Spectrum Asset Management, Inc. (NB/CA) Diversified Active

Location: Newport Beach, CA

CIK: 0001632078 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Oct 18, 2023

Total Value: $190M (100.0% shares, 0.0% debt)

Holdings (91)

GOVT ISHARES TR 9.1%
Value $17.31M Shares 785,340 Share Price $22.04 Est. Cost/Share $24.73 Unrealized @ Report Date -10.9%
SCHV SCHWAB STRATEGIC TR 7.7%
Value $14.69M Shares 227,831 Share Price $64.46 * Est. Cost/Share $17.10 Unrealized @ Report Date +25.6%
IAU ISHARES GOLD TR 4.1%
Value $7.733M Shares 221,016 Share Price $34.99 Est. Cost/Share $35.62 Unrealized @ Report Date -1.8%
CVX CHEVRON CORP NEW 3.9%
Value $7.37M Shares 43,708 Share Price $168.62 * Est. Cost/Share $75.89 Unrealized @ Report Date +101.5%
SCHG SCHWAB STRATEGIC TR 3.5%
Value $6.66M Shares 91,582 Share Price $72.72 * Est. Cost/Share $10.96 Unrealized @ Report Date +65.9%
MDT MEDTRONIC PLC 3.4%
Value $6.446M Shares 81,544 Share Price $79.05 * Est. Cost/Share $79.87 Unrealized @ Report Date -8.1%
ESGU ISHARES TR 3.0%
Value $5.794M Shares 61,435 Share Price $94.31 Est. Cost/Share $92.00 Unrealized @ Report Date +2.1%
RSP INVESCO EXCHANGE TRADED FD T 2.5%
Value $4.841M Shares 34,168 Share Price $141.69 Est. Cost/Share $139.84 Unrealized @ Report Date +1.3%
CSCO CISCO SYS INC 2.4%
Value $4.568M Shares 84,978 Share Price $53.76 * Est. Cost/Share $41.05 Unrealized @ Report Date +22.1%
XOM EXXON MOBIL CORP 2.3%
Value $4.347M Shares 36,975 Share Price $117.58 * Est. Cost/Share $43.41 Unrealized @ Report Date +150.4%
SCTXX SCHWAB CHARLES FAMILY FD 2.3%
Value $4.343M Shares 4,343,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —
USMV ISHARES TR 2.1%
Value $3.906M Shares 53,681 Share Price $72.77 Est. Cost/Share $74.06 Unrealized @ Report Date -2.3%
MSFT MICROSOFT CORP 2.0%
Value $3.884M Shares 12,301 Share Price $315.74 Est. Cost/Share $91.41 Unrealized @ Report Date +239.7%
HON HONEYWELL INTL INC 2.0%
Value $3.881M Shares 21,010 Share Price $184.74 * Est. Cost/Share $139.99 Unrealized @ Report Date +18.5%
INTC INTEL CORP 2.0%
Value $3.833M Shares 107,833 Share Price $35.55 Est. Cost/Share $35.41 Unrealized @ Report Date -1.2%
WMT WALMART INC 2.0%
Value $3.809M Shares 23,815 Share Price $159.93 * Est. Cost/Share $46.65 Unrealized @ Report Date +11.4%
SCHW SCHWAB CHARLES CORP 2.0%
Value $3.756M Shares 68,407 Share Price $54.90 * Est. Cost/Share $52.93 Unrealized @ Report Date +0.5%
XLE SELECT SECTOR SPDR TR 1.9%
Value $3.594M Shares 39,760 Share Price $90.39 * Est. Cost/Share $29.07 Unrealized @ Report Date +55.5%
ACN ACCENTURE PLC IRELAND 1.8%
Value $3.473M Shares 11,309 Share Price $307.11 * Est. Cost/Share $176.96 Unrealized @ Report Date +67.7%
AAPL APPLE INC 1.8%
Value $3.425M Shares 20,002 Share Price $171.21 Est. Cost/Share $128.51 Unrealized @ Report Date +31.8%
ABBV ABBVIE INC 1.8%
Value $3.368M Shares 22,595 Share Price $149.06 * Est. Cost/Share $62.19 Unrealized @ Report Date +121.2%
CF CF INDS HLDGS INC 1.6%
Value $3.141M Shares 36,639 Share Price $85.74 * Est. Cost/Share $80.48 Unrealized @ Report Date +0.9%
— BUNGE LIMITED 1.6%
Value $2.992M Shares 27,637 Share Price $108.25 Est. Cost/Share $93.33 Unrealized @ Report Date —
GD GENERAL DYNAMICS CORP 1.6%
Value $2.971M Shares 13,445 Share Price $220.97 * Est. Cost/Share $161.68 Unrealized @ Report Date +30.5%
ORCL ORACLE CORP 1.5%
Value $2.882M Shares 27,211 Share Price $105.92 * Est. Cost/Share $55.13 Unrealized @ Report Date +87.2%
BRK/B BERKSHIRE HATHAWAY INC DEL 1.5%
Value $2.878M Shares 8,215 Share Price $350.30 Est. Cost/Share $211.94 Unrealized @ Report Date +65.3%
DUK DUKE ENERGY CORP NEW 1.5%
Value $2.832M Shares 32,091 Share Price $88.26 * Est. Cost/Share $73.91 Unrealized @ Report Date +9.5%
SRE SEMPRA 1.4%
Value $2.76M Shares 40,225 Share Price $68.62 * Est. Cost/Share $60.03 Unrealized @ Report Date +5.5%
COLD AMERICOLD REALTY TRUST INC 1.4%
Value $2.713M Shares 88,567 Share Price $30.63 Est. Cost/Share $31.12 Unrealized @ Report Date —
EXE CHESAPEAKE ENERGY CORP 1.4%
Value $2.711M Shares 31,435 Share Price $86.23 * Est. Cost/Share $79.44 Unrealized @ Report Date +1.5%
VONE VANGUARD SCOTTSDALE FDS 1.4%
Value $2.596M Shares 13,334 Share Price $194.66 Est. Cost/Share $177.45 Unrealized @ Report Date +9.7%
VUG VANGUARD INDEX FDS 1.3%
Value $2.508M Shares 9,209 Share Price $272.31 * Est. Cost/Share $18.98 Unrealized @ Report Date +139.1%
EMR EMERSON ELEC CO 1.3%
Value $2.441M Shares 25,282 Share Price $96.57 * Est. Cost/Share $67.87 Unrealized @ Report Date +36.5%
SCHF SCHWAB STRATEGIC TR 1.1%
Value $2.159M Shares 63,572 Share Price $33.96 * Est. Cost/Share $17.17 Unrealized @ Report Date -1.1%
BWA BORGWARNER INC 1.1%
Value $2.154M Shares 53,368 Share Price $40.37 * Est. Cost/Share $32.98 Unrealized @ Report Date +18.6%
SCHB SCHWAB STRATEGIC TR 1.0%
Value $1.901M Shares 38,130 Share Price $49.85 * Est. Cost/Share $12.55 Unrealized @ Report Date +32.4%
ABT ABBOTT LABS 0.8%
Value $1.54M Shares 15,902 Share Price $96.85 * Est. Cost/Share $66.47 Unrealized @ Report Date +39.4%
VZ VERIZON COMMUNICATIONS INC 0.7%
Value $1.318M Shares 40,666 Share Price $32.41 * Est. Cost/Share $37.06 Unrealized @ Report Date -24.9%
TSLA TESLA INC 0.7%
Value $1.279M Shares 5,113 Share Price $250.23 Est. Cost/Share $271.81 Unrealized @ Report Date -7.9%
QCOM QUALCOMM INC 0.6%
Value $1.227M Shares 11,045 Share Price $111.06 * Est. Cost/Share $95.60 Unrealized @ Report Date +10.7%
DE DEERE & CO 0.6%
Value $1.186M Shares 3,131 Share Price $378.73 * Est. Cost/Share $266.86 Unrealized @ Report Date +36.9%
V VISA INC 0.6%
Value $1.15M Shares 4,999 Share Price $229.99 Est. Cost/Share $189.77 Unrealized @ Report Date +19.2%
COST COSTCO WHSL CORP NEW 0.6%
Value $1.146M Shares 2,029 Share Price $565.05 * Est. Cost/Share $200.47 Unrealized @ Report Date +172.0%
SPY SPDR S&P 500 ETF TR 0.6%
Value $1.121M Shares 2,613 Share Price $429.08 Est. Cost/Share $340.78 Unrealized @ Report Date +25.4%
SLB SCHLUMBERGER LTD 0.6%
Value $1.089M Shares 18,599 Share Price $58.56 * Est. Cost/Share $44.51 Unrealized @ Report Date +23.2%
ROK ROCKWELL AUTOMATION INC 0.6%
Value $1.071M Shares 3,745 Share Price $285.87 * Est. Cost/Share $242.94 Unrealized @ Report Date +13.1%
COP CONOCOPHILLIPS 0.5%
Value $987K Shares 8,238 Share Price $119.80 * Est. Cost/Share $94.48 Unrealized @ Report Date +18.6%
TFLO ISHARES TR 0.5%
Value $941K Shares 18,542 Share Price $50.74 Est. Cost/Share $50.61 Unrealized @ Report Date +0.3%
INTU INTUIT 0.5%
Value $936K Shares 1,831 Share Price $510.94 Est. Cost/Share $167.60 Unrealized @ Report Date +200.5%
VEA VANGUARD TAX-MANAGED FDS 0.5%
Value $875K Shares 20,015 Share Price $43.72 Est. Cost/Share $39.61 Unrealized @ Report Date +10.4%
GOOGL ALPHABET INC 0.4%
Value $819K Shares 6,260 Share Price $130.86 Est. Cost/Share $104.63 Unrealized @ Report Date +24.1%
TLT ISHARES TR 0.4%
Value $796K Shares 8,975 Share Price $88.69 Est. Cost/Share $101.53 Unrealized @ Report Date -12.6%
EWS ISHARES INC 0.4%
Value $698K Shares 38,045 Share Price $18.35 Est. Cost/Share $18.72 Unrealized @ Report Date -2.0%
HXL HEXCEL CORP NEW 0.3%
Value $664K Shares 10,197 Share Price $65.14 Est. Cost/Share $71.11 Unrealized @ Report Date -8.4%
GEHC GE HEALTHCARE TECHNOLOGIES I 0.3%
Value $651K Shares 9,572 Share Price $68.04 Est. Cost/Share $72.48 Unrealized @ Report Date -6.5%
UNH UNITEDHEALTH GROUP INC 0.3%
Value $581K Shares 1,153 Share Price $504.19 * Est. Cost/Share $255.23 Unrealized @ Report Date +89.2%
IVV ISHARES TR 0.3%
Value $578K Shares 1,341 Share Price $431.34 Est. Cost/Share $408.13 Unrealized @ Report Date +5.2%
IWB ISHARES TR 0.3%
Value $573K Shares 2,428 Share Price $235.89 Est. Cost/Share $218.94 Unrealized @ Report Date +7.3%
MCD MCDONALDS CORP 0.3%
Value $478K Shares 1,813 Share Price $263.46 * Est. Cost/Share $185.62 Unrealized @ Report Date +34.6%
ADBE ADOBE INC 0.2%
Value $468K Shares 917 Share Price $509.90 Est. Cost/Share $319.83 Unrealized @ Report Date +59.4%
MORN MORNINGSTAR INC 0.2%
Value $422K Shares 1,800 Share Price $234.24 Est. Cost/Share $120.22 Unrealized @ Report Date +94.8%
PEP PEPSICO INC 0.2%
Value $416K Shares 2,458 Share Price $169.42 * Est. Cost/Share $87.57 Unrealized @ Report Date +78.9%
VTI VANGUARD INDEX FDS 0.2%
Value $411K Shares 1,933 Share Price $212.41 Est. Cost/Share $118.14 Unrealized @ Report Date +79.8%
MAR MARRIOTT INTL INC NEW 0.2%
Value $397K Shares 2,020 Share Price $196.56 * Est. Cost/Share $131.67 Unrealized @ Report Date +46.0%
NKE NIKE INC 0.2%
Value $382K Shares 3,984 Share Price $95.96 * Est. Cost/Share $128.56 Unrealized @ Report Date -28.8%
SCHR SCHWAB STRATEGIC TR 0.2%
Value $366K Shares 7,630 Share Price $47.94 * Est. Cost/Share $24.75 Unrealized @ Report Date -3.2%
SHY ISHARES TR 0.2%
Value $338K Shares 4,175 Share Price $80.97 Est. Cost/Share $83.48 Unrealized @ Report Date -3.0%
MLPA GLOBAL X FDS 0.2%
Value $331K Shares 7,415 Share Price $44.59 Est. Cost/Share $33.37 Unrealized @ Report Date +33.6%
ALKS ALKERMES PLC 0.2%
Value $312K Shares 11,135 Share Price $28.01 Est. Cost/Share $23.93 Unrealized @ Report Date +17.1%
MELI MERCADOLIBRE INC 0.2%
Value $293K Shares 231 Share Price $1267.88 Est. Cost/Share $1271.76 Unrealized @ Report Date -0.3%
— CALIDI BIOTHERAPEUTICS INC 0.1%
Value $277K Shares 83,247 Share Price $3.33 Est. Cost/Share $3.33 Unrealized @ Report Date —
DIS DISNEY WALT CO 0.1%
Value $272K Shares 3,357 Share Price $81.05 * Est. Cost/Share $163.80 Unrealized @ Report Date -51.7%
RTX RTX CORPORATION 0.1%
Value $272K Shares 3,779 Share Price $71.96 * Est. Cost/Share $54.99 Unrealized @ Report Date +24.6%
TXN TEXAS INSTRS INC 0.1%
Value $270K Shares 1,700 Share Price $159.01 * Est. Cost/Share $103.43 Unrealized @ Report Date +43.5%
MCK MCKESSON CORP 0.1%
Value $261K Shares 600 Share Price $435.47 Est. Cost/Share $341.28 Unrealized @ Report Date +26.1%
INMD INMODE LTD 0.1%
Value $255K Shares 8,380 Share Price $30.46 Est. Cost/Share $34.77 Unrealized @ Report Date -12.4%
NOC NORTHROP GRUMMAN CORP 0.1%
Value $253K Shares 574 Share Price $440.19 * Est. Cost/Share $333.78 Unrealized @ Report Date +27.0%
IDXX IDEXX LABS INC 0.1%
Value $251K Shares 574 Share Price $437.27 Est. Cost/Share $479.21 Unrealized @ Report Date -8.8%
SPDW SPDR INDEX SHS FDS 0.1%
Value $245K Shares 7,885 Share Price $31.01 Est. Cost/Share $30.67 Unrealized @ Report Date +1.1%
PFE PFIZER INC 0.1%
Value $234K Shares 7,040 Share Price $33.17 * Est. Cost/Share $25.02 Unrealized @ Report Date +14.9%
NVDA NVIDIA CORPORATION 0.1%
Value $230K Shares 529 Share Price $435.13 * Est. Cost/Share $33.17 Unrealized @ Report Date +31.0%
IUSB ISHARES TR 0.1%
Value $228K Shares 5,208 Share Price $43.72 Est. Cost/Share $53.56 Unrealized @ Report Date -18.4%
GLD SPDR GOLD TR 0.1%
Value $215K Shares 1,254 Share Price $171.45 Est. Cost/Share $161.08 Unrealized @ Report Date +6.4%
— PIONEER NAT RES CO 0.1%
Value $213K Shares 927 Share Price $229.55 Est. Cost/Share $229.55 Unrealized @ Report Date —
— TENON MEDICAL INC 0.1%
Value $168K Shares 1,082,606 Share Price $0.16 Est. Cost/Share $0.42 Unrealized @ Report Date —
BEAT HEARTBEAM INC 0.1%
Value $96,535 Shares 44,900 Share Price $2.15 Est. Cost/Share $2.32 Unrealized @ Report Date -7.2%
INTC INTEL CORP 0.0%
Value $48,837 Shares 10,000 Share Price $4.88 * Est. Cost/Share $35.41 Unrealized @ Report Date -1.2%
TNONW TENON MEDICAL INC 0.0%
Value $43,656 Shares 1,070,000 Share Price $0.04 Est. Cost/Share $0.04 Unrealized @ Report Date —
VNRX VOLITIONRX LTD 0.0%
Value $38,306 Shares 55,596 Share Price $0.69 * Est. Cost/Share $1.94 Unrealized @ Report Date -36.3%
— ABRDN ASIA PACIFIC INCOME FU 0.0%
Value $27,458 Shares 11,207 Share Price $2.45 Est. Cost/Share $2.50 Unrealized @ Report Date —
AAPL APPLE INC 0.0%
Value $10,054 Shares 3,300 Share Price $3.05 * Est. Cost/Share $128.51 Unrealized @ Report Date +31.8%