPITAL PARTNERS II INC | 20,000 | $204K | 0.0% | $10.19 | — | COM CL A | 12561U109 |
| EXEEW | CHESAPEAKE ENERGY CORP | 2,402 | $202K | 0.0% | $50.73 | — | *W EXP 02/09/202 | 165167164 |
| AIMTF | AIMFINITY INVESTMENT CORP I | 20,000 | $201K | 0.0% | $9.85 | — | UNIT 04/21/2027 | G0135E142 |
| — | MACONDRAY CAP ACQUISITN CORP | 19,700 | $201K | 0.0% | $9.94 | — | CLASS A ORD SHS | G5853A107 |
| SBC | PONO CAP TWO INC | 18,250 | $186K | 0.0% | $10.00 | +1.1% | COM CL A | 73245B107 |
| SACQF | SPREE ACQUISITION CORP 1 LTD | 17,713 | $182K | 0.0% | $9.98 | — | CL A ORD SHS | G83745102 |
| — | DENALI CAPITAL ACQUISITN COR | 17,500 | $180K | 0.0% | $9.94 | — | CLASS A ORD | G6256B106 |
| — | GLOBAL STAR ACQUISITION INC | 17,456 | $177K | 0.0% | $10.13 | — | CLASS A COM | 37962G102 |
| — | PINE TECHNOLOGY ACQUISITN CO | 17,502 | $176K | 0.0% | $9.71 | — | CLASS A COM | 722850104 |
| — | GENESIS UNICORN CAPITAL CORP | 17,043 | $174K | 0.0% | $9.97 | — | CLASS A COM | 37187C100 |
| — | PROGRESS ACQUISITION CORP | 16,970 | $172K | 0.0% | $10.13 | — | COM CL A | 74327P105 |
| — | MAXPRO CAPITAL ACQUISITN COR | 16,502 | $171K | 0.0% | $10.36 | — | CLASS A COM | 57778T106 |
| — | FINTECH ECOSYSTEM DEVE | 16,608 | $170K | 0.0% | $10.09 | — | CLASS A COM | 318136108 |
| — | FISKER INC | 22,400 | $163K | 0.0% | $7.53 | — | CL A COM STK | 33813J106 |
| — | PLUTONIAN ACQUISITION CORP | 15,800 | $159K | 0.0% | $10.08 | — | UNIT 10/26/2027 | 72942P203 |
| PNSTQ | BANYAN ACQUISITION CORPORATI | 15,000 | $153K | 0.0% | $9.93 | — | CL A COM | 06690B107 |
| — | COLISEUM ACQUISITION CORP | 15,000 | $151K | 0.0% | $2.00 | — | CLASS A ORD SHS | G2263T123 |
| — | GIGCAPITAL 5 INC | 14,401 | $147K | 0.0% | $10.20 | — | COMMON STOCK | 37519U109 |
| — | PEPPERLIME HEALTH ACQUSTN CO | 14,136 | $144K | 0.0% | $5.36 | — | CLASS A ORD SHS | G70021103 |
| — | SEABRIDGE GOLD INC | 11,000 | $138K | 0.0% | — | — | Call | 811916905 |
| — | PALISADE BIO INC | 26,316 | $137K | 0.0% | $5.20 | — | COM | 696389204 |
| — | EF HUTTON ACQUISITION CORP I | 13,303 | $133K | 0.0% | $10.02 | — | COM | 28201D109 |
| — | INTEGRATED RAIL AND RES ACQ | 12,843 | $131K | 0.0% | $10.04 | — | CL A COM | 45827R106 |
| BEATW | HEARTBEAM INC | 117,500 | $128K | 0.0% | $0.74 | — | *W EXP 10/31/202 | 42238H116 |
| — | NUSCALE PWR CORP | 75,656 | $120K | 0.0% | $2.08 | — | W EXP 05/02/202 | 67079K118 |
| — | CALLAWAY GOLF COMPANY | 89,000 | $116K | 0.0% | $1.35 | — | NOTE 2.750% 5/0 | 131193AE4 |
| — | KIORA PHARMACEUTICALS INC | 33,000 | $113K | 0.0% | $3.43 | — | COM NEW | 49721T309 |
| — | GLADSTONE ACQUISITION CORP | 10,922 | $113K | 0.0% | $9.97 | — | CLASS A COM | 37653T108 |
| — | MARATHON DIGITAL HOLDINGS IN | 32,500 | $111K | 0.0% | — | — | Call | 565788906 |
| — | JAWS HURRICANE ACQUISITN COR | 11,076 | $110K | 0.0% | $9.75 | — | CLASS A COM | 47201B103 |
| — | JATT ACQUISITION CORP | 10,000 | $102K | 0.0% | $9.90 | — | SHS CL A | G50752107 |
| — | ELLIOTT OPPORTUNITY II CORP | 10,000 | $101K | 0.0% | $9.70 | — | SHS CL A | G30092103 |
| AMPX/WS | AMPRIUS TECHNOLOGIES INC | 319,068 | $93,861 | 0.0% | $0.29 | — | W EXP 09/14/202 | 03214Q116 |
| — | ENPHASE ENERGY INC | 77,000 | $90,120 | 0.0% | $1.17 | — | NOTE 3/0 | 29355AAK3 |
| NXPLW | NEXTPLAT CORP | 120,289 | $74,555 | 0.0% | $1.12 | — | *W EXP 06/02/202 | 68557F118 |
| SBEVW | SPLASH BEVERAGE GROUP INC | 453,974 | $68,096 | 0.0% | $0.66 | — | *W EXP 06/15/202 | 84862C112 |
| ONFOW | ONFOLIO HOLDINGS INC | 282,128 | $67,711 | 0.0% | $0.18 | — | W EXP 01/02/202 | 68277K124 |
| — | NEUROCRINE BIOSCIENCES INC | 41,000 | $64,893 | 0.0% | $1.40 | — | NOTE 2.250% 5/1 | 64125CAD1 |
| POLWQ | 1847 GOEDEKER INC | 773,118 | $61,849 | 0.0% | $0.24 | — | *W EXP 06/02/202 | 28252C117 |
| PETVW | PETVIVO HLDGS INC | 221,977 | $60,736 | 0.0% | $0.45 | — | *W EXP 08/13/202 | 716817119 |
| DFSCW | KWESST MICRO SYSTEMS INC | 64,000 | $57,600 | 0.0% | $0.90 | — | W EXP 12/09/202 | 501506133 |
| — | MARATHON DIGITAL HOLDINGS IN | 15,900 | $54,378 | 0.0% | — | — | Put | 565788956 |
| FGIWW | FGI INDUSTRIES LTD | 121,074 | $52,062 | 0.0% | $0.66 | — | *W EXP 01/21/202 | G3302D111 |
| — | DIRECT DIGITAL HOLDINGS INC | 62,616 | $48,840 | 0.0% | $0.55 | — | *W EXP 02/15/202 | 25461T113 |
| — | KWESST MICRO SYSTEMS INC | 13,865 | $47,557 | 0.0% | $3.43 | — | COM NEW | 501506604 |
| LEGWQ | THE LION ELECTRIC COMPANY | 60,667 | $41,860 | 0.0% | $0.69 | — | W EXP 12/16/202 | 536221120 |
| ZIVOW | ZIVO BIOSCIENCE INC | 86,508 | $41,091 | 0.0% | $0.71 | — | *W EXP 05/14/202 | 98978N119 |
| MARA | MARATHON DIGITAL HOLDINGS IN | 12,000 | $41,040 | 0.0% | $8.40 | 0.0% | COM | 565788106 |
| TALKW | TALKSPACE INC | 521,442 | $38,013 | 0.0% | $0.16 | — | *W EXP 06/21/202 | 87427V111 |
| — | TWIN VEE POWERCATS CO | 20,700 | $37,881 | 0.0% | $2.44 | — | COM | 90177C101 |
| — | VIRIOS THERAPEUTICS INC | 160,000 | $37,760 | 0.0% | $0.37 | — | COM | 92829J104 |
| NEOVW | NEOVOLTA INC | 38,527 | $34,482 | 0.0% | $0.90 | — | W EXP 04/01/202 | 640655114 |
| NAVBQ | NAVIDEA BIOPHARMACEUTICALS I | 161,250 | $33,863 | 0.0% | $0.21 | — | COM NEW | 63937X202 |
| — | MIRION TECHNOLOGIES INC | 30,096 | $33,708 | 0.0% | $1.12 | — | *W EXP 10/20/202 | 60471A119 |
| — | NEXALIN TECHNOLOGY INC | 166,483 | $33,297 | 0.0% | $0.19 | — | W EXP 09/15/202 | 65345B110 |
| — | RH | 24,000 | $33,114 | 0.0% | $2.09 | — | NOTE 6/1 | 74967XAA1 |
| — | GROM SOCIAL ENTRPRISES INC | 21,000 | $32,340 | 0.0% | $1.54 | — | COM | 39878L407 |
| FRBKQ | REPUBLIC FIRST BANCORP INC | 15,000 | $32,250 | 0.0% | $2.65 | 0.0% | COM | 760416107 |
| ICUCW | SEASTAR MEDICAL HOLDING CORP | 351,211 | $31,609 | 0.0% | $0.09 | — | W EXP 10/28/202 | 81256L112 |
| NCPLW | NETCAPITAL INC | 105,000 | $31,290 | 0.0% | $0.27 | — | W EXP 07/12/202 | 64113L111 |
| APCXW | APPTECH PMTS CORP | 205,831 | $29,598 | 0.0% | $0.23 | — | *W EXP 12/17/202 | 03834B127 |
| — | NRG ENERGY INC | 27,000 | $26,809 | 0.0% | $0.99 | — | DBCV 2.750% 6/0 | 629377CG5 |
| CINGW | CINGULATE INC | 110,032 | $26,419 | 0.0% | $0.54 | — | *W EXP 12/03/202 | 17248W113 |
| CTM | CASTELLUM INC | 20,000 | $25,200 | 0.0% | $1.03 | 0.0% | COM NEW | 14838T204 |
| BNCWW | CEA INDUSTRIES INC | 264,095 | $23,769 | 0.0% | $0.38 | — | *W EXP 02/11/202 | 86887P119 |
| ASPI | ASP ISOTOPES INC | 14,848 | $23,460 | 0.0% | $1.97 | 0.0% | COM | 00218A105 |
| MTEKW | MARIS TECH LTD | 223,236 | $22,324 | 0.0% | $0.29 | — | *W EXP 02/04/202 | M68057112 |
| — | IBIO INC | 50,000 | $22,200 | 0.0% | $0.44 | — | COM | 451033609 |
| HOLOW | MICROCLOUD HOLOGRAM INC | 315,673 | $22,097 | 0.0% | $0.07 | — | W EXP 01/31/202 | G55032125 |
| STXS | STEREOTAXIS INC | 10,000 | $20,600 | 0.0% | $2.14 | -8.8% | COM NEW | 85916J409 |
| — | PEAK BIO INC | 101,345 | $20,522 | 0.0% | $0.20 | — | W EXP 10/26/202 | 70470P116 |
| SWAGW | STRAN & COMPANY INC | 168,494 | $19,453 | 0.0% | $1.01 | — | *W EXP 11/01/202 | 86260J110 |
| SVREW | SAVERONE 2014 LTD | 194,497 | $19,411 | 0.0% | $0.32 | — | W EXP 05/04/202 | 80516T113 |
| SNAL | SNAIL INC | 13,000 | $19,110 | 0.0% | $2.25 | 0.0% | CLASS A COM | 83301J100 |
| RBOTW | VICARIOUS SURGICAL INC | 112,000 | $19,040 | 0.0% | $0.63 | — | *W EXP 08/05/202 | 92561V117 |
| GCMGW | GCM GROSVENOR INC | 43,042 | $18,938 | 0.0% | $1.06 | — | *W EXP 11/17/202 | 36831E116 |
| — | HYCROFT MINING HOLDING CORP | 250,000 | $18,675 | 0.0% | $0.07 | — | *W EXP 02/12/202 | 44862P117 |
| — | INVITAE CORP | 10,000 | $18,600 | 0.0% | — | — | Call | 46185L903 |
| EVGOW | EVGO INC | 25,500 | $17,337 | 0.0% | $1.87 | — | *W EXP 07/01/202 | 30052F118 |
| DTSTW | DATA STORAGE CORP | 105,312 | $16,797 | 0.0% | $1.00 | — | *W EXP 05/13/202 | 23786R110 |
| SLNWF | SELINA HOSPITALITY PLC | 183,376 | $14,670 | 0.0% | $0.08 | — | W EXP 10/27/202 | G8059B119 |
| CMRAW | COMERA LIFE SCIENCES HLDGS I | 305,440 | $14,569 | 0.0% | $0.11 | — | W EXP 03/15/202 | 20037C116 |
| NRSNW | NEUROSENSE THERAPEUTICS LTD | 79,668 | $14,380 | 0.0% | $0.61 | — | *W EXP 11/09/202 | M74240116 |
| ATHXQ | ATHERSYS INC NEW | 16,780 | $14,095 | 0.0% | $1.24 | 0.0% | COM NEW | 04744L205 |
| MOBBW | MOBILICOM LTD | 127,366 | $14,010 | 0.0% | $0.38 | — | W EXP 08/31/202 | 60742B110 |
| — | AMPCO-PITTSBURG CORP | 84,200 | $13,262 | 0.0% | $0.63 | — | *W EXP 08/01/202 | 032037111 |
| — | VERSUS SYSTEMS INC | 443,244 | $12,721 | 0.0% | $0.03 | — | *W EXP 12/17/202 | 92535P147 |
| ARQQW | ARQIT QUANTUM INC | 24,355 | $12,421 | 0.0% | $0.89 | — | *W EXP 11/02/202 | G0567U119 |
| PGYWW | PAGAYA TECHNOLOGIES LTD | 124,231 | $11,790 | 0.0% | $0.16 | — | W EXP 09/01/202 | M7S64L107 |
| — | WEARABLE DEVICES LTD | 95,965 | $11,631 | 0.0% | $0.21 | — | W EXP 09/14/202 | M97838110 |
| — | HARBOR CUSTOM DEVELOPMENT IN | 165,000 | $11,517 | 0.0% | $0.53 | — | *W EXP 10/04/202 | 41150T124 |
| BTBDW | BT BRANDS INC | 74,786 | $11,218 | 0.0% | $0.38 | — | *W EXP 11/12/202 | 0557MQ115 |
| TCBWF | TC BIOPHARM HOLDINGS PLC | 86,667 | $10,937 | 0.0% | $0.50 | — | *W EXP 02/08/202 | 87807D111 |
| — | LIVEONE INC | 16,981 | $10,927 | 0.0% | $0.97 | — | COM | 53814X102 |
| — | ESPORTS ENTMT GROUP INC | 135,756 | $10,657 | 0.0% | $0.12 | — | COM | 29667K306 |
| — | VIRPAX PHARMACEUTICALS INC | 17,012 | $10,561 | 0.0% | $2.16 | — | COM | 928251107 |
| GOEWQ | CANOO INC | 42,000 | $9,660 | 0.0% | $2.22 | — | *W EXP 12/21/202 | 13803R110 |
| KTTAW | PASITHEA THERAPEUTICS CORP | 289,968 | $9,554 | 0.0% | $0.31 | — | *W EXP 08/12/202 | 70261F111 |
| MDNAF | MEDICENNA THERAPEUTICS CORP | 20,000 | $9,160 | 0.0% | $1.13 | -45.9% | COM | 58490H107 |
| AUROW | AURORA INNOVATION INC | 70,109 | $9,114 | 0.0% | $0.13 | — | *W EXP 11/03/202 | 051774115 |
| AIMDW | AINOS INC | 34,695 | $8,670 | 0.0% | $0.76 | — | W EXP 07/29/202 | 00902F113 |
| LUCYW | INNOVATIVE EYEWEAR INC | 67,265 | $8,381 | 0.0% | $0.37 | — | W EXP 08/16/202 | 45791D117 |
| BIAFW | BIOAFFINITY TECHNOLOGIES INC | 19,426 | $8,159 | 0.0% | $0.36 | — | W EXP 09/07/202 | 09076W117 |
| SSTPW | SYSTEM1 INC | 17,400 | $8,070 | 0.0% | $0.94 | — | *W EXP 99/99/999 | 87200P117 |
| — | PROTAGENIC THERAPEUTICS INC | 20,000 | $8,000 | 0.0% | $0.40 | — | COM | 74365N103 |
| — | AMESITE INC | 44,348 | $7,765 | 0.0% | $0.24 | — | COM | 031094105 |
| — | LIXTE BIOTECHNOLOGY HLDGS IN | 14,500 | $7,359 | 0.0% | $0.76 | — | COM | 539319202 |
| PTIXW | PROTAGENIC THERAPEUTICS INC | 177,196 | $7,265 | 0.0% | $0.46 | — | *W EXP 04/13/202 | 74365N111 |
| — | INFINT ACQUISITION CORP | 90,100 | $7,208 | 0.0% | $0.12 | — | *W EXP 99/99/999 | G47862126 |
| AFRIW | FORAFRIC GLOBAL PLC | 10,500 | $7,140 | 0.0% | $0.38 | — | W EXP 06/09/202 | X3R81D110 |
| — | ENERGEM CORP | 90,000 | $7,110 | 0.0% | $0.13 | — | *W EXP 11/15/202 | G30449121 |
| — | APTOSE BIOSCIENCES INC | 11,500 | $6,670 | 0.0% | $0.61 | — | COM NEW | 03835T200 |
| — | KAIROUS ACQUISITION CORP LTD | 80,677 | $6,656 | 0.0% | $0.14 | — | *W EXP 09/15/202 | G52131128 |
| — | BONE BIOLOGICS CORP | 30,000 | $6,291 | 0.0% | $0.21 | — | COM NEW | 098070303 |
| DRTSW | ALPHA TAU MEDICAL LTD | 22,900 | $5,727 | 0.0% | $0.49 | — | *W EXP 03/07/202 | M0740A116 |
| — | AGRIFORCE GROWING SYSTEMS LT | 60,401 | $5,496 | 0.0% | $0.48 | — | *W EXP 02/01/202 | C00948114 |
| — | TROIKA MEDIA GROUP INC | 44,999 | $5,233 | 0.0% | $0.12 | — | COM | 89689F305 |
| — | ASSURE HLDGS CORP | 20,000 | $5,206 | 0.0% | $0.65 | — | COM NEW | 04625J204 |
| AOGOW | AROGO CAPITAL ACQUISITION CO | 90,000 | $5,175 | 0.0% | $0.11 | — | *W EXP 03/23/202 | 042644112 |
| — | ASPIRA WOMENS HEALTH INC | 15,000 | $5,100 | 0.0% | $0.40 | — | COM | 04537Y109 |
| STSSW | SHARPS TECHNOLOGY INC | 38,847 | $5,054 | 0.0% | $0.28 | — | W EXP 04/13/202 | 82003F119 |
| AREBW | AMERICAN REBEL HOLDINGS INC | 130,921 | $4,517 | 0.0% | $0.30 | — | *W EXP 01/20/202 | 02919L117 |
| IINNW | INSPIRA TECHNOLOGIES OXY BHN | 24,000 | $4,445 | 0.0% | $0.71 | — | *W EXP 06/30/202 | M53637118 |
| ACONW | ACLARION INC | 28,647 | $4,440 | 0.0% | $0.24 | — | W EXP 04/21/202 | 655187110 |
| IVDAW | IVEDA SOLUTIONS INC | 36,286 | $4,354 | 0.0% | $0.22 | — | W EXP 04/01/202 | 46583A113 |
| — | WINDTREE THERAPEUTICS INC | 25,000 | $4,263 | 0.0% | $0.17 | — | COM | 97382D303 |
| RVSNW | RAIL VISION LTD | 59,563 | $4,163 | 0.0% | $0.16 | — | *W EXP 03/27/202 | M8186D114 |
| GRRRW | GORILLA TECHNOLOGY GROUP INC | 20,000 | $4,100 | 0.0% | $0.35 | — | W EXP 07/13/202 | G4000K118 |
| MOBQW | MOBIQUITY TECHNOLOGIES INC | 50,368 | $4,029 | 0.0% | $0.45 | — | *W EXP 12/03/202 | 60743F128 |
| — | AGILE THERAPEUTICS INC | 17,500 | $3,973 | 0.0% | $0.29 | — | COM NEW | 00847L209 |
| NNAVW | NEXTNAV INC | 10,000 | $3,725 | 0.0% | $1.51 | — | *W EXP 10/28/202 | 65345N114 |
| — | NORTHVIEW ACQUISITION CORP | 77,770 | $3,325 | 0.0% | $0.15 | — | *W EXP 08/02/202 | 66718N111 |
| — | KALEYRA INC | 86,316 | $3,250 | 0.0% | $2.99 | — | *W EXP 11/25/202 | 483379111 |
| — | PLUS THERAPEUTICS INC | 10,000 | $3,170 | 0.0% | $0.56 | — | COM NEW | 72941H400 |
| IGTAW | INCEPTION GROWTH ACQUSTN LTD | 90,000 | $2,925 | 0.0% | $0.17 | — | *W EXP 10/15/202 | 45333D112 |
| — | BOXED INC | 71,618 | $2,793 | 0.0% | $0.83 | — | *W EXP 12/08/202 | 103174116 |
| — | ALLEGO N V | 22,500 | $2,250 | 0.0% | $0.78 | — | *W EXP 03/16/202 | N0796A118 |
| — | AUDDIA INC | 12,768 | $2,231 | 0.0% | $0.63 | — | *W EXP 10/17/202 | 05072K115 |
| — | FAT PROJECTS ACQUISITION COR | 85,000 | $2,125 | 0.0% | $0.12 | — | *W EXP 08/31/202 | G3400W110 |
| — | WORKSPORT LTD | 14,960 | $2,094 | 0.0% | $1.75 | — | *W EXP 06/01/202 | 98139Q118 |
| SACWF | SPREE ACQUISITION CORP 1 LTD | 47,154 | $1,900 | 0.0% | $0.17 | — | *W EXP 12/22/202 | G83745128 |
| BZFDW | BUZZFEED INC | 44,284 | $1,771 | 0.0% | $0.04 | — | *W EXP 12/03/202 | 12430A110 |
| — | EF HUTTON ACQUISITION CORP I | 13,246 | $1,656 | 0.0% | $0.13 | — | RIGHT 11/18/2027 | 28201D125 |
| — | ACCRETION ACQUISITION CORP | 87,348 | $1,633 | 0.0% | $0.14 | — | *W EXP 03/01/202 | 00438Y115 |
| CNGLW | CANNA GLOBAL ACQUISITION COR | 90,100 | $1,577 | 0.0% | $0.11 | — | *W EXP 11/30/202 | 13767K119 |
| — | BANNIX ACQUISITION CORP | 85,700 | $1,500 | 0.0% | $0.16 | — | *W EXP 07/31/202 | 066644113 |
| NXGLW | NEXGEL INC | 10,000 | $1,500 | 0.0% | $0.36 | — | *W EXP 12/01/202 | 65344E115 |
| EDBLW | EDIBLE GARDEN AG INC | 103,861 | $1,464 | 0.0% | $0.40 | — | W EXP 04/18/202 | 28059P113 |
| CELUW | CELULARITY INC | 18,200 | $1,456 | 0.0% | $0.57 | — | *W EXP 05/24/202 | 151190113 |
| — | FG MERGER CORP | 16,546 | $1,448 | 0.0% | $0.12 | — | W EXP 06/17/202 | 30324Y119 |
| — | BONE BIOLOGICS CORP | 41,100 | $1,215 | 0.0% | $0.47 | — | *W EXP 10/13/202 | 098070113 |
| DRMAW | DERMATA THERAPEUTICS INC | 60,711 | $1,214 | 0.0% | $0.51 | — | *W EXP 08/13/202 | 249845116 |
| — | FINANCIAL STRATEGIES ACQUISI | 80,000 | $1,200 | 0.0% | $0.13 | — | *W EXP 03/31/202 | 31772T115 |
| ALSWF | ALPHA STAR ACQUISITION CORP | 80,000 | $1,192 | 0.0% | $0.06 | — | *W EXP 12/13/202 | G0230C116 |
| ANGHW | ANGHAMI INC | 40,409 | $1,063 | 0.0% | $0.58 | — | *W EXP 02/03/202 | G0369L119 |
| — | PRIME NO ACQUISITION I CORP | 13,658 | $888 | 0.0% | $0.07 | — | W EXP 07/31/202 | 74168P115 |
| BRSWF | BRUUSH ORAL CARE INC | 15,000 | $876 | 0.0% | $0.40 | — | W EXP 08/03/202 | 11750K120 |
| CLVRW | CLEVER LEAVES HOLDINGS INC | 25,000 | $873 | 0.0% | $1.33 | — | *W EXP 12/18/202 | 186760112 |
| GLSWQ | GELESIS HLDGS INC | 89,400 | $796 | 0.0% | $0.23 | — | *W EXP 01/13/202 | 36850R113 |
| — | FEUTUNE LIGHT ACQUISITION CO | 20,796 | $624 | 0.0% | $0.05 | — | W EXP 06/01/202 | 31561T110 |
| EMCWF | EMBRACE CHANGE ACQUISITN COR | 12,500 | $406 | 0.0% | $0.03 | — | W EXP 10/25/202 | G3034H125 |
| SHPSQ | SHAPEWAYS HOLDINGS INC | 14,668 | $248 | 0.0% | $0.55 | — | *W EXP 10/31/202 | 81947T110 |
| — | EF HUTTON ACQUISITION CORP I | 10,000 | $160 | 0.0% | $0.02 | — | W EXP 11/18/202 | 28201D117 |