Alta Fundamental Advisers LLC Diversified Active

CIK: 0001641604 · Show all filings

Period: Q2 2021 (← Previous) (Next →)

Filing Date: Aug 23, 2021

Total Value ($000): $192,260

Holdings (26)

TDAY Gannett Co Inc NEW 19.1%

Value ($000) $36,691 Shares 6,683,225 Est. Cost $3.55 Unrealized +43.9%

— Avaya Common Stock 15.8%

Value ($000) $30,411 Shares 1,130,506 Est. Cost $20.33 Unrealized —

EXE CHESAPEAKE ENERGY CORP 14.9%

Value ($000) $28,553 Shares 549,944 Est. Cost $35.05 Unrealized +13.6%

AMR ALPHA METALLURGICAL RESOURCE 14.1%

Value ($000) $27,044 Shares 1,055,166 Est. Cost $13.54 Unrealized +20.5%

— ODP CORP/THE 8.6%

Value ($000) $16,624 Shares 346,269 Est. Cost $20.94 Unrealized —

ARQ Advanced Emissions Solutions, Inc. 7.6%

Value ($000) $14,686 Shares 1,981,889 Est. Cost $8.12 Unrealized -24.1%

CWEN/A Clearway Energy Inc - Class A 4.1%

Value ($000) $7,961 Shares 315,660 Est. Cost $12.72 Unrealized +55.5%

— ISOS ACQUISITION CORP-A 3.6%

Value ($000) $6,916 Shares 700,000 Est. Cost $9.88 Unrealized —

— SKILLSOFT CORP 2.0%

Value ($000) $3,896 Shares 416,323 Est. Cost $9.36 Unrealized —

— FIVE STAR SENIOR LIVING INC 1.9%

Value ($000) $3,695 Shares 641,478 Est. Cost $5.19 Unrealized —

— EAST RESOURCES ACQUISITION-A 1.8%

Value ($000) $3,416 Shares 350,000 Est. Cost $10.15 Unrealized —

— FAR PEAK ACQUISITION CORP-A 1.6%

Value ($000) $2,985 Shares 300,000 Est. Cost $9.95 Unrealized —

— B RILEY PRINCIPAL 250 MERG-A 1.0%

Value ($000) $1,900 Shares 200,000 Est. Cost $9.50 Unrealized —

— Gannett 6 Convertible Bond 1.0%

Value ($000) $1,885 Shares 1,396,000 Est. Cost $1.35 Unrealized —

— ROMEO POWER INC 0.8%

Value ($000) $1,482 Shares 191,667 Est. Cost $22.49 Unrealized —

RILY B. RILEY FINANCIAL INC 0.6%

Value ($000) $1,133 Shares 15,000 Est. Cost $53.91 Unrealized +29.8%

— ATLAS CREST INVESTMENT COR-A 0.5%

Value ($000) $960 Shares 98,500 Est. Cost $9.75 Unrealized —

— B RILEY PRINCIPAL 150 MERG-A 0.4%

Value ($000) $681 Shares 69,800 Est. Cost $9.76 Unrealized —

— CAR US 07/16/21 P80 0.3%

Value ($000) $615 Shares 1,500 Est. Cost — Unrealized —

— HEALTHCARE SERVICES -CW27 0.1%

Value ($000) $223 Shares 250,000 Est. Cost $10.62 Unrealized —

— EAST RESOURCES ACQUIS -CW27 0.1%

Value ($000) $184 Shares 175,000 Est. Cost $1.14 Unrealized —

— SPARTACUS ACQUISITION -CW27 0.1%

Value ($000) $155 Shares 124,622 Est. Cost $1.12 Unrealized —

— B RILEY PRINCIPAL 250 -CW27 0.0%

Value ($000) $75 Shares 66,665 Est. Cost $1.13 Unrealized —

— CWENA US 09/17/21 C30 0.0%

Value ($000) $32 Shares 3,200 Est. Cost — Unrealized —

— ATLAS CREST INV CL A -CW28 0.0%

Value ($000) $29 Shares 25,001 Est. Cost $1.16 Unrealized —

— B RILEY PRINCIP 150 ME -CW28 0.0%

Value ($000) $28 Shares 23,267 Est. Cost $1.20 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
TDAY	Gannett Co Inc NEW	6,683,225	$36,691	19.1%	$3.55	+43.9%	—	36472T109
—	Avaya Common Stock	1,130,506	$30,411	15.8%	$20.33	—	—	05351X101
EXE	CHESAPEAKE ENERGY CORP	549,944	$28,553	14.9%	$35.05	+13.6%	—	165167735
AMR	ALPHA METALLURGICAL RESOURCE	1,055,166	$27,044	14.1%	$13.54	+20.5%	—	020764106
—	ODP CORP/THE	346,269	$16,624	8.6%	$20.94	—	—	88337F105
ARQ	Advanced Emissions Solutions, Inc.	1,981,889	$14,686	7.6%	$8.12	-24.1%	—	00770C101
CWEN/A	Clearway Energy Inc - Class A	315,660	$7,961	4.1%	$12.72	+55.5%	—	18539C105
—	ISOS ACQUISITION CORP-A	700,000	$6,916	3.6%	$9.88	—	—	G4962C112
—	SKILLSOFT CORP	416,323	$3,896	2.0%	$9.36	—	—	83066P200
—	FIVE STAR SENIOR LIVING INC	641,478	$3,695	1.9%	$5.19	—	—	33832D205
—	EAST RESOURCES ACQUISITION-A	350,000	$3,416	1.8%	$10.15	—	—	274681105
—	FAR PEAK ACQUISITION CORP-A	300,000	$2,985	1.6%	$9.95	—	—	G3312L103
—	B RILEY PRINCIPAL 250 MERG-A	200,000	$1,900	1.0%	$9.50	—	—	05602L104
—	Gannett 6 Convertible Bond	1,396,000	$1,885	1.0%	$1.35	—	—	U36473AN3
—	ROMEO POWER INC	191,667	$1,482	0.8%	$22.49	—	—	776153108
RILY	B. RILEY FINANCIAL INC	15,000	$1,133	0.6%	$53.91	+29.8%	—	05580M108
—	ATLAS CREST INVESTMENT COR-A	98,500	$960	0.5%	$9.75	—	—	049287105
—	B RILEY PRINCIPAL 150 MERG-A	69,800	$681	0.4%	$9.76	—	—	05601V103
—	CAR US 07/16/21 P80	1,500	$615	0.3%	—	—	PUT	053774955
—	HEALTHCARE SERVICES -CW27	250,000	$223	0.1%	$10.62	—	—	42227K112
—	EAST RESOURCES ACQUIS -CW27	175,000	$184	0.1%	$1.14	—	—	274681113
—	SPARTACUS ACQUISITION -CW27	124,622	$155	0.1%	$1.12	—	—	84677L117
—	B RILEY PRINCIPAL 250 -CW27	66,665	$75	0.0%	$1.13	—	—	05602L112
—	CWENA US 09/17/21 C30	3,200	$32	0.0%	—	—	CALL	18539C905
—	ATLAS CREST INV CL A -CW28	25,001	$29	0.0%	$1.16	—	—	049287113
—	B RILEY PRINCIP 150 ME -CW28	23,267	$28	0.0%	$1.20	—	—	05601V111