Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Oct 18, 2023

Total Value ($000): $190,414 (100.0% shares, 0.0% debt)

Holdings (91)

GOVT ISHARES TR 9.1%
Value ($000) $17,309 Shares 785,340 Est. Cost $24.74 Unrealized
SCHV SCHWAB STRATEGIC TR 7.7%
Value ($000) $14,686 Shares 227,831 Est. Cost $52.47 Unrealized
IAU ISHARES GOLD TR 4.1%
Value ($000) $7,733 Shares 221,016 Est. Cost $35.20 Unrealized
CVX CHEVRON CORP NEW 3.9%
Value ($000) $7,370 Shares 43,708 Est. Cost $75.89 Unrealized +92.1%
SCHG SCHWAB STRATEGIC TR 3.5%
Value ($000) $6,660 Shares 91,582 Est. Cost $63.43 Unrealized
MDT MEDTRONIC PLC 3.4%
Value ($000) $6,446 Shares 81,544 Est. Cost $79.87 Unrealized -2.6%
ESGU ISHARES TR 3.0%
Value ($000) $5,794 Shares 61,435 Est. Cost $93.28 Unrealized
RSP INVESCO EXCHANGE TRADED FD T 2.5%
Value ($000) $4,841 Shares 34,168 Est. Cost $141.25 Unrealized
CSCO CISCO SYS INC 2.4%
Value ($000) $4,568 Shares 84,978 Est. Cost $41.05 Unrealized +22.5%
XOM EXXON MOBIL CORP 2.3%
Value ($000) $4,347 Shares 36,975 Est. Cost $43.41 Unrealized +132.7%
SCTXX SCHWAB CHARLES FAMILY FD 2.3%
Value ($000) $4,343 Shares 4,343,000 Est. Cost $1.00 Unrealized
USMV ISHARES TR 2.1%
Value ($000) $3,906 Shares 53,681 Est. Cost $76.07 Unrealized
MSFT MICROSOFT CORP 2.0%
Value ($000) $3,884 Shares 12,301 Est. Cost $91.41 Unrealized +255.1%
HON HONEYWELL INTL INC 2.0%
Value ($000) $3,881 Shares 21,010 Est. Cost $139.99 Unrealized +24.2%
INTC INTEL CORP 2.0%
Value ($000) $3,833 Shares 107,833 Est. Cost $35.41 Unrealized -3.4%
WMT WALMART INC 2.0%
Value ($000) $3,809 Shares 23,815 Est. Cost $46.65 Unrealized +11.1%
SCHW SCHWAB CHARLES CORP 2.0%
Value ($000) $3,756 Shares 68,407 Est. Cost $52.93 Unrealized +10.5%
XLE SELECT SECTOR SPDR TR 1.9%
Value ($000) $3,594 Shares 39,760 Est. Cost $59.40 Unrealized
ACN ACCENTURE PLC IRELAND 1.8%
Value ($000) $3,473 Shares 11,309 Est. Cost $176.96 Unrealized +72.0%
AAPL APPLE INC 1.8%
Value ($000) $3,425 Shares 20,002 Est. Cost $128.51 Unrealized +41.1%
ABBV ABBVIE INC 1.8%
Value ($000) $3,368 Shares 22,595 Est. Cost $62.19 Unrealized +117.6%
CF CF INDS HLDGS INC 1.6%
Value ($000) $3,141 Shares 36,639 Est. Cost $80.48 Unrealized -7.2%
BUNGE LIMITED 1.6%
Value ($000) $2,992 Shares 27,637 Est. Cost $93.33 Unrealized
GD GENERAL DYNAMICS CORP 1.6%
Value ($000) $2,971 Shares 13,445 Est. Cost $161.68 Unrealized +30.6%
ORCL ORACLE CORP 1.5%
Value ($000) $2,882 Shares 27,211 Est. Cost $55.13 Unrealized +104.6%
BRK/B BERKSHIRE HATHAWAY INC DEL 1.5%
Value ($000) $2,878 Shares 8,215 Est. Cost $211.94 Unrealized +67.4%
DUK DUKE ENERGY CORP NEW 1.5%
Value ($000) $2,832 Shares 32,091 Est. Cost $73.91 Unrealized +13.0%
SRE SEMPRA 1.4%
Value ($000) $2,760 Shares 40,225 Est. Cost $60.03 Unrealized +11.0%
COLD AMERICOLD REALTY TRUST INC 1.4%
Value ($000) $2,713 Shares 88,567 Est. Cost $31.12 Unrealized
EXE CHESAPEAKE ENERGY CORP 1.4%
Value ($000) $2,711 Shares 31,435 Est. Cost $79.44 Unrealized -0.4%
VONE VANGUARD SCOTTSDALE FDS 1.4%
Value ($000) $2,596 Shares 13,334 Est. Cost $175.91 Unrealized
VUG VANGUARD INDEX FDS 1.3%
Value ($000) $2,508 Shares 9,209 Est. Cost $116.43 Unrealized
EMR EMERSON ELEC CO 1.3%
Value ($000) $2,441 Shares 25,282 Est. Cost $67.87 Unrealized +34.3%
SCHF SCHWAB STRATEGIC TR 1.1%
Value ($000) $2,159 Shares 63,572 Est. Cost $34.64 Unrealized
BWA BORGWARNER INC 1.1%
Value ($000) $2,154 Shares 53,368 Est. Cost $32.98 Unrealized +24.3%
SCHB SCHWAB STRATEGIC TR 1.0%
Value ($000) $1,901 Shares 38,130 Est. Cost $57.07 Unrealized
ABT ABBOTT LABS 0.8%
Value ($000) $1,540 Shares 15,902 Est. Cost $66.47 Unrealized +51.1%
VZ VERIZON COMMUNICATIONS INC 0.7%
Value ($000) $1,318 Shares 40,666 Est. Cost $37.06 Unrealized -21.8%
TSLA TESLA INC 0.7%
Value ($000) $1,279 Shares 5,113 Est. Cost $271.81 Unrealized -5.5%
QCOM QUALCOMM INC 0.6%
Value ($000) $1,227 Shares 11,045 Est. Cost $95.60 Unrealized +15.1%
DE DEERE & CO 0.6%
Value ($000) $1,186 Shares 3,131 Est. Cost $266.86 Unrealized +49.1%
V VISA INC 0.6%
Value ($000) $1,150 Shares 4,999 Est. Cost $189.77 Unrealized +24.5%
COST COSTCO WHSL CORP NEW 0.6%
Value ($000) $1,146 Shares 2,029 Est. Cost $200.47 Unrealized +165.5%
SPY SPDR S&P 500 ETF TR 0.6%
Value ($000) $1,121 Shares 2,613 Est. Cost $351.04 Unrealized
SLB SCHLUMBERGER LTD 0.6%
Value ($000) $1,089 Shares 18,599 Est. Cost $44.51 Unrealized +22.2%
ROK ROCKWELL AUTOMATION INC 0.6%
Value ($000) $1,071 Shares 3,745 Est. Cost $242.94 Unrealized +22.1%
COP CONOCOPHILLIPS 0.5%
Value ($000) $987 Shares 8,238 Est. Cost $94.48 Unrealized +14.2%
TFLO ISHARES TR 0.5%
Value ($000) $941 Shares 18,542 Est. Cost $50.74 Unrealized
INTU INTUIT 0.5%
Value ($000) $936 Shares 1,831 Est. Cost $167.60 Unrealized +197.6%
VEA VANGUARD TAX-MANAGED FDS 0.5%
Value ($000) $875 Shares 20,015 Est. Cost $41.16 Unrealized
GOOGL ALPHABET INC 0.4%
Value ($000) $819 Shares 6,260 Est. Cost $104.63 Unrealized +22.7%
TLT ISHARES TR 0.4%
Value ($000) $796 Shares 8,975 Est. Cost $98.81 Unrealized
EWS ISHARES INC 0.4%
Value ($000) $698 Shares 38,045 Est. Cost $18.35 Unrealized
HXL HEXCEL CORP NEW 0.3%
Value ($000) $664 Shares 10,197 Est. Cost $71.11 Unrealized 0.0%
GEHC GE HEALTHCARE TECHNOLOGIES I 0.3%
Value ($000) $651 Shares 9,572 Est. Cost $72.48 Unrealized 0.0%
UNH UNITEDHEALTH GROUP INC 0.3%
Value ($000) $581 Shares 1,153 Est. Cost $255.23 Unrealized +84.1%
IVV ISHARES TR 0.3%
Value ($000) $578 Shares 1,341 Est. Cost $409.88 Unrealized
IWB ISHARES TR 0.3%
Value ($000) $573 Shares 2,428 Est. Cost $223.85 Unrealized
MCD MCDONALDS CORP 0.3%
Value ($000) $478 Shares 1,813 Est. Cost $185.62 Unrealized +45.2%
ADBE ADOBE INC 0.2%
Value ($000) $468 Shares 917 Est. Cost $319.83 Unrealized +64.0%
MORN MORNINGSTAR INC 0.2%
Value ($000) $422 Shares 1,800 Est. Cost $120.22 Unrealized +87.8%
PEP PEPSICO INC 0.2%
Value ($000) $416 Shares 2,458 Est. Cost $87.57 Unrealized +90.9%
VTI VANGUARD INDEX FDS 0.2%
Value ($000) $411 Shares 1,933 Est. Cost $120.32 Unrealized
MAR MARRIOTT INTL INC NEW 0.2%
Value ($000) $397 Shares 2,020 Est. Cost $131.67 Unrealized +47.4%
NKE NIKE INC 0.2%
Value ($000) $382 Shares 3,984 Est. Cost $128.56 Unrealized -23.6%
SCHR SCHWAB STRATEGIC TR 0.2%
Value ($000) $366 Shares 7,630 Est. Cost $49.14 Unrealized
SHY ISHARES TR 0.2%
Value ($000) $338 Shares 4,175 Est. Cost $83.37 Unrealized
MLPA GLOBAL X FDS 0.2%
Value ($000) $331 Shares 7,415 Est. Cost $34.12 Unrealized
ALKS ALKERMES PLC 0.2%
Value ($000) $312 Shares 11,135 Est. Cost $23.93 Unrealized +22.5%
MELI MERCADOLIBRE INC 0.2%
Value ($000) $293 Shares 231 Est. Cost $1271.76 Unrealized 0.0%
CALIDI BIOTHERAPEUTICS INC 0.1%
Value ($000) $277 Shares 83,247 Est. Cost $3.33 Unrealized
DIS DISNEY WALT CO 0.1%
Value ($000) $272 Shares 3,357 Est. Cost $163.80 Unrealized -49.1%
RTX RTX CORPORATION 0.1%
Value ($000) $272 Shares 3,779 Est. Cost $54.99 Unrealized +47.7%
TXN TEXAS INSTRS INC 0.1%
Value ($000) $270 Shares 1,700 Est. Cost $103.43 Unrealized +53.6%
MCK MCKESSON CORP 0.1%
Value ($000) $261 Shares 600 Est. Cost $341.28 Unrealized +22.1%
INMD INMODE LTD 0.1%
Value ($000) $255 Shares 8,380 Est. Cost $34.77 Unrealized +12.9%
NOC NORTHROP GRUMMAN CORP 0.1%
Value ($000) $253 Shares 574 Est. Cost $333.78 Unrealized +26.3%
IDXX IDEXX LABS INC 0.1%
Value ($000) $251 Shares 574 Est. Cost $479.21 Unrealized +4.1%
SPDW SPDR INDEX SHS FDS 0.1%
Value ($000) $245 Shares 7,885 Est. Cost $31.11 Unrealized
PFE PFIZER INC 0.1%
Value ($000) $234 Shares 7,040 Est. Cost $25.02 Unrealized +22.2%
NVDA NVIDIA CORPORATION 0.1%
Value ($000) $230 Shares 529 Est. Cost $33.17 Unrealized +35.0%
IUSB ISHARES TR 0.1%
Value ($000) $228 Shares 5,208 Est. Cost $52.92 Unrealized
GLD SPDR GOLD TR 0.1%
Value ($000) $215 Shares 1,254 Est. Cost $169.64 Unrealized
PIONEER NAT RES CO 0.1%
Value ($000) $213 Shares 927 Est. Cost $229.55 Unrealized
TENON MEDICAL INC 0.1%
Value ($000) $168 Shares 1,082,606 Est. Cost $0.42 Unrealized
BEAT HEARTBEAM INC 0.1%
Value ($000) $97 Shares 44,900 Est. Cost $2.32 Unrealized +9.7%
INTC INTEL CORP 0.0%
Value ($000) $49 Shares 10,000 Est. Cost $35.41 Unrealized -3.4%
TNONW TENON MEDICAL INC 0.0%
Value ($000) $44 Shares 1,070,000 Est. Cost $0.04 Unrealized
VNRX VOLITIONRX LTD 0.0%
Value ($000) $38 Shares 55,596 Est. Cost $1.94 Unrealized -36.3%
ABRDN ASIA PACIFIC INCOME FU 0.0%
Value ($000) $27 Shares 11,207 Est. Cost $2.50 Unrealized
AAPL APPLE INC 0.0%
Value ($000) $10 Shares 3,300 Est. Cost $128.51 Unrealized +41.1%