Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q1 2023 (← Previous) (Next →)

Filing Date: Apr 17, 2023

Total Value ($000): $202,088 (100.0% shares, 0.0% debt)

Holdings (88)

GOVT ISHARES TR 14.2%
Value ($000) $28,659 Shares 1,225,801 Est. Cost $24.76 Unrealized
SCHV SCHWAB STRATEGIC TR 7.6%
Value ($000) $15,293 Shares 233,203 Est. Cost $52.33 Unrealized
PROSHARES TR 4.9%
Value ($000) $9,937 Shares 662,461 Est. Cost $14.68 Unrealized
CVX CHEVRON CORP NEW 3.7%
Value ($000) $7,541 Shares 46,220 Est. Cost $75.89 Unrealized +95.6%
IAU ISHARES GOLD TR 3.3%
Value ($000) $6,763 Shares 180,974 Est. Cost $34.91 Unrealized
SCHG SCHWAB STRATEGIC TR 3.0%
Value ($000) $6,074 Shares 93,199 Est. Cost $63.43 Unrealized
ESGU ISHARES TR 2.8%
Value ($000) $5,572 Shares 61,601 Est. Cost $93.15 Unrealized
RSP INVESCO EXCHANGE TRADED FD T 2.6%
Value ($000) $5,257 Shares 36,352 Est. Cost $141.25 Unrealized
CSCO CISCO SYS INC 2.5%
Value ($000) $5,007 Shares 95,786 Est. Cost $41.05 Unrealized +9.2%
XOM EXXON MOBIL CORP 2.2%
Value ($000) $4,533 Shares 41,333 Est. Cost $43.41 Unrealized +130.8%
HON HONEYWELL INTL INC 2.2%
Value ($000) $4,377 Shares 22,901 Est. Cost $139.99 Unrealized +26.2%
ABBV ABBVIE INC 2.0%
Value ($000) $4,061 Shares 25,483 Est. Cost $62.19 Unrealized +122.1%
MSFT MICROSOFT CORP 1.9%
Value ($000) $3,869 Shares 13,419 Est. Cost $91.41 Unrealized +172.9%
USMV ISHARES TR 1.9%
Value ($000) $3,833 Shares 52,692 Est. Cost $76.10 Unrealized
ACN ACCENTURE PLC IRELAND 1.8%
Value ($000) $3,607 Shares 12,621 Est. Cost $176.96 Unrealized +47.7%
SCHW SCHWAB CHARLES CORP 1.7%
Value ($000) $3,509 Shares 66,995 Est. Cost $52.72 Unrealized +33.2%
DUK DUKE ENERGY CORP NEW 1.7%
Value ($000) $3,497 Shares 36,252 Est. Cost $73.91 Unrealized +19.3%
GD GENERAL DYNAMICS CORP 1.7%
Value ($000) $3,401 Shares 14,905 Est. Cost $161.68 Unrealized +34.7%
AAPL APPLE INC 1.7%
Value ($000) $3,367 Shares 20,417 Est. Cost $128.51 Unrealized +13.2%
INTC INTEL CORP 1.6%
Value ($000) $3,222 Shares 98,630 Est. Cost $35.60 Unrealized -22.7%
XLE SELECT SECTOR SPDR TR 1.6%
Value ($000) $3,180 Shares 38,394 Est. Cost $58.78 Unrealized
VONE VANGUARD SCOTTSDALE FDS 1.5%
Value ($000) $3,097 Shares 16,619 Est. Cost $175.91 Unrealized
SRE SEMPRA 1.5%
Value ($000) $3,058 Shares 20,075 Est. Cost $53.43 Unrealized +30.5%
COLD AMERICOLD REALTY TRUST INC 1.4%
Value ($000) $2,921 Shares 101,875 Est. Cost $31.12 Unrealized
ORCL ORACLE CORP 1.4%
Value ($000) $2,918 Shares 31,405 Est. Cost $55.13 Unrealized +53.8%
BWA BORGWARNER INC 1.4%
Value ($000) $2,877 Shares 58,585 Est. Cost $32.98 Unrealized +20.7%
BUNGE LIMITED 1.4%
Value ($000) $2,856 Shares 29,895 Est. Cost $92.85 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL 1.4%
Value ($000) $2,819 Shares 9,130 Est. Cost $211.94 Unrealized +45.4%
EXE CHESAPEAKE ENERGY CORP 1.4%
Value ($000) $2,734 Shares 35,958 Est. Cost $79.44 Unrealized -6.2%
EMR EMERSON ELEC CO 1.2%
Value ($000) $2,500 Shares 28,690 Est. Cost $67.87 Unrealized +21.7%
KMI KINDER MORGAN INC DEL 1.2%
Value ($000) $2,451 Shares 139,981 Est. Cost $11.66 Unrealized +30.7%
MDT MEDTRONIC PLC 1.1%
Value ($000) $2,270 Shares 27,920 Est. Cost $83.97 Unrealized -11.3%
VUG VANGUARD INDEX FDS 1.1%
Value ($000) $2,242 Shares 8,990 Est. Cost $113.50 Unrealized
SCHF SCHWAB STRATEGIC TR 1.0%
Value ($000) $2,091 Shares 60,072 Est. Cost $34.56 Unrealized
CF CF INDS HLDGS INC 0.9%
Value ($000) $1,887 Shares 26,030 Est. Cost $82.79 Unrealized -7.7%
ABT ABBOTT LABS 0.9%
Value ($000) $1,847 Shares 18,238 Est. Cost $66.47 Unrealized +50.4%
SCHB SCHWAB STRATEGIC TR 0.9%
Value ($000) $1,746 Shares 36,493 Est. Cost $57.32 Unrealized
VZ VERIZON COMMUNICATIONS INC 0.8%
Value ($000) $1,636 Shares 42,077 Est. Cost $37.06 Unrealized -11.8%
QCOM QUALCOMM INC 0.8%
Value ($000) $1,616 Shares 12,663 Est. Cost $95.60 Unrealized +21.8%
WMT WALMART INC 0.7%
Value ($000) $1,385 Shares 9,362 Est. Cost $38.79 Unrealized +18.1%
DE DEERE & CO 0.6%
Value ($000) $1,297 Shares 3,131 Est. Cost $266.86 Unrealized +48.8%
ROK ROCKWELL AUTOMATION INC 0.5%
Value ($000) $1,093 Shares 3,723 Est. Cost $242.94 Unrealized +11.4%
TSLA TESLA INC 0.5%
Value ($000) $1,084 Shares 5,223 Est. Cost $271.81 Unrealized -35.8%
SPY SPDR S&P 500 ETF TR 0.5%
Value ($000) $1,049 Shares 2,553 Est. Cost $349.82 Unrealized
COST COSTCO WHSL CORP NEW 0.5%
Value ($000) $1,008 Shares 2,029 Est. Cost $200.47 Unrealized +135.1%
SYK STRYKER CORPORATION 0.5%
Value ($000) $989 Shares 3,456 Est. Cost $97.92 Unrealized +163.2%
ISHARES TR 0.5%
Value ($000) $917 Shares 36,953 Est. Cost $25.01 Unrealized
VEA VANGUARD TAX-MANAGED FDS 0.4%
Value ($000) $896 Shares 19,827 Est. Cost $41.16 Unrealized
DHR DANAHER CORPORATION 0.4%
Value ($000) $822 Shares 3,257 Est. Cost $97.80 Unrealized +129.1%
INTU INTUIT 0.4%
Value ($000) $772 Shares 1,731 Est. Cost $152.38 Unrealized +164.6%
EOG EOG RES INC 0.4%
Value ($000) $761 Shares 6,643 Est. Cost $97.66 Unrealized +11.9%
GOOGL ALPHABET INC 0.3%
Value ($000) $650 Shares 6,270 Est. Cost $104.63 Unrealized -9.0%
IVV ISHARES TR 0.3%
Value ($000) $586 Shares 1,425 Est. Cost $409.88 Unrealized
IWB ISHARES TR 0.3%
Value ($000) $547 Shares 2,430 Est. Cost $223.85 Unrealized
UNH UNITEDHEALTH GROUP INC 0.3%
Value ($000) $545 Shares 1,153 Est. Cost $255.23 Unrealized +79.2%
NKE NIKE INC 0.3%
Value ($000) $531 Shares 4,320 Est. Cost $128.56 Unrealized -9.2%
PEP PEPSICO INC 0.3%
Value ($000) $526 Shares 2,884 Est. Cost $87.57 Unrealized +81.2%
MCD MCDONALDS CORP 0.3%
Value ($000) $507 Shares 1,812 Est. Cost $185.62 Unrealized +35.0%
V VISA INC 0.2%
Value ($000) $414 Shares 1,834 Est. Cost $109.77 Unrealized +98.5%
VTI VANGUARD INDEX FDS 0.2%
Value ($000) $394 Shares 1,932 Est. Cost $120.32 Unrealized
RTX RAYTHEON TECHNOLOGIES CORP 0.2%
Value ($000) $372 Shares 3,797 Est. Cost $54.99 Unrealized +67.8%
MORN MORNINGSTAR INC 0.2%
Value ($000) $365 Shares 1,800 Est. Cost $120.22 Unrealized +82.9%
ADBE ADOBE SYSTEMS INCORPORATED 0.2%
Value ($000) $353 Shares 917 Est. Cost $319.83 Unrealized +11.1%
TXN TEXAS INSTRS INC 0.2%
Value ($000) $338 Shares 1,815 Est. Cost $103.43 Unrealized +56.0%
DIS DISNEY WALT CO 0.2%
Value ($000) $336 Shares 3,357 Est. Cost $163.80 Unrealized -39.9%
MAR MARRIOTT INTL INC NEW 0.2%
Value ($000) $335 Shares 2,020 Est. Cost $131.67 Unrealized +22.9%
TENON MEDICAL INC 0.2%
Value ($000) $334 Shares 188,786 Est. Cost $1.64 Unrealized
EIX EDISON INTL 0.2%
Value ($000) $328 Shares 4,602 Est. Cost $47.10 Unrealized +25.7%
PSLV SPROTT PHYSICAL SILVER TR 0.2%
Value ($000) $324 Shares 38,830 Est. Cost $8.24 Unrealized
ALKS ALKERMES PLC 0.2%
Value ($000) $314 Shares 11,135 Est. Cost $23.93 Unrealized +13.9%
IUSB ISHARES TR 0.2%
Value ($000) $307 Shares 6,663 Est. Cost $52.92 Unrealized
MLPA GLOBAL X FDS 0.2%
Value ($000) $305 Shares 7,342 Est. Cost $34.12 Unrealized
PFE PFIZER INC 0.1%
Value ($000) $287 Shares 7,040 Est. Cost $25.02 Unrealized +46.1%
PHYS SPROTT PHYSICAL GOLD TR 0.1%
Value ($000) $276 Shares 17,880 Est. Cost $14.10 Unrealized
INMD INMODE LTD 0.1%
Value ($000) $267 Shares 8,365 Est. Cost $34.77 Unrealized -1.5%
NOC NORTHROP GRUMMAN CORP 0.1%
Value ($000) $265 Shares 574 Est. Cost $333.78 Unrealized +32.4%
EFV ISHARES TR 0.1%
Value ($000) $262 Shares 5,405 Est. Cost $50.52 Unrealized
SPDW SPDR INDEX SHS FDS 0.1%
Value ($000) $253 Shares 7,885 Est. Cost $31.11 Unrealized
SHY ISHARES TR 0.1%
Value ($000) $246 Shares 3,000 Est. Cost $84.31 Unrealized
SCHR SCHWAB STRATEGIC TR 0.1%
Value ($000) $238 Shares 4,710 Est. Cost $49.23 Unrealized
GLD SPDR GOLD TR 0.1%
Value ($000) $230 Shares 1,254 Est. Cost $169.64 Unrealized
EFG ISHARES TR 0.1%
Value ($000) $228 Shares 2,435 Est. Cost $101.49 Unrealized
EW EDWARDS LIFESCIENCES CORP 0.1%
Value ($000) $226 Shares 2,736 Est. Cost $83.43 Unrealized -5.8%
MCK MCKESSON CORP 0.1%
Value ($000) $214 Shares 600 Est. Cost $341.28 Unrealized +4.4%
VNRX VOLITIONRX LTD 0.1%
Value ($000) $106 Shares 55,596 Est. Cost $1.94 Unrealized +7.8%
INTC INTEL CORP 0.0%
Value ($000) $47 Shares 10,000 Est. Cost $35.60 Unrealized -22.7%
ABRDN ASIA PACIFIC INCOME FU 0.0%
Value ($000) $30 Shares 11,207 Est. Cost $2.50 Unrealized
AAPL APPLE INC 0.0%
Value ($000) $2 Shares 2,000 Est. Cost $128.51 Unrealized +13.2%