Alta Fundamental Advisers LLC Diversified Active

CIK: 0001641604 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Nov 15, 2021

Total Value ($000): $231,721 (100.0% shares, 0.0% debt)

Holdings (24)

AMR ALPHA METALLURGICAL RESOURCE 22.7%

Value ($000) $52,537 Shares 1,055,166 Est. Cost $13.54 Unrealized +151.8%

TDAY Gannett Co Inc NEW 19.4%

Value ($000) $44,927 Shares 6,725,582 Est. Cost $3.55 Unrealized +65.9%

EXE CHESAPEAKE ENERGY CORP 14.5%

Value ($000) $33,563 Shares 544,940 Est. Cost $35.05 Unrealized +28.5%

— Avaya Common Stock 11.1%

Value ($000) $25,649 Shares 1,296,075 Est. Cost $20.26 Unrealized —

— ODP CORP/THE 6.0%

Value ($000) $13,906 Shares 346,269 Est. Cost $20.94 Unrealized —

ARQ Advanced Emissions Solutions, Inc. 5.5%

Value ($000) $12,728 Shares 1,991,813 Est. Cost $8.12 Unrealized -15.2%

CWEN/A Clearway Energy Inc - Class A 3.8%

Value ($000) $8,902 Shares 315,660 Est. Cost $12.72 Unrealized +72.5%

— ISOS ACQUISITION CORP-A 3.0%

Value ($000) $6,986 Shares 700,000 Est. Cost $9.88 Unrealized —

RNW RENEW ENERGY GLOBAL PLC-A 2.9%

Value ($000) $6,783 Shares 700,000 Est. Cost $9.87 Unrealized 0.0%

— Healthcare Trust of America Inc 2.8%

Value ($000) $6,517 Shares 219,729 Est. Cost $29.66 Unrealized —

— SKILLSOFT CORP 2.0%

Value ($000) $4,623 Shares 416,323 Est. Cost $9.36 Unrealized —

— EAST RESOURCES ACQUISITION-A 1.5%

Value ($000) $3,444 Shares 350,000 Est. Cost $10.15 Unrealized —

— FIVE STAR SENIOR LIVING INC 1.2%

Value ($000) $2,810 Shares 641,478 Est. Cost $5.19 Unrealized —

DDI DOUBLEDOWN INTERACTIVE -ADR 1.1%

Value ($000) $2,642 Shares 150,000 Est. Cost $17.61 Unrealized —

— B RILEY PRINCIPAL 250 MERG-A 0.8%

Value ($000) $1,932 Shares 200,000 Est. Cost $9.50 Unrealized —

— ATLAS CREST INVESTMENT COR-A 0.4%

Value ($000) $961 Shares 98,500 Est. Cost $9.75 Unrealized —

— ROMEO POWER INC 0.4%

Value ($000) $901 Shares 191,667 Est. Cost $22.49 Unrealized —

RILY B. RILEY FINANCIAL INC 0.4%

Value ($000) $886 Shares 15,000 Est. Cost $53.91 Unrealized +21.6%

— B RILEY PRINCIPAL 150 MERG-A 0.3%

Value ($000) $681 Shares 69,800 Est. Cost $9.76 Unrealized —

— HEALTHCARE SERVICES -CW27 0.1%

Value ($000) $145 Shares 220,050 Est. Cost $10.62 Unrealized —

— EAST RESOURCES ACQUIS -CW27 0.0%

Value ($000) $112 Shares 175,000 Est. Cost $1.14 Unrealized —

— B RILEY PRINCIPAL 250 -CW27 0.0%

Value ($000) $47 Shares 66,665 Est. Cost $1.13 Unrealized —

— ATLAS CREST INV CL A -CW28 0.0%

Value ($000) $21 Shares 25,001 Est. Cost $1.16 Unrealized —

— B RILEY PRINCIP 150 ME -CW28 0.0%

Value ($000) $18 Shares 23,267 Est. Cost $1.20 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
AMR	ALPHA METALLURGICAL RESOURCE	1,055,166	$52,537	22.7%	$13.54	+151.8%	COM	020764106
TDAY	Gannett Co Inc NEW	6,725,582	$44,927	19.4%	$3.55	+65.9%	COM	36472T109
EXE	CHESAPEAKE ENERGY CORP	544,940	$33,563	14.5%	$35.05	+28.5%	COM	165167735
—	Avaya Common Stock	1,296,075	$25,649	11.1%	$20.26	—	COM	05351X101
—	ODP CORP/THE	346,269	$13,906	6.0%	$20.94	—	COM	88337F105
ARQ	Advanced Emissions Solutions, Inc.	1,991,813	$12,728	5.5%	$8.12	-15.2%	COM	00770C101
CWEN/A	Clearway Energy Inc - Class A	315,660	$8,902	3.8%	$12.72	+72.5%	CL A	18539C105
—	ISOS ACQUISITION CORP-A	700,000	$6,986	3.0%	$9.88	—	SHARES CL A	G4962C112
RNW	RENEW ENERGY GLOBAL PLC-A	700,000	$6,783	2.9%	$9.87	0.0%	CL A SHS	G7500M104
—	Healthcare Trust of America Inc	219,729	$6,517	2.8%	$29.66	—	CL A NEW	42225P501
—	SKILLSOFT CORP	416,323	$4,623	2.0%	$9.36	—	CL A	83066P200
—	EAST RESOURCES ACQUISITION-A	350,000	$3,444	1.5%	$10.15	—	COM CL A	274681105
—	FIVE STAR SENIOR LIVING INC	641,478	$2,810	1.2%	$5.19	—	COM NEW	33832D205
DDI	DOUBLEDOWN INTERACTIVE -ADR	150,000	$2,642	1.1%	$17.61	—	ADS	25862B109
—	B RILEY PRINCIPAL 250 MERG-A	200,000	$1,932	0.8%	$9.50	—	CLASS A COM	05602L104
—	ATLAS CREST INVESTMENT COR-A	98,500	$961	0.4%	$9.75	—	COM CL A	049287105
—	ROMEO POWER INC	191,667	$901	0.4%	$22.49	—	COM	776153108
RILY	B. RILEY FINANCIAL INC	15,000	$886	0.4%	$53.91	+21.6%	COM	05580M108
—	B RILEY PRINCIPAL 150 MERG-A	69,800	$681	0.3%	$9.76	—	COM CL A	05601V103
—	HEALTHCARE SERVICES -CW27	220,050	$145	0.1%	$10.62	—	*W EXP 99/99/999	42227K112
—	EAST RESOURCES ACQUIS -CW27	175,000	$112	0.0%	$1.14	—	*W EXP 07/01/202	274681113
—	B RILEY PRINCIPAL 250 -CW27	66,665	$47	0.0%	$1.13	—	*W EXP 04/01/202	05602L112
—	ATLAS CREST INV CL A -CW28	25,001	$21	0.0%	$1.16	—	*W EXP 02/03/202	049287113
—	B RILEY PRINCIP 150 ME -CW28	23,267	$18	0.0%	$1.20	—	*W EXP 03/01/202	05601V111