Spectrum Asset Management, Inc. (NB/CA) Diversified Active

Location: Newport Beach, CA

CIK: 0001632078 · Show all filings

Period: Q2 2023 (← Previous) (Next →)

Filing Date: Aug 2, 2023

Total Value: $201M (100.0% shares, 0.0% debt)

Holdings (90)

GOVT ISHARES TR 14.1%
Value $28.38M Shares 1,239,281 Share Price $22.90 Est. Cost/Share $24.73 Unrealized @ Report Date -7.4%
SCHV SCHWAB STRATEGIC TR 7.9%
Value $15.8M Shares 235,552 Share Price $67.09 * Est. Cost/Share $17.10 Unrealized @ Report Date +30.8%
— PROSHARES TR 4.6%
Value $9.155M Shares 659,551 Share Price $13.88 Est. Cost/Share $14.68 Unrealized @ Report Date —
IAU ISHARES GOLD TR 4.1%
Value $8.18M Shares 224,788 Share Price $36.39 Est. Cost/Share $35.62 Unrealized @ Report Date +2.2%
SCHG SCHWAB STRATEGIC TR 3.5%
Value $7.053M Shares 94,103 Share Price $74.95 * Est. Cost/Share $10.96 Unrealized @ Report Date +71.0%
CVX CHEVRON CORP NEW 3.5%
Value $6.944M Shares 44,130 Share Price $157.35 * Est. Cost/Share $75.89 Unrealized @ Report Date +86.2%
ESGU ISHARES TR 3.1%
Value $6.192M Shares 63,535 Share Price $97.46 Est. Cost/Share $92.00 Unrealized @ Report Date +5.9%
RSP INVESCO EXCHANGE TRADED FD T 2.5%
Value $5.103M Shares 34,103 Share Price $149.64 Est. Cost/Share $139.84 Unrealized @ Report Date +7.0%
CSCO CISCO SYS INC 2.3%
Value $4.611M Shares 89,116 Share Price $51.74 * Est. Cost/Share $41.05 Unrealized @ Report Date +16.6%
HON HONEYWELL INTL INC 2.2%
Value $4.425M Shares 21,324 Share Price $207.50 * Est. Cost/Share $139.99 Unrealized @ Report Date +32.3%
MSFT MICROSOFT CORP 2.1%
Value $4.284M Shares 12,580 Share Price $340.55 Est. Cost/Share $91.41 Unrealized @ Report Date +265.6%
XOM EXXON MOBIL CORP 2.0%
Value $4.029M Shares 37,571 Share Price $107.25 * Est. Cost/Share $43.41 Unrealized @ Report Date +126.5%
USMV ISHARES TR 2.0%
Value $3.984M Shares 53,596 Share Price $74.33 Est. Cost/Share $74.06 Unrealized @ Report Date +0.4%
AAPL APPLE INC 1.9%
Value $3.912M Shares 20,168 Share Price $193.97 Est. Cost/Share $128.51 Unrealized @ Report Date +49.1%
SCHW SCHWAB CHARLES CORP 1.9%
Value $3.734M Shares 65,884 Share Price $56.68 * Est. Cost/Share $52.72 Unrealized @ Report Date +3.8%
ACN ACCENTURE PLC IRELAND 1.8%
Value $3.564M Shares 11,549 Share Price $308.58 * Est. Cost/Share $176.96 Unrealized @ Report Date +67.9%
ORCL ORACLE CORP 1.7%
Value $3.349M Shares 28,121 Share Price $119.09 * Est. Cost/Share $55.13 Unrealized @ Report Date +109.8%
VONE VANGUARD SCOTTSDALE FDS 1.7%
Value $3.333M Shares 16,534 Share Price $201.56 Est. Cost/Share $177.45 Unrealized @ Report Date +13.6%
XLE SELECT SECTOR SPDR TR 1.6%
Value $3.206M Shares 39,495 Share Price $81.17 * Est. Cost/Share $29.07 Unrealized @ Report Date +39.6%
INTC INTEL CORP 1.5%
Value $3.112M Shares 93,076 Share Price $33.44 Est. Cost/Share $35.60 Unrealized @ Report Date -7.9%
ABBV ABBVIE INC 1.5%
Value $3.111M Shares 23,088 Share Price $134.73 * Est. Cost/Share $62.19 Unrealized @ Report Date +97.7%
COLD AMERICOLD REALTY TRUST INC 1.5%
Value $2.964M Shares 91,147 Share Price $32.52 Est. Cost/Share $31.12 Unrealized @ Report Date —
DUK DUKE ENERGY CORP NEW 1.5%
Value $2.961M Shares 32,991 Share Price $89.74 * Est. Cost/Share $73.91 Unrealized @ Report Date +10.0%
GD GENERAL DYNAMICS CORP 1.5%
Value $2.939M Shares 13,660 Share Price $215.15 * Est. Cost/Share $161.68 Unrealized @ Report Date +26.3%
SRE SEMPRA 1.5%
Value $2.925M Shares 20,091 Share Price $145.59 * Est. Cost/Share $53.43 Unrealized @ Report Date +24.7%
BRK/B BERKSHIRE HATHAWAY INC DEL 1.4%
Value $2.824M Shares 8,282 Share Price $341.00 Est. Cost/Share $211.94 Unrealized @ Report Date +60.9%
EXE CHESAPEAKE ENERGY CORP 1.3%
Value $2.713M Shares 32,425 Share Price $83.68 * Est. Cost/Share $79.44 Unrealized @ Report Date -2.2%
BWA BORGWARNER INC 1.3%
Value $2.637M Shares 53,908 Share Price $48.91 * Est. Cost/Share $32.98 Unrealized @ Report Date +26.2%
VUG VANGUARD INDEX FDS 1.3%
Value $2.558M Shares 9,039 Share Price $282.96 * Est. Cost/Share $18.45 Unrealized @ Report Date +155.6%
— BUNGE LIMITED 1.3%
Value $2.526M Shares 26,777 Share Price $94.35 Est. Cost/Share $92.85 Unrealized @ Report Date —
MDT MEDTRONIC PLC 1.2%
Value $2.43M Shares 27,366 Share Price $88.81 * Est. Cost/Share $83.97 Unrealized @ Report Date -2.6%
EMR EMERSON ELEC CO 1.2%
Value $2.342M Shares 25,912 Share Price $90.39 * Est. Cost/Share $67.87 Unrealized @ Report Date +27.1%
SCHF SCHWAB STRATEGIC TR 1.1%
Value $2.301M Shares 64,552 Share Price $35.65 * Est. Cost/Share $17.17 Unrealized @ Report Date +3.8%
SCHB SCHWAB STRATEGIC TR 1.0%
Value $1.973M Shares 38,160 Share Price $51.70 * Est. Cost/Share $12.55 Unrealized @ Report Date +37.3%
CF CF INDS HLDGS INC 0.9%
Value $1.818M Shares 26,185 Share Price $69.42 * Est. Cost/Share $82.79 Unrealized @ Report Date -21.0%
ABT ABBOTT LABS 0.9%
Value $1.769M Shares 16,224 Share Price $109.02 * Est. Cost/Share $66.47 Unrealized @ Report Date +56.2%
VZ VERIZON COMMUNICATIONS INC 0.8%
Value $1.54M Shares 41,408 Share Price $37.19 * Est. Cost/Share $37.06 Unrealized @ Report Date -15.3%
WMT WALMART INC 0.8%
Value $1.524M Shares 9,698 Share Price $157.18 * Est. Cost/Share $39.14 Unrealized @ Report Date +30.1%
TSLA TESLA INC 0.7%
Value $1.354M Shares 5,173 Share Price $261.78 Est. Cost/Share $271.81 Unrealized @ Report Date -3.7%
QCOM QUALCOMM INC 0.7%
Value $1.316M Shares 11,055 Share Price $119.04 * Est. Cost/Share $95.60 Unrealized @ Report Date +17.8%
DE DEERE & CO 0.6%
Value $1.273M Shares 3,131 Share Price $406.44 * Est. Cost/Share $266.86 Unrealized @ Report Date +46.5%
ROK ROCKWELL AUTOMATION INC 0.6%
Value $1.234M Shares 3,745 Share Price $329.45 * Est. Cost/Share $242.94 Unrealized @ Report Date +29.8%
SPY SPDR S&P 500 ETF TR 0.6%
Value $1.145M Shares 2,573 Share Price $444.92 Est. Cost/Share $339.17 Unrealized @ Report Date +30.7%
COST COSTCO WHSL CORP NEW 0.5%
Value $1.093M Shares 2,029 Share Price $538.46 * Est. Cost/Share $200.47 Unrealized @ Report Date +158.7%
— ISHARES TR 0.5%
Value $1.017M Shares 40,976 Share Price $24.81 Est. Cost/Share $24.99 Unrealized @ Report Date —
SLB SCHLUMBERGER LTD 0.5%
Value $979K Shares 19,914 Share Price $49.16 * Est. Cost/Share $44.51 Unrealized @ Report Date +3.4%
VEA VANGUARD TAX-MANAGED FDS 0.5%
Value $919K Shares 19,897 Share Price $46.18 Est. Cost/Share $39.61 Unrealized @ Report Date +16.6%
COP CONOCOPHILLIPS 0.4%
Value $854K Shares 8,238 Share Price $103.61 * Est. Cost/Share $94.48 Unrealized @ Report Date +1.6%
INTU INTUIT 0.4%
Value $839K Shares 1,831 Share Price $458.19 Est. Cost/Share $167.60 Unrealized @ Report Date +169.0%
GOOGL ALPHABET INC 0.4%
Value $751K Shares 6,270 Share Price $119.70 Est. Cost/Share $104.63 Unrealized @ Report Date +13.6%
TLT ISHARES TR 0.3%
Value $656K Shares 6,375 Share Price $102.94 Est. Cost/Share $103.73 Unrealized @ Report Date -0.8%
IVV ISHARES TR 0.3%
Value $599K Shares 1,345 Share Price $445.63 Est. Cost/Share $408.13 Unrealized @ Report Date +9.2%
IWB ISHARES TR 0.3%
Value $593K Shares 2,435 Share Price $243.71 Est. Cost/Share $218.94 Unrealized @ Report Date +11.3%
UNH UNITEDHEALTH GROUP INC 0.3%
Value $554K Shares 1,153 Share Price $480.64 * Est. Cost/Share $255.23 Unrealized @ Report Date +79.6%
MCD MCDONALDS CORP 0.3%
Value $541K Shares 1,813 Share Price $298.36 * Est. Cost/Share $185.62 Unrealized @ Report Date +51.7%
PEP PEPSICO INC 0.2%
Value $455K Shares 2,458 Share Price $185.19 * Est. Cost/Share $87.57 Unrealized @ Report Date +94.2%
ADBE ADOBE SYSTEMS INCORPORATED 0.2%
Value $448K Shares 917 Share Price $488.99 Est. Cost/Share $319.83 Unrealized @ Report Date +52.9%
NKE NIKE INC 0.2%
Value $441K Shares 3,984 Share Price $110.70 * Est. Cost/Share $128.56 Unrealized @ Report Date -18.1%
V VISA INC 0.2%
Value $436K Shares 1,835 Share Price $237.49 Est. Cost/Share $109.77 Unrealized @ Report Date +112.3%
VTI VANGUARD INDEX FDS 0.2%
Value $426K Shares 1,933 Share Price $220.28 Est. Cost/Share $118.14 Unrealized @ Report Date +86.5%
RTX RAYTHEON TECHNOLOGIES CORP 0.2%
Value $372K Shares 3,798 Share Price $97.96 * Est. Cost/Share $54.99 Unrealized @ Report Date +68.4%
MAR MARRIOTT INTL INC NEW 0.2%
Value $371K Shares 2,020 Share Price $183.69 * Est. Cost/Share $131.67 Unrealized @ Report Date +36.1%
MORN MORNINGSTAR INC 0.2%
Value $353K Shares 1,800 Share Price $196.07 Est. Cost/Share $120.22 Unrealized @ Report Date +63.1%
ALKS ALKERMES PLC 0.2%
Value $349K Shares 11,135 Share Price $31.30 Est. Cost/Share $23.93 Unrealized @ Report Date +30.8%
SCHR SCHWAB STRATEGIC TR 0.2%
Value $346K Shares 7,030 Share Price $49.28 * Est. Cost/Share $24.79 Unrealized @ Report Date -0.6%
TXN TEXAS INSTRS INC 0.2%
Value $327K Shares 1,815 Share Price $180.02 * Est. Cost/Share $103.43 Unrealized @ Report Date +61.3%
MLPA GLOBAL X FDS 0.2%
Value $315K Shares 7,342 Share Price $42.93 Est. Cost/Share $33.37 Unrealized @ Report Date +28.6%
INMD INMODE LTD 0.2%
Value $313K Shares 8,380 Share Price $37.35 Est. Cost/Share $34.77 Unrealized @ Report Date +7.4%
IUSB ISHARES TR 0.2%
Value $303K Shares 6,663 Share Price $45.47 Est. Cost/Share $53.56 Unrealized @ Report Date -15.1%
DIS DISNEY WALT CO 0.1%
Value $300K Shares 3,357 Share Price $89.28 * Est. Cost/Share $163.80 Unrealized @ Report Date -46.7%
IDXX IDEXX LABS INC 0.1%
Value $288K Shares 574 Share Price $502.23 Est. Cost/Share $479.21 Unrealized @ Report Date +4.8%
EFV ISHARES TR 0.1%
Value $265K Shares 5,405 Share Price $48.94 Est. Cost/Share $49.46 Unrealized @ Report Date -1.0%
NOC NORTHROP GRUMMAN CORP 0.1%
Value $262K Shares 574 Share Price $455.80 * Est. Cost/Share $333.78 Unrealized @ Report Date +30.9%
PFE PFIZER INC 0.1%
Value $258K Shares 7,040 Share Price $36.68 * Est. Cost/Share $25.02 Unrealized @ Report Date +25.7%
EW EDWARDS LIFESCIENCES CORP 0.1%
Value $258K Shares 2,736 Share Price $94.33 Est. Cost/Share $83.43 Unrealized @ Report Date +13.1%
MCK MCKESSON CORP 0.1%
Value $257K Shares 600 Share Price $427.85 Est. Cost/Share $341.28 Unrealized @ Report Date +23.7%
SPDW SPDR INDEX SHS FDS 0.1%
Value $257K Shares 7,885 Share Price $32.54 Est. Cost/Share $30.67 Unrealized @ Report Date +6.1%
— ISHARES TR 0.1%
Value $256K Shares 11,048 Share Price $23.13 Est. Cost/Share $23.13 Unrealized @ Report Date —
SHY ISHARES TR 0.1%
Value $243K Shares 3,000 Share Price $81.08 Est. Cost/Share $84.45 Unrealized @ Report Date -4.0%
EFG ISHARES TR 0.1%
Value $232K Shares 2,435 Share Price $95.41 Est. Cost/Share $101.01 Unrealized @ Report Date -5.5%
NVDA NVIDIA CORPORATION 0.1%
Value $224K Shares 529 Share Price $423.15 * Est. Cost/Share $33.17 Unrealized @ Report Date +27.4%
GLD SPDR GOLD TR 0.1%
Value $224K Shares 1,254 Share Price $178.27 Est. Cost/Share $161.08 Unrealized @ Report Date +10.7%
SCHO SCHWAB STRATEGIC TR 0.1%
Value $212K Shares 4,420 Share Price $48.06 * Est. Cost/Share $24.25 Unrealized @ Report Date -0.9%
BEAT HEARTBEAM INC 0.1%
Value $103K Shares 42,900 Share Price $2.41 Est. Cost/Share $2.31 Unrealized @ Report Date +4.5%
VNRX VOLITIONRX LTD 0.0%
Value $77,279 Shares 55,596 Share Price $1.39 * Est. Cost/Share $1.94 Unrealized @ Report Date -15.3%
— TENON MEDICAL INC 0.0%
Value $58,834 Shares 213,786 Share Price $0.28 Est. Cost/Share $1.48 Unrealized @ Report Date —
INTC INTEL CORP 0.0%
Value $42,953 Shares 10,000 Share Price $4.30 * Est. Cost/Share $35.60 Unrealized @ Report Date -7.9%
— ABRDN ASIA PACIFIC INCOME FU 0.0%
Value $30,260 Shares 11,207 Share Price $2.70 Est. Cost/Share $2.50 Unrealized @ Report Date —
VICI VICI PPTYS INC 0.0%
Value $13,763 Shares 433 Share Price $31.79 * Est. Cost/Share $27.60 Unrealized @ Report Date -1.0%
AAPL APPLE INC 0.0%
Value $6,394 Shares 3,300 Share Price $1.94 * Est. Cost/Share $128.51 Unrealized @ Report Date +49.1%