Location: Winnetka, IL
CIK: 0001597506 · Show all filings
Period: Q1 2024 (← Previous) (Next →)
Filing Date: May 6, 2024
Total Value: $697M (50.4% shares, 49.6% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | SPDR S&P 500 ETF TR | 430,000 | $225M | 32.3% | $523.07 | — | — | Put | 78462F953 |
| — | PALO ALTO NETWORKS INC | 18,973,000 | $54.43M | 7.8% | $2.87 | $2.76 | — | NOTE 0.375% 6/0 | 697435AF2 |
| OXY/WS | OCCIDENTAL PETE CORP | 1,019,149 | $43.93M | 6.3% | $43.10 | $33.98 | — | *W EXP 08/03/202 | 674599162 |
| — | INVESCO QQQ TR | 58,800 | $26.11M | 3.7% | $444.01 | — | — | Put | 46090E953 |
| — | MICROCHIP TECHNOLOGY INC. | 8,239,000 | $21.2M | 3.0% | $2.57 | $2.52 | — | NOTE 1.625% 2/1 | 595017AF1 |
| — | UNITED STATES STL CORP | 6,558,000 | $20.05M | 2.9% | $3.06 | $3.64 | — | NOTE 5.000%11/0 | 912909AT5 |
| — | MICROSTRATEGY INC | 4,588,000 | $19.63M | 2.8% | $4.28 | $1.85 | — | NOTE 0.750%12/1 | 594972AC5 |
| — | PARSONS CORP DEL | 9,148,000 | $16.86M | 2.4% | $1.84 | $1.50 | — | NOTE 0.250% 8/1 | 70202LAB8 |
| — | BLOOMIN BRANDS INC | 6,289,000 | $16.3M | 2.3% | $2.59 | $2.57 | — | NOTE 5.000% 5/0 | 094235AB4 |
| — | BOOKING HOLDINGS INC | 8,002,000 | $15.46M | 2.2% | $1.93 | $1.76 | — | NOTE 0.750% 5/0 | 09857LAN8 |
| — | CHART INDS INC | 5,110,000 | $14.38M | 2.1% | $2.81 | $2.34 | — | NOTE 1.000%11/1 | 16115QAE0 |
| — | ALTAIR ENGR INC | 7,173,000 | $13.26M | 1.9% | $1.85 | $1.65 | — | NOTE 0.250% 6/0 | 021369AA1 |
| — | NRG ENERGY INC | 7,640,000 | $12.66M | 1.8% | $1.66 | $1.36 | — | DBCV 2.750% 6/0 | 629377CG5 |
| — | REPLIGEN CORP | 7,819,000 | $12.41M | 1.8% | $1.59 | $1.50 | — | NOTE 0.375% 7/1 | 759916AB5 |
| — | INTERDIGITAL INC | 9,278,000 | $12.08M | 1.7% | $1.30 | $1.20 | — | NOTE 2.000% 6/0 | 45867GAB7 |
| — | RH | 6,000,000 | $9.919M | 1.4% | $1.65 | $1.54 | — | NOTE 9/1 | 74967XAD5 |
| — | AXON ENTERPRISE INC | 6,500,000 | $9.451M | 1.4% | $1.45 | $1.45 | — | NOTE 0.500%12/1 | 05464CAB7 |
| — | AKAMAI TECHNOLOGIES INC | 7,765,000 | $9.174M | 1.3% | $1.18 | $1.24 | — | NOTE 0.125% 5/0 | 00971TAJ0 |
| — | NCL CORP LTD | 6,000,000 | $9.172M | 1.3% | $1.53 | $1.53 | — | NOTE 6.000% 5/1 | 62886HAT8 |
| — | GUESS INC | 7,067,000 | $7.885M | 1.1% | $1.12 | $1.12 | — | NOTE 2.000% 4/1 | 401617AD7 |
| — | MONGODB INC | 4,266,000 | $7.472M | 1.1% | $1.75 | $1.95 | — | NOTE 0.250% 1/1 | 60937PAD8 |
| — | PIONEER NAT RES CO | 2,460,000 | $6.99M | 1.0% | $2.84 | $2.61 | — | NOTE 0.250% 5/1 | 723787AP2 |
| — | ATI INC | 1,991,000 | $6.622M | 1.0% | $3.33 | $2.03 | — | NOTE 3.500% 6/1 | 01741RAK8 |
| — | PROGRESS SOFTWARE CORP | 5,518,000 | $5.725M | 0.8% | $1.04 | $1.07 | — | NOTE 1.000% 4/1 | 743312AB6 |
| — | INTERDIGITAL INC | 3,923,000 | $5.649M | 0.8% | $1.44 | $1.46 | — | NOTE 3.500% 6/0 | 45867GAD3 |
| — | BOX INC | 3,801,000 | $4.567M | 0.7% | $1.20 | $1.16 | — | NOTE 1/1 | 10316TAB0 |
| — | ETSY INC | 4,002,000 | $4.238M | 0.6% | $1.06 | $1.94 | — | NOTE 0.125%10/0 | 29786AAJ5 |
| — | SEA LTD | 3,500,000 | $4.237M | 0.6% | $1.21 | $1.76 | — | NOTE 1.000%12/0 | 81141RAD2 |
| — | LIVENT CORP | 3,000,000 | $3.994M | 0.6% | $1.33 | $2.11 | — | NOTE 4.125% 7/1 | 53814LAB4 |
| — | ON SEMICONDUCTOR CORP | 2,544,000 | $3.742M | 0.5% | $1.47 | $1.64 | — | NOTE 5/0 | 682189AS4 |
| — | CYTOKINETICS INC | 2,313,000 | $3.67M | 0.5% | $1.59 | $1.59 | — | NOTE 3.500% 7/0 | 23282WAC4 |
| — | WORKIVA INC | 2,745,000 | $3.327M | 0.5% | $1.21 | $1.38 | — | NOTE 1.125% 8/1 | 98139AAB1 |
| — | ISHARES TR | 33,000 | $3.122M | 0.4% | $94.62 | — | — | Put | 464287952 |
| — | FEDEX CORP | 10,000 | $2.897M | 0.4% | $289.74 | — | — | Put | 31428X956 |
| — | GRANITE CONSTR INC | 1,484,000 | $2.685M | 0.4% | $1.81 | $1.81 | — | NOTE 2.750%11/0 | 387328AB3 |
| — | APPLE INC | 15,000 | $2.572M | 0.4% | $171.48 | — | — | Put | 037833950 |
| EXEEL | CHESAPEAKE ENERGY CORP | 30,128 | $2.21M | 0.3% | $73.35 | $64.18 | — | *W EXP 02/09/202 | 165167180 |
| — | JAZZ INVESTMENTS I LTD | 2,000,000 | $1.987M | 0.3% | $0.99 | $0.99 | — | NOTE 2.000% 6/1 | 472145AF8 |
| — | MIDDLEBY CORP | 1,500,000 | $1.972M | 0.3% | $1.31 | $1.36 | — | NOTE 1.000% 9/0 | 596278AB7 |
| NE/WS | NOBLE CORP PLC | 64,026 | $1.9M | 0.3% | $29.67 | $31.66 | — | *W EXP 02/04/202 | G65431135 |
| — | SAREPTA THERAPEUTICS INC | 1,005,000 | $1.799M | 0.3% | $1.79 | $1.76 | — | DBCV 1.500%11/1 | 803607AB6 |
| STXS | STEREOTAXIS INC | 665,688 | $1.737M | 0.2% | $2.61 | $2.38 | +9.8% | COM NEW | 85916J409 |
| — | VANECK ETF TRUST | 52,000 | $1.644M | 0.2% | $31.62 | — | — | Call | 92189F906 |
| NE/WS/A | NOBLE CORP PLC | 63,461 | $1.612M | 0.2% | $25.40 | $27.06 | — | *W EXP 02/04/202 | G65431150 |
| HTZWW | HERTZ GLOBAL HLDGS INC | 318,430 | $1.414M | 0.2% | $4.44 | $10.11 | — | *W EXP 06/30/205 | 42806J148 |
| — | JPMORGAN CHASE & CO | 7,000 | $1.402M | 0.2% | $200.30 | — | — | Call | 46625H900 |
| — | RBC BEARINGS INC | 11,000 | $1.343M | 0.2% | $122.09 | $116.84 | — | 5% CNV PFD SR A | 75524B203 |
| GBIL | GOLDMAN SACHS ETF TR | 12,891 | $1.291M | 0.2% | $100.12 | $99.96 | +0.9% | ACCES TREASURY | 381430529 |
| EXEEZ | CHESAPEAKE ENERGY CORP | 15,922 | $1.218M | 0.2% | $76.51 | $75.40 | — | *W EXP 02/09/202 | 165167172 |
| — | EXXON MOBIL CORP | 10,000 | $1.162M | 0.2% | $116.24 | — | — | Call | 30231G902 |
| NEN | NEW ENGLAND RLTY ASSOC LTD P | 15,979 | $1.137M | 0.2% | $71.15 | $71.94 | — | DEPOSITRY RCPT | 644206104 |
| — | COINBASE GLOBAL INC | 4,000 | $1.06M | 0.2% | $265.12 | — | — | Put | 19260Q957 |
| — | EPR PPTYS | 54,774 | $1.057M | 0.2% | $19.30 | $20.84 | — | PFD C CV 5.75% | 26884U208 |
| — | TESLA INC | 5,000 | $879K | 0.1% | $175.79 | — | — | Put | 88160R951 |
| EXEEW | CHESAPEAKE ENERGY CORP | 10,513 | $864K | 0.1% | $82.17 | $62.94 | — | *W EXP 02/09/202 | 165167164 |
| CLRCF | CLIMATEROCK | 75,427 | $846K | 0.1% | $11.22 | $11.19 | 0.0% | CLASS A ORD | G2311X100 |
| — | EQUINIX INC | 1,000 | $825K | 0.1% | $825.33 | — | — | Put | 29444U950 |
| — | ACRI CAPITAL ACQUISITION COR | 73,498 | $822K | 0.1% | $11.19 | $10.39 | — | COM CL A | 00501A101 |
| AQUC | AQUARON ACQUISITION CORP | 75,713 | $820K | 0.1% | $10.83 | $10.68 | +1.4% | COMMON STOCK | 03842W105 |
| FORL | FOUR LEAF ACQUISITION CORP | 75,932 | $814K | 0.1% | $10.71 | $10.52 | +1.9% | COM CL A | 35088F107 |
| — | GLOBAL STAR ACQUISITION INC | 75,715 | $811K | 0.1% | $10.71 | $10.52 | — | CLASS A COM | 37962G102 |
| — | PLUTONIAN ACQUISITION CORP | 75,213 | $808K | 0.1% | $10.74 | $10.70 | — | COM | 72942P104 |
| — | HUDSON ACQUISITION I CORP | 74,039 | $785K | 0.1% | $10.60 | $10.60 | — | COMMON STOCK | 44364H100 |
| — | AKAMAI TECHNOLOGIES INC | 734,000 | $775K | 0.1% | $1.06 | $1.08 | — | NOTE 0.375% 9/0 | 00971TAL5 |
| — | NOBLE CORP PLC | 15,700 | $761K | 0.1% | $48.49 | — | — | Put | G65431957 |
| BKHAU | BLACK HAWK ACQUISITION CORP | 74,124 | $753K | 0.1% | $10.15 | $10.15 | — | UNIT 99/99/9999 | G1148A127 |
| — | VISION SENSING ACQUISITION C | 67,179 | $749K | 0.1% | $11.15 | $10.90 | — | CLASS A COM | 92838J103 |
| — | 99 ACQUISITION GROUP INC | 68,300 | $704K | 0.1% | $10.31 | $10.19 | — | CL A | 65445K101 |
| QETA | QUETTA ACQUISITION CORP | 68,700 | $700K | 0.1% | $10.19 | $10.09 | +0.9% | COM | 74841A105 |
| OAKU | OAK WOODS ACQUISITION CORP | 65,000 | $699K | 0.1% | $10.75 | $10.22 | +5.2% | CL A | 67190B104 |
| — | MONTEREY CAP ACQUISITION COR | 62,461 | $693K | 0.1% | $11.09 | $10.19 | — | CLASS A COM | 61244M109 |
| — | FORD MTR CO DEL | 613,000 | $634K | 0.1% | $1.03 | $1.07 | — | NOTE 3/1 | 345370CZ1 |
| — | COMPOSECURE INC | 844,759 | $591K | 0.1% | $0.70 | $0.77 | — | *W EXP 12/27/202 | 20459V113 |
| — | ISHARES SILVER TR | 25,000 | $569K | 0.1% | $22.75 | — | — | Call | 46428Q909 |
| — | PHP VENTURES ACQUISITION COR | 46,719 | $520K | 0.1% | $11.13 | $10.71 | — | CLASS A COM | 69291C106 |
| — | CANTALOUPE INC | 79,800 | $513K | 0.1% | $6.43 | — | — | Call | 138103906 |
| IGTA | INCEPTION GROWTH ACQUSTN LTD | 46,264 | $502K | 0.1% | $10.86 | $10.53 | +2.5% | COMMON STOCK | 45333D104 |
| KVAC | KEEN VISION ACQUISITION CORP | 46,000 | $481K | 0.1% | $10.45 | $10.17 | +2.3% | SHS | G52443119 |
| GDST | GOLDENSTONE ACQUISITION LTD | 41,635 | $459K | 0.1% | $11.02 | $10.55 | +3.2% | COM | 38136Y102 |
| — | SURGEPAYS INC | 764,016 | $443K | 0.1% | $0.58 | $1.43 | — | *W EXP 10/22/202 | 86882L113 |
| — | CARVANA CO | 5,000 | $440K | 0.1% | $87.91 | — | — | Put | 146869952 |
| — | MODERNA INC | 4,000 | $426K | 0.1% | $106.56 | — | — | Put | 60770K957 |
| — | ZALATORIS ACQUISITION CORP | 37,103 | $404K | 0.1% | $10.89 | $10.54 | — | COM CL A | 89301B104 |
| — | BLACKSTONE MTG TR INC | 20,000 | $398K | 0.1% | $19.91 | — | — | Put | 09257W950 |
| ESHA | ESH ACQUISITION CORP | 37,604 | $391K | 0.1% | $10.39 | $10.11 | +2.0% | COM | 296424104 |
| — | HERTZ GLOBAL HLDGS INC | 48,000 | $376K | 0.1% | $7.83 | — | — | Put | 42806J950 |
| TBMC | TRAILBLAZER MERGER CORP I | 34,234 | $363K | 0.1% | $10.61 | $10.27 | +2.4% | CL A | 89278D109 |
| UCFI | IRON HORSE ACQUISITIONS CORP | 33,267 | $332K | 0.0% | $9.98 | $9.99 | -0.1% | COM | 462837105 |
| — | QUADRO ACQUISITION ONE CORP | 29,583 | $325K | 0.0% | $10.98 | $10.98 | — | CL A SHS | G52807107 |
| LEN/B | LENNAR CORP | 2,000 | $309K | 0.0% | $154.51 * | $104.56 | +35.6% | CL B | 526057302 |
| — | UNITED STS NAT GAS FD LP | 20,000 | $291K | 0.0% | $14.57 | — | — | Call | 912318909 |
| — | BELLEVUE LIFE SCNCS AQSTN CO | 27,040 | $289K | 0.0% | $10.67 | $10.67 | — | COM | 079174108 |
| AIMTF | AIMFINITY INVESTMENT CORP I | 24,216 | $269K | 0.0% | $11.12 | $11.12 | — | UNIT 04/21/2027 | G0135E142 |
| — | AP ACQUISITION CORP | 22,872 | $258K | 0.0% | $11.28 | $10.99 | — | CL A ORD SHS | G04058106 |
| — | B. RILEY FINANCIAL INC | 12,000 | $254K | 0.0% | $21.17 | — | — | Put | 05580M958 |
| — | DT CLOUD ACQUISITION CORP | 25,000 | $254K | 0.0% | $10.16 | $10.16 | — | UNIT 99/99/9999 | G28524109 |
| — | DELCATH SYS INC | 53,000 | $253K | 0.0% | $4.77 | — | — | Call | 24661P907 |
| — | EXCELFIN ACQUISITION CORP | 22,280 | $244K | 0.0% | $10.93 | $10.79 | — | COM CL A | 30069X102 |
| — | PEABODY ENERGY CORP | 10,000 | $243K | 0.0% | $24.26 | — | — | Call | 704551900 |
| DJTWW | TRUMP MEDIA & TECHNOLOGY GRO | 8,600 | $236K | 0.0% | $27.40 | $27.40 | — | *W EXP 03/25/202 | 25400Q113 |
| — | STRIDE INC | 171,000 | $227K | 0.0% | $1.32 | $1.31 | — | NOTE 1.125% 9/0 | 86333MAA6 |
| — | TRANSOCEAN INC | 92,000 | $186K | 0.0% | $2.02 | $2.06 | — | DEB 4.625% 9/3 | 893830BW8 |
| AEAE | ALTENERGY ACQUISITION CORP | 16,139 | $181K | 0.0% | $11.20 | $10.70 | +3.3% | COM CL A | 02157M108 |
| — | CANTALOUPE INC | 24,600 | $158K | 0.0% | $6.43 | — | — | Put | 138103956 |
| — | AURA FAT PROJS ACQUISITION C | 13,946 | $155K | 0.0% | $11.11 | $11.11 | — | CLASS A ORD | G06362100 |
| AFJK | AIMEI HEALTH TECHNOLOGY CO L | 15,000 | $154K | 0.0% | $10.24 | $10.18 | +0.8% | SHS | G01341109 |
| — | SEABRIDGE GOLD INC | 10,000 | $151K | 0.0% | $15.12 | — | — | Call | 811916905 |
| — | ARYA SCIENCES ACQU CORP IV | 13,133 | $147K | 0.0% | $11.23 | $11.23 | — | CL A | G31659108 |
| — | BUKIT JALIL GBL ACQUISITION | 13,740 | $144K | 0.0% | $10.50 | $10.33 | — | ORD SHS | G1676M105 |
| JOBY/WS | JOBY AVIATION INC | 182,289 | $142K | 0.0% | $0.78 | $1.68 | — | *W EXP 08/10/202 | G65163118 |
| — | VISHAY INTERTECHNOLOGY INC | 139,000 | $136K | 0.0% | $0.98 | $0.98 | — | NOTE 2.250% 6/1 | 928298AP3 |
| DTSTW | DATA STORAGE CORP | 172,503 | $131K | 0.0% | $0.76 | $0.76 | — | *W EXP 05/18/202 | 23786R110 |
| — | SOUNDHOUND AI INC | 22,000 | $130K | 0.0% | $5.89 | — | — | Put | 836100957 |
| RNWWW | RENEW ENERGY GLOBAL PLC | 259,120 | $130K | 0.0% | $0.50 | $0.90 | — | *W EXP 08/21/202 | G7500M120 |
| TALKW | TALKSPACE INC | 549,400 | $124K | 0.0% | $0.22 | $0.16 | — | *W EXP 06/21/202 | 87427V111 |
| OMQS | OMNIQ CORP | 224,207 | $120K | 0.0% | $0.54 | $0.67 | -20.4% | COM | 68217M107 |
| PETV | PETVIVO HLDGS INC | 111,100 | $119K | 0.0% | $1.07 * | $1.18 | -2.0% | COM NEW | 716817408 |
| — | SURGEPAYS INC | 30,000 | $116K | 0.0% | $3.85 | — | — | Put | 86882L954 |
| — | ROYAL CARIBBEAN GROUP | 39,000 | $111K | 0.0% | $2.84 | $2.84 | — | NOTE 6.000% 8/1 | 780153BQ4 |
| — | BOWEN ACQUISITION CORP | 10,000 | $104K | 0.0% | $10.41 | $10.20 | — | SHS | G12729110 |
| — | MICROCHIP TECHNOLOGY INC. | 23,000 | $93,414 | 0.0% | $4.06 | $4.06 | — | NOTE 1.625% 2/1 | 595017AD6 |
| SKYH/WS | SKY HARBOUR GROUP CORPORATIO | 41,000 | $72,160 | 0.0% | $1.76 | $0.99 | — | *W EXP 01/25/202 | 83085C115 |
| — | ORAGENICS INC | 50,028 | $72,040 | 0.0% | $1.44 | $1.44 | — | COM | 684023500 |
| PMNT | PERFECT MOMENT LTD | 20,000 | $71,600 | 0.0% | $3.58 * | $4.44 | 0.0% | COM SHS | 713715100 |
| AMPX/WS | AMPRIUS TECHNOLOGIES INC | 281,481 | $70,370 | 0.0% | $0.25 | $0.38 | — | *W EXP 09/14/202 | 03214Q116 |
| — | FOREMOST LITHIUM RES & TECH | 115,028 | $69,764 | 0.0% | $0.61 | $0.43 | — | *W EXP 08/24/202 | 345510119 |
| OPHC | OPTIMUMBANK HLDGS INC | 15,557 | $66,740 | 0.0% | $4.29 | $3.08 | +39.4% | COM | 68401P403 |
| — | AZITRA INC | 300,501 | $61,753 | 0.0% | $0.21 | $0.21 | — | COM | 05479L104 |
| — | NUVVE HOLDING CORP | 55,280 | $60,808 | 0.0% | $1.10 | $1.10 | — | COM NEW | 67079Y209 |
| DSX/WS | DIANA SHIPPING INC | 124,286 | $57,208 | 0.0% | $0.46 | $0.46 | — | *W EXP 12/14/202 | Y2066G138 |
| PXSAW | PYXIS TANKERS INC | 47,250 | $54,338 | 0.0% | $1.15 | $0.98 | — | *W EXP 10/13/202 | Y71726122 |
| OCEAW | OCEAN BIOMEDICAL INC | 168,260 | $49,132 | 0.0% | $0.29 | $0.29 | — | *W EXP 02/14/202 | 67644C112 |
| — | SCORPIUS HOLDINGS INC | 283,040 | $45,852 | 0.0% | $0.16 | $0.16 | — | COM | 42237K409 |
| — | MIRION TECHNOLOGIES INC | 19,996 | $44,791 | 0.0% | $2.24 | $1.12 | — | *W EXP 10/20/202 | 60471A119 |
| — | DEXCOM INC | 36,000 | $39,590 | 0.0% | $1.10 | $1.10 | — | NOTE 0.250%11/1 | 252131AK3 |
| TNONW | TENON MEDICAL INC | 671,558 | $39,488 | 0.0% | $0.06 | $0.07 | — | *W EXP 06/16/202 | 88066N113 |
| STSSW | SHARPS TECHNOLOGY INC | 464,483 | $37,159 | 0.0% | $0.08 | $0.13 | — | *W EXP 99/99/999 | 82003F119 |
| SYNX | SILYNXCOM LTD | 10,000 | $34,100 | 0.0% | $3.41 | $3.47 | 0.0% | COM SHS | M8T145100 |
| APCX | APPTECH PMTS CORP | 35,000 | $33,600 | 0.0% | $0.96 * | $1.70 | 0.0% | COM | 03834B309 |
| MTEKW | MARIS TECH LTD | 207,000 | $33,431 | 0.0% | $0.16 | $0.26 | — | *W EXP 02/04/202 | M68057112 |
| NXPLW | NEXTPLAT CORP | 68,800 | $30,960 | 0.0% | $0.45 | $1.00 | — | *W EXP 06/02/202 | 68557F118 |
| MOBBW | MOBILICOM LTD | 89,375 | $28,600 | 0.0% | $0.32 | $0.38 | — | *W EXP 08/31/202 | 60742B110 |
| EONR/WS | HNR ACQUISITION CORP | 201,105 | $28,135 | 0.0% | $0.14 | $0.14 | — | *W EXP 02/04/202 | 40472A128 |
| — | ESPERION THERAPEUTICS INC NE | 10,000 | $26,800 | 0.0% | $2.68 | — | — | Call | 29664W905 |
| NEOVW | NEOVOLTA INC | 165,332 | $26,668 | 0.0% | $0.16 | $0.61 | — | *W EXP 04/01/202 | 640655114 |
| — | DRAGANFLY INC. | 139,568 | $26,462 | 0.0% | $0.19 | $0.19 | — | COM NEW | 26142Q205 |
| — | FUNDAMENTAL GLOBAL INC | 19,095 | $26,351 | 0.0% | $1.38 | $1.85 | — | COM | 30329Y106 |
| APCXW | APPTECH PMTS CORP | 69,609 | $22,971 | 0.0% | $0.33 | $0.74 | — | *W EXP 01/04/202 | 03834B127 |
| — | MICROSTRATEGY INC | 16,000 | $21,930 | 0.0% | $1.37 | $1.37 | — | NOTE 2/1 | 594972AE1 |
| DFSCW | KWESST MICRO SYSTEMS INC | 182,888 | $21,489 | 0.0% | $0.12 | $0.61 | — | *W EXP 12/09/202 | 501506133 |
| PETVW | PETVIVO HLDGS INC | 204,183 | $20,418 | 0.0% | $0.10 | $0.44 | — | *W EXP 08/13/202 | 716817119 |
| — | ACCELERATE DIAGNOSTICS INC | 20,000 | $19,800 | 0.0% | $0.99 | $0.99 | — | COM NEW | 00430H201 |
| FGIWW | FGI INDUSTRIES LTD | 121,152 | $19,081 | 0.0% | $0.16 | $0.66 | — | *W EXP 01/21/202 | G3302D111 |
| BEATW | HEARTBEAM INC | 76,045 | $19,011 | 0.0% | $0.25 | $0.62 | — | *W EXP 10/31/202 | 42238H116 |
| — | FORESIGHT AUTONOMOUS HLDGS L | 17,000 | $18,190 | 0.0% | $1.07 | $1.04 | — | SPONSORED ADR | 345523203 |
| NRSNW | NEUROSENSE THERAPEUTICS LTD | 41,406 | $17,391 | 0.0% | $0.42 | $0.61 | — | *W EXP 11/10/202 | M74240116 |
| — | WHOLE EARTH BRANDS INC | 312,649 | $17,118 | 0.0% | $0.05 | $0.09 | — | *W EXP 06/25/202 | 96684W126 |
| CRPWF | CARBON REVOLUTION LTD | 175,300 | $15,549 | 0.0% | $0.09 | $0.05 | — | *W EXP 99/99/999 | G1893D110 |
| SVREW | SAVERONE 2014 LTD | 183,181 | $15,479 | 0.0% | $0.08 | $0.32 | — | *W EXP 06/02/202 | 80516T113 |
| — | STRONG GLOBAL ENTMT INC | 10,399 | $15,287 | 0.0% | $1.47 | $2.98 | — | CL A COM VOTING | 86335G109 |
| APLMW | APOLLOMICS INC | 511,000 | $15,279 | 0.0% | $0.03 | $0.08 | — | *W EXP 04/01/202 | G0411D115 |
| — | SOLIGENIX INC | 24,500 | $14,700 | 0.0% | $0.60 | $0.71 | — | COM NEW | 834223505 |
| BIAFW | BIOAFFINITY TECHNOLOGIES INC | 15,679 | $12,001 | 0.0% | $0.77 | $0.35 | — | *W EXP 09/07/202 | 09076W117 |
| BTBDW | BT BRANDS INC | 118,082 | $11,525 | 0.0% | $0.10 | $0.29 | — | *W EXP 11/12/202 | 0557MQ115 |
| — | WEARABLE DEVICES LTD | 117,200 | $9,376 | 0.0% | $0.08 | $0.21 | — | *W EXP 09/14/202 | M97838110 |
| — | VBI VACCINES INC CDA | 15,000 | $9,039 | 0.0% | $0.60 | $0.67 | — | COM NEW | 91822J202 |
| RBOTW | VICARIOUS SURGICAL INC | 112,000 | $8,725 | 0.0% | $0.08 | $0.63 | — | *W EXP 09/17/202 | 92561V117 |
| SWAGW | STRAN & COMPANY INC | 180,824 | $8,598 | 0.0% | $0.05 | $0.95 | — | *W EXP 99/99/999 | 86260J110 |
| SBEVW | SPLASH BEVERAGE GROUP INC | 137,940 | $8,276 | 0.0% | $0.06 | $0.66 | — | *W EXP 06/15/202 | 84862C112 |
| HGASW | GLOBAL GAS CORP DEL | 182,002 | $8,236 | 0.0% | $0.05 | $0.04 | — | *W EXP 12/21/202 | 37892P115 |
| ONFOW | ONFOLIO HOLDINGS INC | 193,570 | $7,859 | 0.0% | $0.04 | $0.18 | — | *W EXP 01/02/202 | 68277K124 |
| — | APOLLOMICS INC | 10,026 | $7,319 | 0.0% | $0.73 | $0.73 | — | CL A SHS | G0411D107 |
| — | INUVO INC | 20,000 | $6,900 | 0.0% | $0.34 | $0.22 | — | COM NEW | 46122W204 |
| LEGWQ | THE LION ELECTRIC COMPANY | 21,000 | $6,720 | 0.0% | $0.32 | $0.69 | — | *W EXP 12/16/202 | 536221120 |
| — | ZURA BIO LTD | 25,818 | $6,584 | 0.0% | $0.26 | $0.35 | — | *W EXP 99/99/999 | G9TY5A119 |
| — | NEXALIN TECHNOLOGY INC | 150,000 | $6,270 | 0.0% | $0.04 | $0.18 | — | *W EXP 99/99/999 | 65345B110 |
| AERTW | AERIES TECHNOLOGY INC | 95,027 | $6,153 | 0.0% | $0.06 | $0.07 | — | *W EXP 11/06/202 | G0136H110 |
| PTIXW | PROTAGENIC THERAPEUTICS INC | 177,196 | $5,741 | 0.0% | $0.03 | $0.46 | — | *W EXP 04/29/202 | 74365N111 |
| HOLOW | MICROCLOUD HOLOGRAM INC | 65,089 | $5,630 | 0.0% | $0.09 | $0.07 | — | *W EXP 01/31/202 | G55032125 |
| AUROW | AURORA INNOVATION INC | 20,000 | $5,400 | 0.0% | $0.27 | $0.13 | — | *W EXP 11/03/202 | 051774115 |
| BAERW | BRIDGER AEROSPACE GRP HLDGS | 25,200 | $5,040 | 0.0% | $0.20 | $0.20 | — | *W EXP 01/24/202 | 96812F110 |
| — | THARIMMUNE INC | 10,002 | $4,303 | 0.0% | $0.43 | $0.51 | — | COM NEW | 432705200 |
| IGTAW | INCEPTION GROWTH ACQUSTN LTD | 89,900 | $3,596 | 0.0% | $0.04 | $0.17 | — | *W EXP 10/15/202 | 45333D112 |
| KTTAW | PASITHEA THERAPEUTICS CORP | 289,868 | $3,594 | 0.0% | $0.01 | $0.31 | — | *W EXP 08/12/202 | 70261F111 |
| — | NORTHVIEW ACQUISITION CORP | 77,770 | $3,371 | 0.0% | $0.04 | $0.15 | — | *W EXP 08/02/202 | 66718N111 |
| — | NETCAPITAL INC | 25,000 | $3,143 | 0.0% | $0.13 | $0.37 | — | COM | 64113L103 |
| PNSWQ | PINSTRIPES HOLDINGS INC | 12,200 | $3,020 | 0.0% | $0.25 | $0.22 | — | *W EXP 09/30/202 | 06690B115 |
| IVDAW | IVEDA SOLUTIONS INC | 40,497 | $2,835 | 0.0% | $0.07 | $0.22 | — | *W EXP 04/01/202 | 46583A113 |
| ANGHW | ANGHAMI INC | 40,409 | $2,748 | 0.0% | $0.07 | $0.58 | — | *W EXP 02/03/202 | G0369L119 |
| PGYWW | PAGAYA TECHNOLOGIES LTD | 30,000 | $2,730 | 0.0% | $0.09 | $0.16 | — | *W EXP 99/99/999 | M7S64L107 |
| HUBCW | HUB CYBER SECURITY LTD | 171,171 | $2,722 | 0.0% | $0.02 | $0.08 | — | *W EXP 02/27/202 | M6000J127 |
| AOGOW | AROGO CAPITAL ACQUISITION CO | 90,000 | $2,430 | 0.0% | $0.03 | $0.11 | — | *W EXP 03/23/202 | 042644112 |
| SXTPW | 60 DEGREES PHARMACEUTICALS I | 29,515 | $2,243 | 0.0% | $0.08 | $0.35 | — | *W EXP 07/12/202 | 83006G112 |
| — | LIXTE BIOTECHNOLOGY HLDGS IN | 40,875 | $2,048 | 0.0% | $0.05 | $0.09 | — | *W EXP 11/30/202 | 539319111 |
| — | WORKSPORT LTD | 64,652 | $1,739 | 0.0% | $0.03 | $0.25 | — | *W EXP 08/06/202 | 98139Q118 |
| CNGLW | CANNA GLOBAL ACQUISITION COR | 90,100 | $1,622 | 0.0% | $0.02 | $0.11 | — | *W EXP 99/99/999 | 13767K119 |
| — | KAIROUS ACQUISITION CORP LTD | 78,977 | $1,580 | 0.0% | $0.02 | $0.14 | — | *W EXP 09/15/202 | G52131128 |
| XBPEW | XBP EUROPE HOLDINGS INC | 38,900 | $1,552 | 0.0% | $0.04 | $0.05 | — | *W EXP 11/30/202 | 98400V119 |
| — | BANNIX ACQUISITION CORP | 43,200 | $1,469 | 0.0% | $0.03 | $0.16 | — | *W EXP 07/31/202 | 066644113 |
| ICUCW | SEASTAR MEDICAL HOLDING CORP | 10,000 | $1,460 | 0.0% | $0.15 | $0.09 | — | *W EXP 10/28/202 | 81256L112 |
| SMXWW | SMX SEC MATTERS PLC | 99,100 | $1,268 | 0.0% | $0.01 | $0.02 | — | *W EXP 03/07/202 | G8267K117 |
| AIMDW | AINOS INC | 18,800 | $1,209 | 0.0% | $0.06 | $0.76 | — | *W EXP 07/29/202 | 00902F113 |
| STWWF | SEMANTIX INC | 102,119 | $1,174 | 0.0% | $0.01 | $0.13 | — | *W EXP 08/03/202 | G6332A114 |
| BNCWW | CEA INDUSTRIES INC | 79,872 | $1,038 | 0.0% | $0.01 | $0.38 | — | *W EXP 02/11/202 | 86887P119 |
| CINGW | CINGULATE INC | 43,155 | $969 | 0.0% | $0.02 | $0.31 | — | *W EXP 12/10/202 | 17248W113 |
| SLNWF | SELINA HOSPITALITY PLC | 126,860 | $888 | 0.0% | $0.01 | $0.07 | — | *W EXP 10/27/202 | G8059B119 |
| BZFDW | BUZZFEED INC | 19,778 | $886 | 0.0% | $0.04 | $0.04 | — | *W EXP 12/03/202 | 12430A110 |
| BENFW | BENEFICIENT | 104,385 | $851 | 0.0% | $0.01 | $0.05 | — | *W EXP 06/07/202 | 08178Q119 |
| — | FEUTUNE LIGHT ACQUISITION CO | 20,796 | $564 | 0.0% | $0.03 | $0.05 | — | *W EXP 06/01/202 | 31561T110 |
| ACONW | ACLARION INC | 15,000 | $525 | 0.0% | $0.04 | $0.19 | — | *W EXP 04/21/202 | 655187110 |
| EDBLW | EDIBLE GARDEN AG INC | 29,126 | $446 | 0.0% | $0.02 | $0.40 | — | *W EXP 99/99/999 | 28059P113 |
| DRMAW | DERMATA THERAPEUTICS INC | 30,000 | $285 | 0.0% | $0.01 | $0.51 | — | *W EXP 99/99/999 | 249845116 |
| ALSWF | ALPHA STAR ACQUISITION CORP | 16,452 | $165 | 0.0% | $0.01 | $0.01 | — | *W EXP 12/13/202 | G0230C116 |