CIK: 0001668256 · Show all filings
Period: Q4 2022 (← Previous) (Next →)
Filing Date: Jan 24, 2023
Total Value ($000): $14,452
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| ELV | ELEVANCE HEALTH INC | 3,487 | $1,789 | 12.4% | $484.45 | 0.0% | — | 036752103 |
| — | LAM RESEARCH CORP | 3,422 | $1,438 | 10.0% | $420.30 | — | — | 512807108 |
| NKE | NIKE INC | 9,220 | $1,079 | 7.5% | $95.30 | 0.0% | — | 654106103 |
| IT | GARTNER INC | 1,880 | $632 | 4.4% | $322.72 | 0.0% | — | 366651107 |
| COST | COSTCO WHSL CORP NEW | 1,318 | $602 | 4.2% | $468.77 | 0.0% | — | 22160K105 |
| ADI | ANALOG DEVICES INC | 3,416 | $560 | 3.9% | $147.75 | 0.0% | — | 032654105 |
| ACN | ACCENTURE PLC IRELAND | 2,086 | $557 | 3.9% | $264.08 | 0.0% | — | G1151C101 |
| LMT | LOCKHEED MARTIN CORP | 1,133 | $551 | 3.8% | $426.55 | 0.0% | — | 539830109 |
| HD | HOME DEPOT INC | 1,664 | $526 | 3.6% | $281.19 | 0.0% | — | 437076102 |
| TSLA | TESLA INC | 4,230 | $521 | 3.6% | $189.34 | 0.0% | — | 88160R101 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,640 | $507 | 3.5% | $296.98 | 0.0% | — | 084670702 |
| WMT | WALMART INC | 3,539 | $502 | 3.5% | $45.66 | 0.0% | — | 931142103 |
| UNH | UNITEDHEALTH GROUP INC | 930 | $493 | 3.4% | $500.41 | 0.0% | — | 91324P102 |
| MA | MASTERCARD INCORPORATED | 1,325 | $461 | 3.2% | $323.40 | 0.0% | — | 57636Q104 |
| IWD | ISHARES TR | 2,900 | $440 | 3.0% | $151.65 | — | — | 464287598 |
| CVX | CHEVRON CORP NEW | 2,363 | $424 | 2.9% | $153.23 | 0.0% | — | 166764100 |
| ISRG | INTUITIVE SURGICAL INC | 1,423 | $378 | 2.6% | $243.83 | 0.0% | — | 46120E602 |
| MED | MEDIFAST INC | 2,950 | $340 | 2.4% | $108.72 | 0.0% | — | 58470H101 |
| JNJ | JOHNSON & JOHNSON | 1,820 | $322 | 2.2% | $157.06 | 0.0% | — | 478160104 |
| SBUX | STARBUCKS CORP | 3,210 | $318 | 2.2% | $87.55 | 0.0% | — | 855244109 |
| GD | GENERAL DYNAMICS CORP | 1,145 | $284 | 2.0% | $228.84 | 0.0% | — | 369550108 |
| NOC | NORTHROP GRUMMAN CORP | 515 | $281 | 1.9% | $495.16 | 0.0% | — | 666807102 |
| LOW | LOWES COS INC | 1,350 | $269 | 1.9% | $188.18 | 0.0% | — | 548661107 |
| PG | PROCTER AND GAMBLE CO | 1,633 | $247 | 1.7% | $129.79 | 0.0% | — | 742718109 |
| ITW | ILLINOIS TOOL WKS INC | 1,000 | $220 | 1.5% | $197.50 | 0.0% | — | 452308109 |
| V | VISA INC | 1,015 | $211 | 1.5% | $196.98 | 0.0% | — | 92826C839 |
| — | KOREA FD INC | 9,718 | $202 | 1.4% | $20.83 | — | — | 500634209 |
| MMM | 3M CO | 1,668 | $200 | 1.4% | $90.68 | 0.0% | — | 88579Y101 |
| DGRO | ISHARES TR | 142,171 | $7 | 0.0% | $41.88 | — | — | 46434V621 |
| AAPL | APPLE INC | 33,582 | $4 | 0.0% | $96.34 | +46.0% | — | 037833100 |
| MSFT | MICROSOFT CORP | 16,685 | $4 | 0.0% | $89.94 | +160.2% | — | 594918104 |
| ASND | ASCENDIS PHARMA A/S | 30,520 | $4 | 0.0% | $92.53 | — | — | 04351P101 |
| — | PIMCO ENERGY & TACTICAL CR O | 162,000 | $2 | 0.0% | $5.37 | — | — | 69346N107 |
| — | GOLDMAN SACHS MLP ENERGY REN | 182,000 | $2 | 0.0% | $8.56 | — | — | 38148G206 |
| — | SHOCKWAVE MED INC | 10,071 | $2 | 0.0% | $0.21 | — | — | 82489T104 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 58,000 | $2 | 0.0% | $27.08 | — | — | 184692200 |
| SEVN | SEVEN HILLS REALTY TRUST | 200,000 | $2 | 0.0% | $10.68 | — | — | 81784E101 |
| — | WESTERN ASSET MTG DEFINED OP | 141,813 | $2 | 0.0% | $10.59 | — | — | 95790B109 |
| — | ABRDN ASIA PACIFIC INCOME FU | 575,420 | $2 | 0.0% | $3.28 | — | — | 003009107 |
| — | WESTERN ASSET EMERGING MKTS | 161,700 | $1 | 0.0% | $10.49 | — | — | 95766A101 |
| — | NEUBERGER BERMAN NEXT GENERA | 160,000 | $1 | 0.0% | $9.82 | — | — | 64133Q108 |
| — | NUVEEN OHIO QLTY MUN INCOME | 112,900 | $1 | 0.0% | $13.45 | — | — | 670980101 |
| — | BLACKROCK INNOVATION AND GRW | 210,000 | $1 | 0.0% | $12.51 | — | — | 09260Q108 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 50,000 | $1 | 0.0% | $25.70 | — | — | 18469Q207 |
| NXDT | NEXPOINT DIVERSIFIED REL ET | 125,100 | $1 | 0.0% | $11.56 | — | — | 65340G205 |
| — | WESTERN ASSET DIVERSIFIED IN | 110,000 | $1 | 0.0% | $13.57 | — | — | 95790K109 |
| — | HIGHLAND INCOME FD | 135,000 | $1 | 0.0% | $10.31 | — | — | 43010E404 |
| — | NUVEEN MORTGAGE AND INCOME F | 84,000 | $1 | 0.0% | $16.40 | — | — | 670735109 |
| — | MORGAN STANLEY EMERGING MKTS | 306,290 | $1 | 0.0% | $5.00 | — | — | 617477104 |
| — | NUVEEN CORE PLUS IMPACT FUND | 130,000 | $1 | 0.0% | $11.38 | — | — | 67080D103 |
| — | MORGAN STANLEY CHINA A SH FD | 94,700 | $1 | 0.0% | $19.24 | — | — | 617468103 |
| — | BLACKROCK ESG CAP ALLC TR | 100,000 | $1 | 0.0% | $14.17 | — | — | 09262F100 |
| — | MEXICO FD INC | 90,000 | $1 | 0.0% | $11.18 | — | — | 592835102 |
| AMZN | AMAZON COM INC | 15,511 | $1 | 0.0% | $122.32 | -19.2% | — | 023135106 |
| — | BLACKROCK MUNIYIELD PA QLTY | 117,000 | $1 | 0.0% | $0.01 | — | — | 09255G107 |
| — | BLACKROCK HEALTH SCIENCS TR | 82,000 | $1 | 0.0% | $16.43 | — | — | 09260E105 |
| — | BLACKROCK SCIENCE & TECHNOLO | 80,000 | $1 | 0.0% | $0.02 | — | — | 09260K101 |
| — | MFS HIGH YIELD MUN TR | 385,623 | $1 | 0.0% | $3.46 | — | — | 59318E102 |
| — | DESTRA MULTI-ALTERNATIVE FD | 174,461 | $1 | 0.0% | $5.82 | — | — | 25065A502 |
| XMIOX | PIONEER MUN HIGH INCOME OPPO | 110,000 | $1 | 0.0% | $9.53 | — | — | 723760104 |
| — | MEXICO EQUITY & INCOME FD | 132,000 | $1 | 0.0% | $7.03 | — | — | 592834105 |
| — | MAINSTAY CBRE GBL INFRSTR ME | 84,300 | $1 | 0.0% | $0.01 | — | — | 56064Q107 |
| — | NXG NEXTGEN INFRASTR INCM FD | 30,000 | $1 | 0.0% | $0.04 | — | — | 231647207 |
| — | BRANDYWINEGBL GBL INCM OPP F | 140,000 | $1 | 0.0% | $10.68 | — | — | 10537L104 |
| — | FIRST TR ABRDN GBL OPP INCM | 187,356 | $1 | 0.0% | $0.01 | — | — | 337319107 |
| — | VIRTUS GLOBAL MULTI-SECTOR I | 145,000 | $1 | 0.0% | $7.24 | — | — | 92829B101 |
| — | EATON VANCE CALIF MUN INCOM | 107,178 | $1 | 0.0% | $12.19 | — | — | 27826F101 |
| XPHDX | PIONEER FLOATING RATE FUND I | 121,814 | $1 | 0.0% | $8.84 | — | — | 72369J102 |
| XENWX | EATON VANCE NEW YORK MUN BD | 114,287 | $1 | 0.0% | $10.18 | — | — | 27827Y109 |
| — | RIVERNORTH MANAGED DUR MUN I | 67,559 | $1 | 0.0% | $0.02 | — | — | 76882M104 |
| — | ANGEL OAK FINL STRATEGIES IN | 80,000 | $1 | 0.0% | $13.26 | — | — | 03464A100 |
| — | WESTERN AST INFL LKD OPP & I | 110,500 | $1 | 0.0% | $8.83 | — | — | 95766R104 |
| — | FRANKLIN LTD DURATION INCOME | 159,668 | $1 | 0.0% | $0.01 | — | — | 35472T101 |
| GOOGL | ALPHABET INC | 10,560 | $1 | 0.0% | $108.07 | -12.7% | — | 02079K305 |
| — | BLACKROCK CAP ALLOCATION TR | 65,640 | $1 | 0.0% | $7.96 | — | — | 09260U109 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 78,600 | $1 | 0.0% | $0.01 | — | — | 09254L107 |
| — | APOLLO TACTICAL INCOME FD IN | 68,837 | $1 | 0.0% | $11.75 | — | — | 037638103 |
| — | NEUBERGER BRMAN CLIFRN MUNI | 71,956 | $1 | 0.0% | $13.33 | — | — | 64123C101 |
| CCIF | VERTICAL CAP INCOME FD | 93,019 | $1 | 0.0% | $6.23 | — | — | 92535C104 |
| — | MFS INVT GRADE MUN TR | 113,651 | $1 | 0.0% | $7.51 | — | — | 59318B108 |
| — | BLACKROCK MUNIHLDGS NJ QLTY | 71,765 | $1 | 0.0% | $0.01 | — | — | 09254X101 |
| — | MORGAN STANLEY EMKT DBT FD I | 117,137 | $1 | 0.0% | $8.29 | — | — | 61744H105 |
| XBNYX | BLACKROCK N Y MUN INCOME TRU | 74,719 | $1 | 0.0% | $0.01 | — | — | 09248L106 |
| — | BLACKSTONE LONG SHORT CR INC | 69,365 | $1 | 0.0% | $8.36 | — | — | 09257D102 |
| — | TORTOISE ENERGY INFRA CORP | 23,024 | $1 | 0.0% | $20.29 | — | — | 89147L886 |
| USB | US BANCORP DEL | 16,738 | $1 | 0.0% | $29.93 | +22.7% | — | 902973304 |
| — | FIRST TR SR FLTG RATE INCOME | 74,274 | $1 | 0.0% | $9.99 | — | — | 33733U108 |
| — | ARES DYNAMIC CR ALLOCATION F | 60,105 | $1 | 0.0% | $11.75 | — | — | 04014F102 |
| — | FIRST TR HIGH YIELD OPPRT 20 | 46,036 | $1 | 0.0% | $10.59 | — | — | 33741Q107 |
| — | INVESCO PA VALUE MUN INC TR | 60,552 | $1 | 0.0% | $0.01 | — | — | 46132K109 |
| — | DELAWARE IVY HIGH INCOME OPP | 50,659 | $1 | 0.0% | $10.22 | — | — | 246107106 |
| XNBOX | NEUBERGER BERMAN N Y MUN FD | 50,964 | $0 | 0.0% | $12.35 | — | — | 64124K102 |
| — | FEDERATED HERMES PREM MUNI I | 44,588 | $0 | 0.0% | $10.34 | — | — | 31423P108 |
| GOLD | A-MARK PRECIOUS METALS INC | 13,000 | $0 | 0.0% | $25.79 | +22.6% | — | 00181T107 |
| SOFI | SOFI TECHNOLOGIES INC | 97,394 | $0 | 0.0% | $6.76 | -26.6% | — | 83406F102 |
| — | NUVEEN PENNSYLVANIA QLT MUN | 34,675 | $0 | 0.0% | $0.01 | — | — | 670972108 |
| — | KKR INCOME OPPORTUNITIES FD | 34,381 | $0 | 0.0% | $11.48 | — | — | 48249T106 |
| — | WESTERN ASSET MUN PARTNERS F | 31,435 | $0 | 0.0% | $13.46 | — | — | 95766P108 |
| — | EUROPEAN EQUITY FD INC | 48,342 | $0 | 0.0% | $10.37 | — | — | 298768102 |
| — | INVESCO TR INVT GRADE NEW YO | 35,794 | $0 | 0.0% | $11.91 | — | — | 46131T101 |
| — | KAYNE ANDERSON NEXTGEN ENRGY | 43,219 | $0 | 0.0% | $4.73 | — | — | 48661E108 |
| — | BLACKROCK MUNIYIELD N Y QUAL | 33,064 | $0 | 0.0% | $4.27 | — | — | 09255E102 |
| INTC | INTEL CORP | 11,400 | $0 | 0.0% | $32.31 | -17.5% | — | 458140100 |
| — | HIGHLAND GLOBAL ALLOCATION F | 31,288 | $0 | 0.0% | $7.64 | — | — | 43010T104 |
| — | ASA GOLD AND PRECIOUS MTLS L | 20,200 | $0 | 0.0% | $16.99 | — | — | G3156P103 |
| — | CENTRAL & EASTERN EUROPE FD | 33,995 | $0 | 0.0% | $21.76 | — | — | 153436100 |
| — | NUVEEN MASSACHUSETS QLT MUN | 26,207 | $0 | 0.0% | $0.01 | — | — | 67061E104 |
| GERN | GERON CORP | 110,000 | $0 | 0.0% | $1.64 | +36.7% | — | 374163103 |
| — | TAIWAN FD INC | 11,366 | $0 | 0.0% | $0.02 | — | — | 874036106 |
| — | INVESCO CALIF VALUE MUN INCO | 26,088 | $0 | 0.0% | $0.01 | — | — | 46132H106 |
| — | BLACKROCK MUNIYIELD MICH QU | 21,623 | $0 | 0.0% | $0.01 | — | — | 09254V105 |
| — | PGIM HIGH YIELD BOND FUND IN | 19,878 | $0 | 0.0% | $11.52 | — | — | 69346H100 |
| XDMFX | BNY MELLON MUN INCOME INC | 37,322 | $0 | 0.0% | $3.15 | — | — | 05589T104 |
| — | HERZFELD CARIBBEAN BASIN FD | 55,656 | $0 | 0.0% | $0.00 | — | — | 42804T106 |
| XTEAX | ECOFIN SUSTAINABLE AND SOCIA | 15,876 | $0 | 0.0% | $13.86 | — | — | 27901F109 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 30,516 | $0 | 0.0% | $7.51 | — | — | 641876800 |
| — | DWS STRATEGIC MUN INCOME TR | 22,808 | $0 | 0.0% | $0.01 | — | — | 23342Q101 |
| XPHTX | PIONEER HIGH INCOME FUND INC | 27,064 | $0 | 0.0% | $0.01 | — | — | 72369H106 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 18,170 | $0 | 0.0% | $10.00 | — | — | 27828A100 |
| — | BNY MELLON STRATEGIC MUN BD | 26,474 | $0 | 0.0% | $0.01 | — | — | 09662E109 |
| — | NEUBERGER BERMAN MLP & ENERG | 22,800 | $0 | 0.0% | $3.73 | — | — | 64129H104 |
| — | NUVEEN SHORT DURATION CR OPP | 12,135 | $0 | 0.0% | $12.94 | — | — | 67074X107 |
| — | BARINGS GLOBAL SHORT DURATIO | 10,988 | $0 | 0.0% | $16.04 | — | — | 06760L100 |
| — | APOLLO SR FLOATING RATE FD I | 10,778 | $0 | 0.0% | $0.01 | — | — | 037636107 |
| UUUU | ENERGY FUELS INC | 16,248 | $0 | 0.0% | $2.50 | +164.7% | — | 292671708 |
| XMHIX | PIONEER MUNICIPAL HIGH INCOM | 11,368 | $0 | 0.0% | $10.29 | — | — | 723763108 |
| WVE | WAVE LIFE SCIENCES LTD | 12,213 | $0 | 0.0% | $4.61 | 0.0% | — | Y95308105 |
| — | FS CREDIT OPPORTUNITIES CORP | 15,382 | $0 | 0.0% | $0.00 | — | — | 30290Y101 |
| NG | NOVAGOLD RES INC | 10,000 | $0 | 0.0% | $4.27 | +24.8% | — | 66987E206 |
| — | VERASTEM INC | 35,000 | $0 | 0.0% | $2.64 | — | — | 92337C104 |
| — | SIENTRA INC | 15,818 | $0 | 0.0% | $3.70 | — | — | 82621J105 |