Location: Winnetka, IL
CIK: 0001597506 · Show all filings
Period: Q2 2024 (← Previous) (Next →)
Filing Date: Aug 9, 2024
Total Value: $658M (56.4% shares, 43.6% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | SPDR S&P 500 ETF TR | 363,500 | $198M | 30.0% | $544.22 | — | — | Put | 78462F953 |
| OXY/WS | OCCIDENTAL PETE CORP | 1,029,832 | $42.39M | 6.4% | $41.16 | $34.06 | — | *W EXP 08/03/202 | 674599162 |
| — | INVESCO QQQ TR | 77,500 | $37.13M | 5.6% | $479.11 | — | — | Put | 46090E953 |
| — | PALO ALTO NETWORKS INC | 9,020,000 | $30.75M | 4.7% | $3.41 | $2.76 | — | NOTE 0.375% 6/0 | 697435AF2 |
| — | MICROCHIP TECHNOLOGY INC. | 8,927,000 | $23.67M | 3.6% | $2.65 | $2.53 | — | NOTE 1.625% 2/1 | 595017AF1 |
| — | ATI INC | 5,712,000 | $20.46M | 3.1% | $3.58 | $3.04 | — | NOTE 3.500% 6/1 | 01741RAK8 |
| — | UNITED STATES STL CORP | 6,758,000 | $19.26M | 2.9% | $2.85 | $3.61 | — | NOTE 5.000%11/0 | 912909AT5 |
| — | BOOKING HOLDINGS INC | 8,888,000 | $18.71M | 2.8% | $2.10 | $1.79 | — | NOTE 0.750% 5/0 | 09857LAN8 |
| — | PARSONS CORP DEL | 8,951,000 | $16.27M | 2.5% | $1.82 | $1.50 | — | NOTE 0.250% 8/1 | 70202LAB8 |
| — | NVIDIA CORPORATION | 119,000 | $14.7M | 2.2% | $123.54 | — | — | Put | 67066G954 |
| — | MICROSOFT CORP | 28,000 | $12.51M | 1.9% | $446.95 | — | — | Put | 594918954 |
| — | REPLIGEN CORP | 9,819,000 | $11.7M | 1.8% | $1.19 | $1.44 | — | NOTE 0.375% 7/1 | 759916AB5 |
| — | BLOOMIN BRANDS INC | 6,597,000 | $11.63M | 1.8% | $1.76 | $2.53 | — | NOTE 5.000% 5/0 | 094235AB4 |
| — | HUBSPOT INC | 5,378,000 | $11.22M | 1.7% | $2.09 | $2.09 | — | NOTE 0.375% 6/0 | 443573AD2 |
| — | NRG ENERGY INC | 5,750,000 | $11.04M | 1.7% | $1.92 | $1.36 | — | DBCV 2.750% 6/0 | 629377CG5 |
| — | CHART INDS INC | 4,025,000 | $9.924M | 1.5% | $2.47 | $2.34 | — | NOTE 1.000%11/1 | 16115QAE0 |
| — | AXON ENTERPRISE INC | 6,502,000 | $8.952M | 1.4% | $1.38 | $1.45 | — | NOTE 0.500%12/1 | 05464CAB7 |
| DJTWW | TRUMP MEDIA & TECHNOLOGY GRO | 395,386 | $8.409M | 1.3% | $21.27 | $21.40 | — | *W EXP 03/25/202 | 25400Q113 |
| — | INTERDIGITAL INC | 5,258,000 | $8.155M | 1.2% | $1.55 | $1.48 | — | NOTE 3.500% 6/0 | 45867GAD3 |
| — | MACOM TECH SOLUTIONS HLDGS I | 5,000,000 | $7.038M | 1.1% | $1.41 | $1.41 | — | NOTE 0.250% 3/1 | 55405YAB6 |
| — | RH | 5,825,000 | $6.829M | 1.0% | $1.17 | $1.54 | — | NOTE 9/1 | 74967XAD5 |
| — | AKAMAI TECHNOLOGIES INC | 6,259,000 | $6.575M | 1.0% | $1.05 | $1.24 | — | NOTE 0.125% 5/0 | 00971TAJ0 |
| — | PROGRESS SOFTWARE CORP | 5,518,000 | $5.787M | 0.9% | $1.05 | $1.07 | — | NOTE 1.000% 4/1 | 743312AB6 |
| — | INSMED INC | 2,500,000 | $5.29M | 0.8% | $2.12 | $2.12 | — | NOTE 0.750% 6/0 | 457669AB5 |
| — | NUTANIX INC | 4,503,000 | $5.257M | 0.8% | $1.17 | $1.17 | — | NOTE 0.250%10/0 | 67059NAH1 |
| — | SEA LTD | 3,500,000 | $5.036M | 0.8% | $1.44 | $1.76 | — | NOTE 1.000%12/0 | 81141RAD2 |
| — | MICROSTRATEGY INC | 4,066,000 | $4.873M | 0.7% | $1.20 | $1.20 | — | NOTE 2/1 | 594972AE1 |
| — | TYLER TEX INDPT SCH DIST | 3,954,000 | $4.34M | 0.7% | $1.10 | $1.10 | — | NOTE 0.250% 3/1 | 902252AB1 |
| — | INTEGER HLDGS CORP | 3,003,000 | $4.296M | 0.7% | $1.43 | $1.43 | — | NOTE 2.125% 2/1 | 45826HAB5 |
| — | FORD MTR CO DEL | 3,698,000 | $3.743M | 0.6% | $1.01 | $1.02 | — | NOTE 3/1 | 345370CZ1 |
| EXEEZ | CHESAPEAKE ENERGY CORP | 52,233 | $3.623M | 0.6% | $69.37 | $71.21 | — | *W EXP 02/09/202 | 165167172 |
| — | INSMED INC | 1,780,000 | $3.046M | 0.5% | $1.71 | $1.71 | — | NOTE 1.750% 1/1 | 457669AA7 |
| — | WORKIVA INC | 2,745,000 | $3.027M | 0.5% | $1.10 | $1.38 | — | NOTE 1.125% 8/1 | 98139AAB1 |
| — | SOUTHWEST AIRLS CO | 3,015,000 | $3.022M | 0.5% | $1.00 | $1.00 | — | NOTE 1.250% 5/0 | 844741BG2 |
| EXEEL | CHESAPEAKE ENERGY CORP | 38,488 | $2.521M | 0.4% | $65.49 | $64.47 | — | *W EXP 02/09/202 | 165167180 |
| — | SAREPTA THERAPEUTICS INC | 1,010,000 | $2.176M | 0.3% | $2.15 | $1.76 | — | DBCV 1.500%11/1 | 803607AB6 |
| — | ETSY INC | 2,052,000 | $2.03M | 0.3% | $0.99 | $1.94 | — | NOTE 0.125%10/0 | 29786AAJ5 |
| — | BOX INC | 1,700,000 | $1.954M | 0.3% | $1.15 | $1.16 | — | NOTE 1/1 | 10316TAB0 |
| — | JAZZ INVESTMENTS I LTD | 2,005,000 | $1.932M | 0.3% | $0.96 | $0.99 | — | NOTE 2.000% 6/1 | 472145AF8 |
| NE/WS | NOBLE CORP PLC | 74,868 | $1.907M | 0.3% | $25.48 | $30.77 | — | *W EXP 02/04/202 | G65431135 |
| — | ISHARES TR | 20,000 | $1.836M | 0.3% | $91.78 | — | — | Put | 464287952 |
| — | COINBASE GLOBAL INC | 8,000 | $1.778M | 0.3% | $222.23 | — | — | Put | 19260Q957 |
| — | MIDDLEBY CORP | 1,615,000 | $1.724M | 0.3% | $1.07 | $1.34 | — | NOTE 1.000% 9/0 | 596278AB7 |
| NE/WS/A | NOBLE CORP PLC | 72,013 | $1.579M | 0.2% | $21.92 | $26.45 | — | *W EXP 02/04/202 | G65431150 |
| — | EXXON MOBIL CORP | 13,000 | $1.497M | 0.2% | $115.12 | — | — | Call | 30231G902 |
| — | VANECK ETF TRUST | 41,700 | $1.415M | 0.2% | $33.93 | — | — | Call | 92189F906 |
| — | MONGODB INC | 1,055,000 | $1.389M | 0.2% | $1.32 | $1.95 | — | NOTE 0.250% 1/1 | 60937PAD8 |
| CORZZ | CORE SCIENTIFIC INC NEW | 141,100 | $1.226M | 0.2% | $8.69 | $8.69 | — | *W EXP 01/23/202 | 21874A130 |
| EXEEW | CHESAPEAKE ENERGY CORP | 16,300 | $1.208M | 0.2% | $74.11 | $66.90 | — | *W EXP 02/09/202 | 165167164 |
| CORZW | CORE SCIENTIFIC INC NEW | 266,731 | $1.203M | 0.2% | $4.51 | $4.51 | — | *W EXP 01/23/202 | 21874A114 |
| — | EPR PPTYS | 60,000 | $1.159M | 0.2% | $19.31 | $20.71 | — | PFD C CV 5.75% | 26884U208 |
| — | TRANSOCEAN INC | 642,000 | $1.141M | 0.2% | $1.78 | $1.82 | — | DEB 4.625% 9/3 | 893830BW8 |
| SHV | ISHARES TR | 9,899 | $1.094M | 0.2% | $110.50 | $110.27 | +0.2% | SHORT TREAS BD | 464288679 |
| — | DOLLAR TREE INC | 10,000 | $1.068M | 0.2% | $106.77 | — | — | Call | 256746908 |
| — | APPLE INC | 5,000 | $1.053M | 0.2% | $210.62 | — | — | Put | 037833950 |
| — | APPLE INC | 5,000 | $1.053M | 0.2% | $210.62 | — | — | Call | 037833900 |
| — | RBC BEARINGS INC | 7,575 | $926K | 0.1% | $122.29 | $116.84 | — | 5% CNV PFD SR A | 75524B203 |
| NEN | NEW ENGLAND RLTY ASSOC LTD P | 12,675 | $904K | 0.1% | $71.34 | $71.94 | — | DEPOSITRY RCPT | 644206104 |
| — | CORE SCIENTIFIC INC NEW | 97,000 | $902K | 0.1% | $9.30 | — | — | Put | 21874A956 |
| — | PERMIAN RESOURCES CORP | 325,000 | $898K | 0.1% | $2.76 | $2.76 | — | NOTE 3.250% 4/0 | 15136AAA0 |
| BLUAF | BLUERIVER ACQUISITION CORP | 80,278 | $888K | 0.1% | $11.06 | $11.02 | 0.0% | CL A ORD SHS | G1261Q107 |
| AOGO | AROGO CAPITAL ACQUISITION CO | 80,279 | $876K | 0.1% | $10.91 | $10.92 | 0.0% | CLASS A COM | 042644104 |
| CLRCF | CLIMATEROCK | 75,390 | $866K | 0.1% | $11.49 | $11.19 | +1.9% | CLASS A ORD | G2311X100 |
| FORL | FOUR LEAF ACQUISITION CORP | 75,932 | $831K | 0.1% | $10.94 | $10.52 | +4.1% | COM CL A | 35088F107 |
| STXS | STEREOTAXIS INC | 461,000 | $821K | 0.1% | $1.78 | $2.38 | -23.4% | COM NEW | 85916J409 |
| — | ISHARES SILVER TR | 30,000 | $797K | 0.1% | $26.57 | — | — | Call | 46428Q909 |
| — | AKAMAI TECHNOLOGIES INC | 820,000 | $795K | 0.1% | $0.97 | $1.07 | — | NOTE 0.375% 9/0 | 00971TAL5 |
| CNGL | CANNA GLOBAL ACQUISITION COR | 72,422 | $776K | 0.1% | $10.72 * | $11.13 | -6.3% | CLASS A COM | 13767K101 |
| — | VISION SENSING ACQUISITION C | 67,179 | $776K | 0.1% | $11.55 | $10.90 | — | CLASS A COM | 92838J103 |
| — | EQUINIX INC | 1,000 | $757K | 0.1% | $756.60 | — | — | Put | 29444U950 |
| BKHA | BLACK HAWK ACQUISITION CORP | 74,120 | $752K | 0.1% | $10.14 | $10.13 | +0.1% | USD CL A SHS | G1148A101 |
| — | ZALATORIS ACQUISITION CORP | 67,420 | $745K | 0.1% | $11.05 | $10.77 | — | COM CL A | 89301B104 |
| — | 99 ACQUISITION GROUP INC | 70,162 | $737K | 0.1% | $10.50 | $10.20 | — | CL A | 65445K101 |
| — | ABERCROMBIE & FITCH CO | 4,000 | $711K | 0.1% | $177.84 | — | — | Put | 002896957 |
| QETA | QUETTA ACQUISITION CORP | 68,700 | $711K | 0.1% | $10.35 | $10.09 | +2.6% | COM | 74841A105 |
| OAKU | OAK WOODS ACQUISITION CORP | 65,000 | $707K | 0.1% | $10.88 | $10.22 | +6.5% | CL A | 67190B104 |
| — | VISHAY INTERTECHNOLOGY INC | 714,000 | $702K | 0.1% | $0.98 | $0.98 | — | NOTE 2.250% 6/1 | 928298AP3 |
| — | NOBLE CORP PLC | 15,700 | $701K | 0.1% | $44.65 | — | — | Put | G65431957 |
| — | WALMART INC | 10,000 | $677K | 0.1% | $67.71 | — | — | Call | 931142903 |
| — | CARVANA CO | 5,000 | $644K | 0.1% | $128.72 | — | — | Put | 146869952 |
| — | B. RILEY FINANCIAL INC | 35,500 | $626K | 0.1% | $17.64 | — | — | Put | 05580M958 |
| — | INTEL CORP | 20,000 | $619K | 0.1% | $30.97 | — | — | Call | 458140900 |
| — | HIMS & HERS HEALTH INC | 30,000 | $606K | 0.1% | $20.19 | — | — | Put | 433000956 |
| — | ROYAL CARIBBEAN GROUP | 182,000 | $588K | 0.1% | $3.23 | $3.15 | — | NOTE 6.000% 8/1 | 780153BQ4 |
| — | DUET ACQUISITION CORP | 50,434 | $562K | 0.1% | $11.14 | $11.14 | — | CLASS A COM | 26431Q106 |
| — | GUESS INC | 500,000 | $548K | 0.1% | $1.10 | $1.10 | — | NOTE 3.750% 4/1 | 401617AF2 |
| — | NOVA VISION ACQUISITION CORP | 40,849 | $493K | 0.1% | $12.08 | $12.08 | — | COM | G6759A100 |
| — | ROTH CH ACQUISITION V CO | 44,679 | $493K | 0.1% | $11.04 | $11.04 | — | COM | 77867R100 |
| KVAC | KEEN VISION ACQUISITION CORP | 46,000 | $487K | 0.1% | $10.58 | $10.17 | +3.6% | SHS | G52443119 |
| — | MODERNA INC | 4,000 | $475K | 0.1% | $118.75 | — | — | Put | 60770K957 |
| TBMC | TRAILBLAZER MERGER CORP I | 43,736 | $473K | 0.1% | $10.80 | $10.37 | +3.7% | CL A | 89278D109 |
| — | CANTALOUPE INC | 71,400 | $471K | 0.1% | $6.60 | — | — | Call | 138103906 |
| — | NORDSTROM INC | 22,000 | $467K | 0.1% | $21.22 | — | — | Call | 655664900 |
| — | DEXCOM INC | 437,000 | $438K | 0.1% | $1.00 | $1.01 | — | NOTE 0.250%11/1 | 252131AK3 |
| — | BELLEVUE LIFE SCNCS AQSTN CO | 39,781 | $429K | 0.1% | $10.78 | $10.71 | — | COM | 079174108 |
| ESHA | ESH ACQUISITION CORP | 38,700 | $403K | 0.1% | $10.42 | $10.12 | +2.8% | COM | 296424104 |
| DTSTW | DATA STORAGE CORP | 274,455 | $383K | 0.1% | $1.39 | $1.00 | — | *W EXP 05/18/202 | 23786R110 |
| RFAIU | RF ACQUISITION CORP II | 38,000 | $382K | 0.1% | $10.06 | $10.06 | — | UNIT 05/01/2026 | G75389125 |
| GDXJ | VANECK ETF TRUST | 9,000 | $380K | 0.1% | $42.18 | $42.65 | -1.2% | JUNIOR GOLD MINE | 92189F791 |
| — | CAVA GROUP INC | 4,000 | $371K | 0.1% | $92.75 | — | — | Put | 148929952 |
| — | COMPOSECURE INC | 794,980 | $354K | 0.1% | $0.44 | $0.77 | — | *W EXP 12/27/202 | 20459V113 |
| — | BLACKSTONE MTG TR INC | 20,000 | $348K | 0.1% | $17.42 | — | — | Put | 09257W950 |
| GBTC | GRAYSCALE BITCOIN TR BTC | 6,330 | $337K | 0.1% | $53.23 * | $52.67 | -8.7% | SHS REP COM UT | 389637109 |
| UCFI | IRON HORSE ACQUISITIONS CORP | 33,267 | $335K | 0.1% | $10.06 | $9.99 | +0.7% | COM | 462837105 |
| — | TIDEWATER INC NEW | 32,624 | $325K | 0.0% | $9.95 | $9.95 | — | *W EXP 11/14/202 | 88642R174 |
| BIL | SPDR SER TR | 3,500 | $321K | 0.0% | $91.78 | $91.61 | +0.2% | BLOOMBERG 1-3 MO | 78468R663 |
| — | AURA FAT PROJS ACQUISITION C | 27,898 | $315K | 0.0% | $11.29 | $11.20 | — | CLASS A ORD | G06362100 |
| PCSC | PERCEPTIVE CAP SOLUTIONS COR | 30,837 | $310K | 0.0% | $10.06 | $10.07 | 0.0% | CL A ORD SHS | G70077105 |
| NVDA | NVIDIA CORPORATION | 2,500 | $309K | 0.0% | $123.50 | $101.05 | +22.2% | COM | 67066G104 |
| — | ACRI CAPITAL ACQUISITION COR | 27,357 | $309K | 0.0% | $11.28 | $10.39 | — | COM CL A | 00501A101 |
| — | STRIDE INC | 207,000 | $297K | 0.0% | $1.43 | $1.33 | — | NOTE 1.125% 9/0 | 86333MAA6 |
| AIMTF | AIMFINITY INVESTMENT CORP I | 24,216 | $275K | 0.0% | $11.34 | $11.12 | — | UNIT 04/21/2027 | G0135E142 |
| — | CANTALOUPE INC | 41,000 | $271K | 0.0% | $6.60 | — | — | Put | 138103956 |
| — | VORNADO RLTY TR | 10,000 | $263K | 0.0% | $26.29 | — | — | Put | 929042959 |
| — | DT CLOUD ACQUISITION CORP | 25,815 | $263K | 0.0% | $10.17 | $10.17 | — | ORD SHS | G28524117 |
| ZLSSF | ZALATORIS II ACQUISITION COR | 23,698 | $260K | 0.0% | $10.96 | $10.91 | 0.0% | CLASS A ORD | G9831X106 |
| TETEF | TECHNOLOGY & TELECOM ACQ COR | 17,414 | $208K | 0.0% | $11.95 | $11.87 | 0.0% | CLASS A ORD SHS | G87119106 |
| — | MICROCHIP TECHNOLOGY INC. | 193,000 | $204K | 0.0% | $1.06 | $1.06 | — | NOTE 0.125%11/1 | 595017AU8 |
| IGTA | INCEPTION GROWTH ACQUSTN LTD | 17,616 | $199K | 0.0% | $11.30 | $10.53 | +5.6% | COMMON STOCK | 45333D104 |
| — | PULSE BIOSCIENCES INC | 17,100 | $191K | 0.0% | $11.19 | — | — | Call | 74587B901 |
| AMPX | AMPRIUS TECHNOLOGIES INC | 133,637 | $170K | 0.0% | $1.27 | $1.63 | -22.2% | COMMON STOCK | 03214Q108 |
| — | HERTZ GLOBAL HLDGS INC | 48,000 | $169K | 0.0% | $3.53 | — | — | Put | 42806J950 |
| HTZ | HERTZ GLOBAL HLDGS INC | 47,800 | $169K | 0.0% | $3.53 | $5.08 | -30.5% | COM NEW | 42806J700 |
| — | GREENBRIER COS INC | 155,000 | $166K | 0.0% | $1.07 | $1.07 | — | NOTE 2.875% 4/1 | 393657AM3 |
| AFJK | AIMEI HEALTH TECHNOLOGY CO L | 15,000 | $155K | 0.0% | $10.35 | $10.18 | +1.6% | SHS | G01341109 |
| — | ARYA SCIENCES ACQU CORP IV | 13,147 | $151K | 0.0% | $11.48 | $11.23 | — | CL A | G31659108 |
| RNWWW | RENEW ENERGY GLOBAL PLC | 259,020 | $142K | 0.0% | $0.55 | $0.90 | — | *W EXP 08/21/202 | G7500M120 |
| BYNO | BYNORDIC ACQUISITION CORP | 11,886 | $134K | 0.0% | $11.29 | $11.18 | 0.0% | CLASS A COM | 124420100 |
| PROP | PRAIRIE OPER CO | 11,758 | $127K | 0.0% | $10.78 | $12.66 | -14.3% | COM | 739650109 |
| PXSAW | PYXIS TANKERS INC | 95,450 | $115K | 0.0% | $1.20 | $1.09 | — | *W EXP 10/13/202 | Y71726122 |
| — | AEROVATE THERAPEUTICS INC | 67,449 | $111K | 0.0% | $1.65 | $1.65 | — | COM | 008064107 |
| — | BOWEN ACQUISITION CORP | 10,000 | $106K | 0.0% | $10.55 | $10.20 | — | SHS | G12729110 |
| NEOVW | NEOVOLTA INC | 194,413 | $103K | 0.0% | $0.53 | $0.60 | — | *W EXP 04/01/202 | 640655114 |
| FSHPU | FLAG SHIP ACQUISITION CORP | 10,000 | $100K | 0.0% | $10.01 | $10.01 | — | UNIT 05/22/2029 | G3530C133 |
| — | SURGEPAYS INC | 366,705 | $98,460 | 0.0% | $0.27 | $1.43 | — | *W EXP 10/22/202 | 86882L113 |
| — | MICROCHIP TECHNOLOGY INC. | 23,000 | $97,738 | 0.0% | $4.25 | $4.06 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | WINNEBAGO INDS INC | 85,000 | $88,069 | 0.0% | $1.04 | $1.04 | — | NOTE 1.500% 4/0 | 974637AB6 |
| RNTX | AILERON THERAPEUTICS INC | 31,354 | $86,224 | 0.0% | $2.75 | $4.11 | -32.6% | COM NEW | 00887A204 |
| JOBY/WS | JOBY AVIATION INC | 127,481 | $74,439 | 0.0% | $0.58 | $1.68 | — | *W EXP 08/10/202 | G65163118 |
| DSX/WS | DIANA SHIPPING INC | 126,576 | $72,148 | 0.0% | $0.57 | $0.46 | — | *W EXP 12/14/202 | Y2066G138 |
| GANX | GAIN THERAPEUTICS INC | 51,600 | $65,532 | 0.0% | $1.27 | $2.60 | -50.7% | COM | 36269B105 |
| — | MAXEON SOLAR TECHNOLOGIES LT | 72,500 | $61,843 | 0.0% | $0.85 | — | — | Put | Y58473952 |
| — | CARMELL CORPORATION | 45,000 | $59,850 | 0.0% | $1.33 | $1.33 | — | COM | 142922103 |
| — | AST SPACEMOBILE INC | 14,000 | $59,220 | 0.0% | $4.23 | $4.23 | — | *W EXP 04/06/202 | 00217D118 |
| NAKAW | KINDLY MD INC | 164,150 | $55,647 | 0.0% | $0.34 | $0.34 | — | *W EXP 05/31/202 | 49457M114 |
| — | KWESST MICRO SYSTEMS INC | 112,300 | $51,984 | 0.0% | $0.46 | $0.46 | — | COM NEW | 501506604 |
| TALKW | TALKSPACE INC | 497,965 | $49,797 | 0.0% | $0.10 | $0.16 | — | *W EXP 06/21/202 | 87427V111 |
| — | FOREMOST LITHIUM RES & TECH | 113,828 | $48,827 | 0.0% | $0.43 | $0.43 | — | *W EXP 08/24/202 | 345510119 |
| ELTX | ELICIO THERAPEUTICS INC | 11,801 | $48,502 | 0.0% | $4.11 | $8.46 | -51.4% | COM | 28657F103 |
| — | SOUTHERN CO | 41,000 | $41,861 | 0.0% | $1.02 | $1.02 | — | NOTE 3.875%12/1 | 842587DP9 |
| — | NEXALIN TECHNOLOGY INC | 117,740 | $40,032 | 0.0% | $0.34 | $0.18 | — | *W EXP 99/99/999 | 65345B110 |
| DUOT | DUOS TECHNOLOGIES GROUP INC | 12,584 | $35,990 | 0.0% | $2.86 | $2.85 | +0.3% | COM | 266042407 |
| EONR | HNR ACQUISITION CORP | 13,750 | $35,063 | 0.0% | $2.55 * | $2.39 | +10.1% | COM CL A | 40472A102 |
| TNONW | TENON MEDICAL INC | 668,971 | $33,382 | 0.0% | $0.05 | $0.07 | — | *W EXP 06/16/202 | 88066N113 |
| EONR/WS | HNR ACQUISITION CORP | 630,973 | $32,337 | 0.0% | $0.05 | $0.08 | — | *W EXP 02/04/202 | 40472A128 |
| — | TIVIC HEALTH SYSTEMS INC | 80,000 | $31,200 | 0.0% | $0.39 | $0.39 | — | COM NEW | 888705209 |
| NAKA | KINDLY MD INC | 11,000 | $30,250 | 0.0% | $2.75 * | $2.83 | 0.0% | COM | 49457M106 |
| LILMF | LILIUM N V | 33,500 | $26,633 | 0.0% | $0.80 * | $0.94 | 0.0% | CLASS A ORD SHS | N52586109 |
| NXPLW | NEXTPLAT CORP | 60,316 | $23,505 | 0.0% | $0.39 | $1.00 | — | *W EXP 06/02/202 | 68557F118 |
| — | ESPERION THERAPEUTICS INC NE | 10,000 | $22,200 | 0.0% | $2.22 | — | — | Call | 29664W905 |
| APCXW | APPTECH PMTS CORP | 58,438 | $22,072 | 0.0% | $0.38 | $0.74 | — | *W EXP 01/04/202 | 03834B127 |
| STSSW | SHARPS TECHNOLOGY INC | 297,084 | $21,687 | 0.0% | $0.07 | $0.13 | — | *W EXP 99/99/999 | 82003F119 |
| GNLX | GENELUX CORPORATION | 10,000 | $20,000 | 0.0% | $2.00 * | $3.40 | -42.6% | COM | 36870H103 |
| ONFOW | ONFOLIO HOLDINGS INC | 73,643 | $18,322 | 0.0% | $0.25 | $0.18 | — | *W EXP 01/02/202 | 68277K124 |
| FGIWW | FGI INDUSTRIES LTD | 121,152 | $17,567 | 0.0% | $0.14 | $0.66 | — | *W EXP 01/21/202 | G3302D111 |
| — | VBI VACCINES INC CDA | 25,000 | $16,748 | 0.0% | $0.67 | $0.67 | — | COM NEW | 91822J202 |
| ZTEK | ZENTEK LTD | 12,000 | $16,680 | 0.0% | $1.39 * | $1.11 | -3.3% | COM | 98942X102 |
| MTEKW | MARIS TECH LTD | 194,575 | $15,566 | 0.0% | $0.08 | $0.26 | — | *W EXP 02/04/202 | M68057112 |
| BTBDW | BT BRANDS INC | 117,882 | $13,851 | 0.0% | $0.12 | $0.29 | — | *W EXP 11/12/202 | 0557MQ115 |
| — | WHOLE EARTH BRANDS INC | 313,349 | $12,974 | 0.0% | $0.04 | $0.09 | — | *W EXP 06/25/202 | 96684W126 |
| — | FUNDAMENTAL GLOBAL INC | 12,928 | $12,210 | 0.0% | $0.94 | $1.85 | — | COM | 30329Y106 |
| — | FARADAY FUTURE INTLGT ELEC I | 23,500 | $11,905 | 0.0% | $0.51 | — | — | Call | 307359903 |
| MOBBW | MOBILICOM LTD | 86,896 | $11,244 | 0.0% | $0.13 | $0.38 | — | *W EXP 08/31/202 | 60742B110 |
| — | CEMTREX INC | 48,500 | $10,670 | 0.0% | $0.22 | $0.22 | — | COM NEW | 15130G709 |
| — | ORAGENICS INC | 10,002 | $10,402 | 0.0% | $1.04 | $1.44 | — | COM | 684023500 |
| — | VIRPAX PHARMACEUTICALS INC | 20,000 | $10,346 | 0.0% | $0.52 | $0.52 | — | COM NEW | 928251206 |
| SVREW | SAVERONE 2014 LTD | 160,943 | $10,043 | 0.0% | $0.06 | $0.32 | — | *W EXP 06/02/202 | 80516T113 |
| DFSCW | KWESST MICRO SYSTEMS INC | 354,151 | $9,562 | 0.0% | $0.03 | $0.33 | — | *W EXP 12/09/202 | 501506133 |
| — | BLUEJAY DIAGNOSTICS INC | 12,500 | $8,740 | 0.0% | $0.70 | $0.70 | — | COM NEW | 095633400 |
| SWAGW | STRAN & COMPANY INC | 180,824 | $8,092 | 0.0% | $0.04 | $0.95 | — | *W EXP 99/99/999 | 86260J110 |
| SBEVW | SPLASH BEVERAGE GROUP INC | 137,940 | $7,313 | 0.0% | $0.05 | $0.66 | — | *W EXP 06/15/202 | 84862C112 |
| APLMW | APOLLOMICS INC | 511,500 | $7,161 | 0.0% | $0.01 | $0.08 | — | *W EXP 04/01/202 | G0411D115 |
| — | WEARABLE DEVICES LTD | 117,200 | $6,927 | 0.0% | $0.06 | $0.21 | — | *W EXP 09/14/202 | M97838110 |
| OCEAW | OCEAN BIOMEDICAL INC | 172,896 | $6,708 | 0.0% | $0.04 | $0.28 | — | *W EXP 02/14/202 | 67644C112 |
| NRSNW | NEUROSENSE THERAPEUTICS LTD | 32,006 | $6,593 | 0.0% | $0.21 | $0.61 | — | *W EXP 11/10/202 | M74240116 |
| BIAFW | BIOAFFINITY TECHNOLOGIES INC | 14,476 | $5,939 | 0.0% | $0.41 | $0.35 | — | *W EXP 09/07/202 | 09076W117 |
| CRPWF | CARBON REVOLUTION LTD | 172,022 | $5,677 | 0.0% | $0.03 | $0.05 | — | *W EXP 99/99/999 | G1893D110 |
| IGTAW | INCEPTION GROWTH ACQUSTN LTD | 80,050 | $5,604 | 0.0% | $0.07 | $0.17 | — | *W EXP 10/15/202 | 45333D112 |
| — | ZURA BIO LTD | 12,909 | $5,164 | 0.0% | $0.40 | $0.35 | — | *W EXP 99/99/999 | G9TY5A119 |
| — | INUVO INC | 20,000 | $5,138 | 0.0% | $0.26 | $0.22 | — | COM NEW | 46122W204 |
| MRNOW | MURANO GLOBAL INVTS PLC | 28,200 | $4,647 | 0.0% | $0.16 | $0.16 | — | *W EXP 03/19/202 | G63369113 |
| HUBCW | HUB CYBER SECURITY LTD | 171,171 | $4,450 | 0.0% | $0.03 | $0.08 | — | *W EXP 02/27/202 | M6000J127 |
| — | NORTHVIEW ACQUISITION CORP | 77,770 | $4,277 | 0.0% | $0.05 | $0.15 | — | *W EXP 08/02/202 | 66718N111 |
| KTTAW | PASITHEA THERAPEUTICS CORP | 278,684 | $4,264 | 0.0% | $0.02 | $0.31 | — | *W EXP 08/12/202 | 70261F111 |
| AUROW | AURORA INNOVATION INC | 20,000 | $4,140 | 0.0% | $0.21 | $0.13 | — | *W EXP 11/03/202 | 051774115 |
| LEGWQ | THE LION ELECTRIC COMPANY | 21,000 | $3,623 | 0.0% | $0.17 | $0.69 | — | *W EXP 12/16/202 | 536221120 |
| PGYWW | PAGAYA TECHNOLOGIES LTD | 30,000 | $3,399 | 0.0% | $0.11 | $0.16 | — | *W EXP 99/99/999 | M7S64L107 |
| RBOTW | VICARIOUS SURGICAL INC | 112,000 | $3,360 | 0.0% | $0.03 | $0.63 | — | *W EXP 09/17/202 | 92561V117 |
| BAERW | BRIDGER AEROSPACE GRP HLDGS | 25,200 | $3,276 | 0.0% | $0.13 | $0.20 | — | *W EXP 01/24/202 | 96812F110 |
| IVDAW | IVEDA SOLUTIONS INC | 35,337 | $2,970 | 0.0% | $0.08 | $0.22 | — | *W EXP 04/01/202 | 46583A113 |
| AERTW | AERIES TECHNOLOGY INC | 95,027 | $2,808 | 0.0% | $0.03 | $0.07 | — | *W EXP 11/06/202 | G0136H110 |
| AOGOW | AROGO CAPITAL ACQUISITION CO | 90,000 | $2,700 | 0.0% | $0.03 | $0.11 | — | *W EXP 03/23/202 | 042644112 |
| SXTPW | 60 DEGREES PHARMACEUTICALS I | 29,515 | $2,361 | 0.0% | $0.08 | $0.35 | — | *W EXP 07/12/202 | 83006G112 |
| — | LIXTE BIOTECHNOLOGY HLDGS IN | 37,874 | $2,261 | 0.0% | $0.06 | $0.09 | — | *W EXP 11/30/202 | 539319111 |
| — | WORKSPORT LTD | 24,444 | $1,711 | 0.0% | $0.07 | $0.25 | — | *W EXP 08/06/202 | 98139Q118 |
| XBPEW | XBP EUROPE HOLDINGS INC | 40,000 | $1,640 | 0.0% | $0.04 | $0.05 | — | *W EXP 11/30/202 | 98400V119 |
| HOLOW | MICROCLOUD HOLOGRAM INC | 32,545 | $1,491 | 0.0% | $0.05 | $0.07 | — | *W EXP 01/31/202 | G55032125 |
| PTIXW | PROTAGENIC THERAPEUTICS INC | 177,196 | $1,453 | 0.0% | $0.01 | $0.46 | — | *W EXP 04/29/202 | 74365N111 |
| SLNWF | SELINA HOSPITALITY PLC | 126,860 | $1,376 | 0.0% | $0.01 | $0.07 | — | *W EXP 10/27/202 | G8059B119 |
| CNGLW | CANNA GLOBAL ACQUISITION COR | 90,100 | $1,230 | 0.0% | $0.01 | $0.11 | — | *W EXP 99/99/999 | 13767K119 |
| BNCWW | CEA INDUSTRIES INC | 79,872 | $1,198 | 0.0% | $0.01 | $0.38 | — | *W EXP 02/11/202 | 86887P119 |
| AIMDW | AINOS INC | 18,800 | $1,172 | 0.0% | $0.06 | $0.76 | — | *W EXP 07/29/202 | 00902F113 |
| SMXWW | SMX SEC MATTERS PLC | 99,100 | $991 | 0.0% | $0.01 | $0.02 | — | *W EXP 03/07/202 | G8267K117 |
| ANGHW | ANGHAMI INC | 40,409 | $962 | 0.0% | $0.02 | $0.58 | — | *W EXP 02/03/202 | G0369L119 |
| — | BANNIX ACQUISITION CORP | 43,200 | $864 | 0.0% | $0.02 | $0.16 | — | *W EXP 07/31/202 | 066644113 |
| — | KAIROUS ACQUISITION CORP LTD | 78,977 | $711 | 0.0% | $0.01 | $0.14 | — | *W EXP 09/15/202 | G52131128 |
| CINGW | CINGULATE INC | 43,155 | $466 | 0.0% | $0.01 | $0.31 | — | *W EXP 12/10/202 | 17248W113 |
| DRMAW | DERMATA THERAPEUTICS INC | 30,000 | $420 | 0.0% | $0.01 | $0.51 | — | *W EXP 99/99/999 | 249845116 |
| BNAIW | BRAND ENGAGEMENT NETWORK INC | 10,000 | $315 | 0.0% | $0.03 | $0.03 | — | *W EXP 03/14/202 | 104932116 |
| ALSWF | ALPHA STAR ACQUISITION CORP | 16,452 | $192 | 0.0% | $0.01 | $0.01 | — | *W EXP 12/13/202 | G0230C116 |