CIK: 0001668256 · Show all filings
Period: Q3 2022 (← Previous) (Next →)
Filing Date: Nov 8, 2022
Total Value ($000): $78,863 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| DGRO | ISHARES TR | 142,275 | $6,327 | 8.0% | $41.88 | — | CORE DIV GRWTH | 46434V621 |
| AAPL | APPLE INC | 33,582 | $4,641 | 5.9% | $96.34 | +60.1% | COM | 037833100 |
| MSFT | MICROSOFT CORP | 16,684 | $3,886 | 4.9% | $89.94 | +185.6% | COM | 594918104 |
| ASND | ASCENDIS PHARMA A/S | 25,410 | $2,624 | 3.3% | $111.11 | — | SPONSORED ADR | 04351P101 |
| — | PIMCO ENERGY & TACTICAL CR O | 162,000 | $2,192 | 2.8% | $5.37 | — | COM SHS BEN INT | 69346N107 |
| — | GOLDMAN SACHS MLP ENERGY REN | 182,000 | $2,184 | 2.8% | $8.56 | — | COM | 38148G206 |
| SEVN | SEVEN HILLS REALTY TRUST | 200,000 | $1,824 | 2.3% | $10.68 | — | COM | 81784E101 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 58,000 | $1,728 | 2.2% | $27.08 | — | COM | 184692200 |
| AMZN | AMAZON COM INC | 15,201 | $1,718 | 2.2% | $122.80 | +2.9% | COM | 023135106 |
| NXDT | NEXPOINT DIVERSIFIED REL ET | 125,100 | $1,570 | 2.0% | $11.56 | — | COM NEW | 65340G205 |
| — | BLACKROCK INNOVATION AND GRW | 210,000 | $1,527 | 1.9% | $12.51 | — | SHS BEN INT | 09260Q108 |
| — | NEUBERGER BERMAN NEXT GENERA | 160,000 | $1,510 | 1.9% | $9.82 | — | COMMON STOCK | 64133Q108 |
| — | ABRDN ASIA PACIFIC INCOME FU | 575,420 | $1,450 | 1.8% | $3.28 | — | COM | 003009107 |
| — | WESTERN ASSET MTG DEFINED OP | 130,000 | $1,444 | 1.8% | $11.55 | — | COM | 95790B109 |
| — | WESTERN ASSET DIVERSIFIED IN | 110,000 | $1,384 | 1.8% | $13.57 | — | COM SHS BEN INT | 95790K109 |
| — | NUVEEN MORTGAGE AND INCOME F | 84,000 | $1,351 | 1.7% | $16.40 | — | COM | 670735109 |
| — | NUVEEN CORE PLUS IMPACT FUND | 130,000 | $1,331 | 1.7% | $11.38 | — | COM BEN INT | 67080D103 |
| — | NUVEEN OHIO QLTY MUN INCOME | 112,900 | $1,327 | 1.7% | $13.45 | — | COM | 670980101 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 50,000 | $1,316 | 1.7% | $25.70 | — | COM | 18469Q207 |
| — | HIGHLAND INCOME FD | 135,000 | $1,312 | 1.7% | $10.31 | — | HIGHLAND INCOME | 43010E404 |
| — | BLACKROCK ESG CAP ALLC TR | 100,000 | $1,281 | 1.6% | $14.17 | — | SHS BEN INT | 09262F100 |
| — | MORGAN STANLEY CHINA A SH FD | 94,700 | $1,279 | 1.6% | $19.24 | — | COM | 617468103 |
| — | WESTERN ASSET EMERGING MKTS | 158,089 | $1,262 | 1.6% | $10.73 | — | COM | 95766A101 |
| — | MORGAN STANLEY EMERGING MKTS | 306,290 | $1,231 | 1.6% | $5.00 | — | COM | 617477104 |
| — | BLACKROCK HEALTH SCIENCS TR | 82,000 | $1,224 | 1.6% | $16.43 | — | COM SHS | 09260E105 |
| — | MFS HIGH YIELD MUN TR | 385,623 | $1,161 | 1.5% | $3.46 | — | SH BEN INT | 59318E102 |
| GOOGL | ALPHABET INC | 11,160 | $1,067 | 1.4% | $108.07 | +1.8% | CAP STK CL A | 02079K305 |
| — | BRANDYWINEGBL GBL INCM OPP F | 140,000 | $1,067 | 1.4% | $10.68 | — | COM | 10537L104 |
| XPHDX | PIONEER FLOATING RATE FUND I | 121,814 | $1,050 | 1.3% | $8.84 | — | COM | 72369J102 |
| — | EATON VANCE CALIF MUN INCOM | 107,178 | $1,029 | 1.3% | $12.19 | — | SH BEN INT | 27826F101 |
| — | DESTRA MULTI-ALTERNATIVE FD | 155,340 | $1,010 | 1.3% | $6.54 | — | COMMON SHARES | 25065A502 |
| — | ANGEL OAK FINL STRATEGIES IN | 73,616 | $986 | 1.3% | $14.41 | — | COM BEN INT | 03464A100 |
| XENWX | EATON VANCE NEW YORK MUN BD | 114,287 | $966 | 1.2% | $10.18 | — | COM | 27827Y109 |
| — | VIRTUS GLOBAL MULTI-SECTOR I | 123,783 | $926 | 1.2% | $8.49 | — | COM | 92829B101 |
| XMIOX | PIONEER MUN HIGH INCOME OPPO | 86,523 | $877 | 1.1% | $12.11 | — | COMMON STOCK | 723760104 |
| — | WESTERN AST INFL LKD OPP & I | 95,920 | $870 | 1.1% | $10.18 | — | COM | 95766R104 |
| — | MEXICO EQUITY & INCOME FD | 113,100 | $854 | 1.1% | $8.21 | — | COM | 592834105 |
| — | MEXICO FD INC | 63,904 | $833 | 1.1% | $15.74 | — | COM | 592835102 |
| — | APOLLO TACTICAL INCOME FD IN | 68,837 | $811 | 1.0% | $11.75 | — | COM | 037638103 |
| — | TORTOISE ENERGY INFRA CORP | 26,000 | $779 | 1.0% | $20.29 | — | COM | 89147L886 |
| — | MFS INVT GRADE MUN TR | 113,582 | $764 | 1.0% | $7.51 | — | SH BEN INT | 59318B108 |
| — | NEUBERGER BRMAN CLIFRN MUNI | 71,956 | $756 | 1.0% | $13.33 | — | COM | 64123C101 |
| — | FIRST TR SR FLTG RATE INCOME | 74,274 | $742 | 0.9% | $9.99 | — | COM | 33733U108 |
| — | CLEARBRIDGE ENERGY MIDSTRM O | 28,992 | $725 | 0.9% | $15.09 | — | COM | 18469P209 |
| — | MORGAN STANLEY EMKT DBT FD I | 117,137 | $722 | 0.9% | $8.29 | — | COM | 61744H105 |
| USB | US BANCORP DEL | 17,740 | $715 | 0.9% | $29.93 | +31.1% | COM NEW | 902973304 |
| — | ARES DYNAMIC CR ALLOCATION F | 60,105 | $706 | 0.9% | $11.75 | — | COM | 04014F102 |
| — | BLACKSTONE LONG SHORT CR INC | 53,170 | $580 | 0.7% | $10.91 | — | COM SHS BN INT | 09257D102 |
| — | BNY MELLON HIGH YIELD STRATE | 269,838 | $569 | 0.7% | $2.41 | — | SH BEN INT | 09660L105 |
| CCIF | VERTICAL CAP INCOME FD | 61,149 | $545 | 0.7% | $9.47 | — | SHS BEN INT | 92535C104 |
| — | DELAWARE IVY HIGH INCOME OPP | 50,659 | $511 | 0.6% | $10.22 | — | COM | 246107106 |
| SOFI | SOFI TECHNOLOGIES INC | 101,894 | $497 | 0.6% | $6.76 | -6.4% | COM | 83406F102 |
| — | BLACKROCK CAP ALLOCATION TR | 35,640 | $485 | 0.6% | $14.65 | — | COM | 09260U109 |
| XNBOX | NEUBERGER BERMAN N Y MUN FD | 50,964 | $471 | 0.6% | $12.35 | — | COM | 64124K102 |
| — | FEDERATED HERMES PREM MUNI I | 44,588 | $461 | 0.6% | $10.34 | — | COM | 31423P108 |
| — | FIRST TR HIGH YIELD OPPRT 20 | 33,688 | $454 | 0.6% | $14.47 | — | COM | 33741Q107 |
| — | DOUBLELINE YIELD OPPORTUNITI | 32,028 | $432 | 0.5% | $13.49 | — | COM | 25862D105 |
| — | KKR INCOME OPPORTUNITIES FD | 34,381 | $393 | 0.5% | $11.48 | — | COM | 48249T106 |
| GOLD | A-MARK PRECIOUS METALS INC | 13,000 | $369 | 0.5% | $25.79 | +17.8% | COM | 00181T107 |
| — | WESTERN ASSET MUN PARTNERS F | 31,435 | $352 | 0.4% | $13.46 | — | COM | 95766P108 |
| — | INVESCO TR INVT GRADE NEW YO | 35,794 | $342 | 0.4% | $11.91 | — | COM | 46131T101 |
| INTC | INTEL CORP | 11,900 | $307 | 0.4% | $32.31 | +0.0% | COM | 458140100 |
| — | KAYNE ANDERSON NEXTGEN ENRGY | 43,219 | $306 | 0.4% | $4.73 | — | COM | 48661E108 |
| — | EUROPEAN EQUITY FD INC | 48,342 | $300 | 0.4% | $10.37 | — | COM | 298768102 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 27,719 | $292 | 0.4% | $13.54 | — | SHS | 67075G103 |
| GERN | GERON CORP | 110,000 | $257 | 0.3% | $1.64 | +36.7% | COM | 374163103 |
| — | ASA GOLD AND PRECIOUS MTLS L | 20,200 | $253 | 0.3% | $16.99 | — | SHS | G3156P103 |
| — | HIGHLAND GLOBAL ALLOCATION F | 27,420 | $239 | 0.3% | $8.72 | — | COM | 43010T104 |
| — | PGIM HIGH YIELD BOND FUND IN | 19,878 | $229 | 0.3% | $11.52 | — | COM | 69346H100 |
| — | CENTRAL & EASTERN EUROPE FD | 33,995 | $225 | 0.3% | $21.76 | — | COM | 153436100 |
| XTEAX | ECOFIN SUSTAINABLE AND SOCIA | 15,876 | $202 | 0.3% | $13.86 | — | COM SH BEN INT | 27901F109 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 30,516 | $199 | 0.3% | $7.51 | — | COM NEW | 641876800 |
| — | NUVEEN SHORT DURATION CR OPP | 15,706 | $186 | 0.2% | $12.94 | — | COM | 67074X107 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 18,170 | $155 | 0.2% | $10.00 | — | COM | 27828A100 |
| — | BLACKROCK MUNIYIELD N Y QUAL | 15,000 | $141 | 0.2% | $9.40 | — | COM | 09255E102 |
| — | NEUBERGER BERMAN MLP & ENERG | 22,800 | $140 | 0.2% | $3.73 | — | COM | 64129H104 |
| — | BARINGS GLOBAL SHORT DURATIO | 10,988 | $134 | 0.2% | $16.04 | — | COM | 06760L100 |
| XMHIX | PIONEER MUNICIPAL HIGH INCOM | 14,268 | $117 | 0.1% | $10.29 | — | COM SHS | 723763108 |
| — | TEMPLETON EMERGING MKTS INCO | 22,992 | $102 | 0.1% | $4.44 | — | COM | 880192109 |
| UUUU | ENERGY FUELS INC | 16,248 | $99 | 0.1% | $2.50 | +155.5% | COM NEW | 292671708 |
| — | BNY MELLON MUN INCOME INC | 15,490 | $93 | 0.1% | $7.57 | — | COM | 05589T104 |
| NG | NOVAGOLD RES INC | 10,000 | $47 | 0.1% | $4.27 | +8.5% | COM NEW | 66987E206 |
| — | VERASTEM INC | 35,000 | $30 | 0.0% | $2.64 | — | COM | 92337C104 |
| — | SIENTRA INC | 15,818 | $10 | 0.0% | $3.70 | — | COM | 82621J105 |