Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: Sep 10, 2021

Total Value ($000): $324,562 (100.0% shares, 0.0% debt)

Holdings (119)

SCHV SCHWAB STRATEGIC TR 6.9%
Value ($000) $22,328 Shares 342,041 Est. Cost $52.04 Unrealized
VCSH VANGUARD SCOTTSDALE FDS 6.6%
Value ($000) $21,291 Shares 258,070 Est. Cost $82.73 Unrealized
VMBS VANGUARD SCOTTSDALE FDS 6.3%
Value ($000) $20,495 Shares 384,011 Est. Cost $54.25 Unrealized
SCHG SCHWAB STRATEGIC TR 5.6%
Value ($000) $18,106 Shares 139,513 Est. Cost $56.70 Unrealized
IUSB ISHARES TR 3.7%
Value ($000) $11,999 Shares 227,463 Est. Cost $52.75 Unrealized
VUG VANGUARD INDEX FDS 3.0%
Value ($000) $9,781 Shares 38,051 Est. Cost $113.50 Unrealized
GOVT ISHARES TR 2.8%
Value ($000) $9,177 Shares 350,412 Est. Cost $27.93 Unrealized
SCHF SCHWAB STRATEGIC TR 2.5%
Value ($000) $8,250 Shares 219,297 Est. Cost $33.76 Unrealized
EFV ISHARES TR 2.4%
Value ($000) $7,648 Shares 150,046 Est. Cost $50.97 Unrealized
BIV VANGUARD BD INDEX FDS 2.3%
Value ($000) $7,445 Shares 83,904 Est. Cost $93.10 Unrealized
IJR ISHARES TR 2.2%
Value ($000) $7,151 Shares 65,894 Est. Cost $102.83 Unrealized
LQD ISHARES TR 2.0%
Value ($000) $6,423 Shares 49,390 Est. Cost $136.26 Unrealized
CVX CHEVRON CORP NEW 1.7%
Value ($000) $5,521 Shares 52,688 Est. Cost $75.73 Unrealized +5.1%
EFG ISHARES TR 1.6%
Value ($000) $5,325 Shares 53,005 Est. Cost $100.75 Unrealized
ESGU ISHARES TR 1.6%
Value ($000) $5,314 Shares 58,474 Est. Cost $86.86 Unrealized
MSFT MICROSOFT CORP 1.5%
Value ($000) $5,003 Shares 21,218 Est. Cost $80.68 Unrealized +176.3%
AGG ISHARES TR 1.5%
Value ($000) $4,723 Shares 41,488 Est. Cost $118.17 Unrealized
HON HONEYWELL INTL INC 1.4%
Value ($000) $4,424 Shares 20,380 Est. Cost $132.40 Unrealized +33.4%
ACN ACCENTURE PLC IRELAND 1.3%
Value ($000) $4,271 Shares 15,460 Est. Cost $168.04 Unrealized +43.6%
SCHW SCHWAB CHARLES CORP 1.3%
Value ($000) $4,226 Shares 64,832 Est. Cost $40.93 Unrealized +39.1%
SCHB SCHWAB STRATEGIC TR 1.2%
Value ($000) $4,035 Shares 41,725 Est. Cost $58.35 Unrealized
XLE SELECT SECTOR SPDR TR 1.2%
Value ($000) $3,741 Shares 76,256 Est. Cost $58.37 Unrealized
XOM EXXON MOBIL CORP 1.1%
Value ($000) $3,519 Shares 63,039 Est. Cost $43.24 Unrealized +0.2%
FALN ISHARES TR 1.1%
Value ($000) $3,487 Shares 119,261 Est. Cost $29.24 Unrealized
BSV VANGUARD BD INDEX FDS 1.1%
Value ($000) $3,464 Shares 42,150 Est. Cost $82.95 Unrealized
MDT MEDTRONIC PLC 1.0%
Value ($000) $3,383 Shares 28,636 Est. Cost $89.31 Unrealized +13.9%
GS GOLDMAN SACHS GROUP INC 1.0%
Value ($000) $3,340 Shares 10,215 Est. Cost $167.50 Unrealized +65.3%
GOLD TR 1.0%
Value ($000) $3,315 Shares 203,891 Est. Cost $18.02 Unrealized
INTC INTEL CORP 1.0%
Value ($000) $3,287 Shares 51,358 Est. Cost $41.29 Unrealized +31.0%
EMR EMERSON ELEC CO 1.0%
Value ($000) $3,182 Shares 35,273 Est. Cost $63.77 Unrealized +22.0%
ABBV ABBVIE INC 1.0%
Value ($000) $3,134 Shares 28,960 Est. Cost $57.66 Unrealized +54.2%
GD GENERAL DYNAMICS CORP 1.0%
Value ($000) $3,113 Shares 17,145 Est. Cost $153.46 Unrealized -4.2%
WMT WALMART INC 0.9%
Value ($000) $2,958 Shares 21,780 Est. Cost $36.86 Unrealized +17.5%
BRK/B BERKSHIRE HATHAWAY INC DEL 0.9%
Value ($000) $2,931 Shares 11,471 Est. Cost $202.29 Unrealized +20.0%
CSCO CISCO SYS INC 0.9%
Value ($000) $2,919 Shares 56,442 Est. Cost $36.89 Unrealized +10.1%
SRE SEMPRA ENERGY 0.9%
Value ($000) $2,864 Shares 21,605 Est. Cost $53.08 Unrealized 0.0%
ISTB ISHARES TR 0.9%
Value ($000) $2,863 Shares 55,827 Est. Cost $51.47 Unrealized
ORCL ORACLE CORP 0.9%
Value ($000) $2,816 Shares 40,130 Est. Cost $50.62 Unrealized +19.8%
NEAR ISHARES U S ETF TR 0.9%
Value ($000) $2,786 Shares 55,514 Est. Cost $50.17 Unrealized
VZ VERIZON COMMUNICATIONS INC 0.8%
Value ($000) $2,626 Shares 45,163 Est. Cost $38.75 Unrealized +9.0%
DUK DUKE ENERGY CORP NEW 0.8%
Value ($000) $2,589 Shares 26,820 Est. Cost $68.69 Unrealized +9.9%
VEA VANGUARD TAX-MANAGED INTL FD 0.8%
Value ($000) $2,530 Shares 51,521 Est. Cost $41.16 Unrealized
AAPL APPLE INC 0.8%
Value ($000) $2,502 Shares 20,485 Est. Cost $118.01 Unrealized +6.0%
MCD MCDONALDS CORP 0.8%
Value ($000) $2,439 Shares 10,880 Est. Cost $169.11 Unrealized +13.1%
KMI KINDER MORGAN INC DEL 0.7%
Value ($000) $2,284 Shares 137,154 Est. Cost $11.56 Unrealized 0.0%
ABT ABBOTT LABS 0.7%
Value ($000) $2,218 Shares 18,512 Est. Cost $62.38 Unrealized +74.1%
IHI ISHARES TR 0.7%
Value ($000) $2,172 Shares 6,575 Est. Cost $327.34 Unrealized
PSA PUBLIC STORAGE 0.6%
Value ($000) $2,048 Shares 8,300 Est. Cost $163.85 Unrealized +14.9%
SPDW SPDR INDEX SHS FDS 0.6%
Value ($000) $2,023 Shares 57,200 Est. Cost $31.11 Unrealized
WFC WELLS FARGO CO NEW 0.6%
Value ($000) $1,798 Shares 46,013 Est. Cost $43.09 Unrealized -26.6%
CYRUSONE INC 0.5%
Value ($000) $1,774 Shares 26,195 Est. Cost $61.96 Unrealized
V VISA INC 0.5%
Value ($000) $1,530 Shares 7,225 Est. Cost $109.77 Unrealized +85.1%
A AGILENT TECHNOLOGIES INC 0.5%
Value ($000) $1,492 Shares 11,735 Est. Cost $78.89 Unrealized +51.7%
LMT LOCKHEED MARTIN CORP 0.4%
Value ($000) $1,419 Shares 3,840 Est. Cost $299.96 Unrealized 0.0%
NUE NUCOR CORP 0.4%
Value ($000) $1,412 Shares 17,595 Est. Cost $56.08 Unrealized 0.0%
MCHP MICROCHIP TECHNOLOGY INC. 0.4%
Value ($000) $1,397 Shares 9,003 Est. Cost $46.84 Unrealized +44.2%
VONE VANGUARD SCOTTSDALE FDS 0.4%
Value ($000) $1,346 Shares 7,265 Est. Cost $185.27 Unrealized
CORESITE RLTY CORP 0.4%
Value ($000) $1,341 Shares 11,185 Est. Cost $118.60 Unrealized
QCOM QUALCOMM INC 0.4%
Value ($000) $1,288 Shares 9,715 Est. Cost $71.93 Unrealized +80.3%
AME AMETEK INC 0.4%
Value ($000) $1,288 Shares 10,080 Est. Cost $93.31 Unrealized +25.3%
INTU INTUIT 0.4%
Value ($000) $1,285 Shares 3,355 Est. Cost $152.38 Unrealized +145.2%
DHR DANAHER CORPORATION 0.4%
Value ($000) $1,265 Shares 5,620 Est. Cost $89.67 Unrealized +121.6%
COST COSTCO WHSL CORP NEW 0.4%
Value ($000) $1,251 Shares 3,548 Est. Cost $189.06 Unrealized +74.4%
CGNX COGNEX CORP 0.4%
Value ($000) $1,247 Shares 15,020 Est. Cost $69.07 Unrealized +17.0%
TSLA TESLA INC 0.4%
Value ($000) $1,239 Shares 1,855 Est. Cost $251.06 Unrealized 0.0%
FNV FRANCO NEV CORP 0.4%
Value ($000) $1,215 Shares 9,700 Est. Cost $129.29 Unrealized -11.0%
KANSAS CITY SOUTHERN 0.4%
Value ($000) $1,201 Shares 4,551 Est. Cost $263.90 Unrealized
HDV ISHARES TR 0.4%
Value ($000) $1,176 Shares 12,397 Est. Cost $91.52 Unrealized
MA MASTERCARD INCORPORATED 0.4%
Value ($000) $1,169 Shares 3,284 Est. Cost $90.22 Unrealized +276.4%
SYK STRYKER CORPORATION 0.4%
Value ($000) $1,150 Shares 4,720 Est. Cost $96.67 Unrealized +135.6%
IEX IDEX CORP 0.3%
Value ($000) $1,119 Shares 5,345 Est. Cost $178.73 Unrealized +4.5%
WALGREENS BOOTS ALLIANCE INC 0.3%
Value ($000) $1,068 Shares 19,461 Est. Cost $54.88 Unrealized
TSCO TRACTOR SUPPLY CO 0.3%
Value ($000) $1,062 Shares 6,000 Est. Cost $29.45 Unrealized 0.0%
SIL GLOBAL X FDS 0.3%
Value ($000) $1,031 Shares 25,840 Est. Cost $39.90 Unrealized
FTV FORTIVE CORP 0.3%
Value ($000) $1,031 Shares 14,600 Est. Cost $50.32 Unrealized +0.7%
NDSN NORDSON CORP 0.3%
Value ($000) $1,027 Shares 5,170 Est. Cost $184.32 Unrealized 0.0%
SPY SPDR S&P 500 ETF TR 0.3%
Value ($000) $909 Shares 2,293 Est. Cost $313.76 Unrealized
VTI VANGUARD INDEX FDS 0.3%
Value ($000) $894 Shares 4,324 Est. Cost $120.32 Unrealized
DIS DISNEY WALT CO 0.2%
Value ($000) $722 Shares 3,912 Est. Cost $163.80 Unrealized +10.0%
EEM ISHARES TR 0.2%
Value ($000) $654 Shares 12,267 Est. Cost $51.73 Unrealized
DE DEERE & CO 0.2%
Value ($000) $636 Shares 1,700 Est. Cost $119.51 Unrealized +157.3%
NKE NIKE INC 0.2%
Value ($000) $620 Shares 4,662 Est. Cost $129.56 Unrealized 0.0%
GOOG ALPHABET INC 0.2%
Value ($000) $598 Shares 289 Est. Cost $69.96 Unrealized +40.7%
IWB ISHARES TR 0.2%
Value ($000) $550 Shares 2,457 Est. Cost $223.85 Unrealized
AMZN AMAZON COM INC 0.2%
Value ($000) $520 Shares 168 Est. Cost $77.82 Unrealized +103.7%
BP BP PLC 0.2%
Value ($000) $508 Shares 20,866 Est. Cost $31.72 Unrealized
GOOGL ALPHABET INC 0.2%
Value ($000) $497 Shares 241 Est. Cost $60.49 Unrealized +61.9%
PEP PEPSICO INC 0.1%
Value ($000) $481 Shares 3,401 Est. Cost $84.67 Unrealized +39.3%
DEM WISDOMTREE TR 0.1%
Value ($000) $421 Shares 9,500 Est. Cost $44.51 Unrealized
MORN MORNINGSTAR INC 0.1%
Value ($000) $405 Shares 1,800 Est. Cost $120.22 Unrealized +94.9%
ADBE ADOBE SYSTEMS INCORPORATED 0.1%
Value ($000) $402 Shares 845 Est. Cost $165.46 Unrealized +182.5%
VTIP VANGUARD MALVERN FDS 0.1%
Value ($000) $399 Shares 7,734 Est. Cost $51.59 Unrealized
YOLO ADVISORSHARES TR 0.1%
Value ($000) $386 Shares 16,329 Est. Cost $23.64 Unrealized
SHY ISHARES TR 0.1%
Value ($000) $385 Shares 4,460 Est. Cost $84.31 Unrealized
UNH UNITEDHEALTH GROUP INC 0.1%
Value ($000) $381 Shares 1,024 Est. Cost $225.48 Unrealized +41.8%
MO ALTRIA GROUP INC 0.1%
Value ($000) $377 Shares 7,369 Est. Cost $26.47 Unrealized +14.9%
SCHO SCHWAB STRATEGIC TR 0.1%
Value ($000) $375 Shares 7,310 Est. Cost $50.60 Unrealized
CMF ISHARES TR 0.1%
Value ($000) $351 Shares 5,650 Est. Cost $62.77 Unrealized
QQQ INVESCO QQQ TR 0.1%
Value ($000) $346 Shares 1,085 Est. Cost $263.51 Unrealized
TXN TEXAS INSTRS INC 0.1%
Value ($000) $321 Shares 1,700 Est. Cost $99.52 Unrealized +52.1%
CDNS CADENCE DESIGN SYSTEM INC 0.1%
Value ($000) $316 Shares 2,310 Est. Cost $67.09 Unrealized +100.0%
MAR MARRIOTT INTL INC NEW 0.1%
Value ($000) $299 Shares 2,020 Est. Cost $131.67 Unrealized 0.0%
EW EDWARDS LIFESCIENCES CORP 0.1%
Value ($000) $298 Shares 3,565 Est. Cost $83.00 Unrealized +1.9%
RTX RAYTHEON TECHNOLOGIES CORP 0.1%
Value ($000) $297 Shares 3,846 Est. Cost $54.99 Unrealized +18.6%
MP MP MATERIALS CORP 0.1%
Value ($000) $284 Shares 7,900 Est. Cost $36.97 Unrealized 0.0%
MTB M & T BK CORP 0.1%
Value ($000) $280 Shares 1,845 Est. Cost $126.15 Unrealized 0.0%
MLPA GLOBAL X FDS 0.1%
Value ($000) $278 Shares 8,394 Est. Cost $33.12 Unrealized
EIX EDISON INTL 0.1%
Value ($000) $267 Shares 4,559 Est. Cost $47.10 Unrealized 0.0%
PFE PFIZER INC 0.1%
Value ($000) $260 Shares 7,175 Est. Cost $24.63 Unrealized +13.8%
GDX VANECK VECTORS ETF TR 0.1%
Value ($000) $248 Shares 7,645 Est. Cost $38.37 Unrealized
MRK MERCK & CO. INC 0.1%
Value ($000) $237 Shares 3,083 Est. Cost $46.51 Unrealized +35.6%
IVV ISHARES TR 0.1%
Value ($000) $233 Shares 585 Est. Cost $376.04 Unrealized
BAC BK OF AMERICA CORP 0.1%
Value ($000) $229 Shares 5,916 Est. Cost $30.64 Unrealized 0.0%
VNRX VOLITIONRX LTD 0.1%
Value ($000) $210 Shares 55,596 Est. Cost $4.29 Unrealized 0.0%
XEGFX BLACKROCK ENHANCED GOVT FD I 0.1%
Value ($000) $176 Shares 13,780 Est. Cost $13.43 Unrealized
SLB SCHLUMBERGER LTD 0.0%
Value ($000) $153 Shares 5,636 Est. Cost $23.71 Unrealized 0.0%
SLB SCHLUMBERGER LTD 0.0%
Value ($000) $136 Shares 5,000 Est. Cost $23.71 Unrealized 0.0%
CBRE CLARION GLOBAL REAL EST 0.0%
Value ($000) $87 Shares 11,150 Est. Cost $6.01 Unrealized
ABERDEEN ASIA-PACIFIC INCOME 0.0%
Value ($000) $46 Shares 11,207 Est. Cost $4.10 Unrealized