Siena Capital Partners GP, LLC Diversified Active

Location: Evanston, IL

CIK: 0001694886 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Oct 20, 2017

Total Value: $98.63M (100.0% shares, 0.0% debt)

Holdings (25)

TSBK Timberland Bancorp Inc/WA 11.9%

Value $11.78M Shares 375,899 Est. Cost $15.89 Unrealized +31.1%

PLBC Plumas Bancorp 7.5%

Value $7.372M Shares 352,747 Est. Cost $14.11 Unrealized +44.6%

RF Regions Financial Corp 7.4%

Value $7.286M Shares 478,383 Est. Cost $8.84 Unrealized +18.0%

ZION Zions Bancorporation 6.9%

Value $6.841M Shares 145,000 Est. Cost $36.84 Unrealized +20.8%

CMA Comerica Inc 6.7%

Value $6.635M Shares 87,000 Est. Cost $40.37 Unrealized +23.5%

— Fidelity Southern Corp 6.6%

Value $6.481M Shares 274,141 Est. Cost $23.67 Unrealized —

FCNCA First Citizens BancShares Inc/ 6.5%

Value $6.401M Shares 17,121 Est. Cost $316.50 Unrealized +9.8%

BWFG Bankwell Financial Group Inc 5.2%

Value $5.148M Shares 139,359 Est. Cost $22.31 Unrealized +21.2%

OVLY Oak Valley Bancorp 5.0%

Value $4.959M Shares 295,362 Est. Cost $11.63 Unrealized +33.2%

PGC Peapack Gladstone Financial Co 4.5%

Value $4.454M Shares 132,009 Est. Cost $24.74 Unrealized +19.7%

SMBC Southern Missouri Bancorp Inc 4.3%

Value $4.221M Shares 115,680 Est. Cost $24.26 Unrealized +15.3%

— Citizens First Corp 4.1%

Value $4.069M Shares 170,677 Est. Cost $18.00 Unrealized —

MBCN Middlefield Banc Corp 3.5%

Value $3.458M Shares 75,000 Est. Cost $19.06 Unrealized -5.8%

— Community West Bancshares 3.2%

Value $3.204M Shares 308,058 Est. Cost $9.24 Unrealized —

— Carolina Financial Corp 3.2%

Value $3.121M Shares 86,977 Est. Cost $30.79 Unrealized —

— Community Financial Corp/The 2.3%

Value $2.276M Shares 64,347 Est. Cost $29.00 Unrealized —

— 1st Constitution Bancorp 2.3%

Value $2.272M Shares 125,198 Est. Cost $18.53 Unrealized —

— First Bancshares Inc/The 1.7%

Value $1.699M Shares 56,338 Est. Cost $27.49 Unrealized —

— Howard Bancorp Inc 1.5%

Value $1.527M Shares 73,057 Est. Cost $15.10 Unrealized —

— Central Valley Community Banco 1.3%

Value $1.279M Shares 57,364 Est. Cost $19.96 Unrealized —

NODK NI Holdings Inc 1.0%

Value $1.02M Shares 56,971 Est. Cost $16.70 Unrealized +3.4%

NWFL Norwood Financial Corp 1.0%

Value $994K Shares 32,561 Est. Cost $23.36 Unrealized +23.3%

— Zions Bancorporation 0.8%

Value $835K Shares 55,000 Est. Cost $11.75 Unrealized —

— Wellesley Bank 0.7%

Value $688K Shares 25,466 Est. Cost $27.08 Unrealized —

SMBK SmartFinancial Inc 0.6%

Value $610K Shares 25,350 Est. Cost $20.81 Unrealized +14.6%

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
TSBK	Timberland Bancorp Inc/WA	375,899	$11.78M	11.9%	$15.89	+31.1%	Equity	887098101
PLBC	Plumas Bancorp	352,747	$7.372M	7.5%	$14.11	+44.6%	Equity	729273102
RF	Regions Financial Corp	478,383	$7.286M	7.4%	$8.84	+18.0%	Equity	7591EP100
ZION	Zions Bancorporation	145,000	$6.841M	6.9%	$36.84	+20.8%	Equity	989701107
CMA	Comerica Inc	87,000	$6.635M	6.7%	$40.37	+23.5%	Equity	200340107
—	Fidelity Southern Corp	274,141	$6.481M	6.6%	$23.67	—	Equity	316394105
FCNCA	First Citizens BancShares Inc/	17,121	$6.401M	6.5%	$316.50	+9.8%	Equity	31946M103
BWFG	Bankwell Financial Group Inc	139,359	$5.148M	5.2%	$22.31	+21.2%	Equity	06654A103
OVLY	Oak Valley Bancorp	295,362	$4.959M	5.0%	$11.63	+33.2%	Equity	671807105
PGC	Peapack Gladstone Financial Co	132,009	$4.454M	4.5%	$24.74	+19.7%	Equity	704699107
SMBC	Southern Missouri Bancorp Inc	115,680	$4.221M	4.3%	$24.26	+15.3%	Equity	843380106
—	Citizens First Corp	170,677	$4.069M	4.1%	$18.00	—	Equity	17462Q107
MBCN	Middlefield Banc Corp	75,000	$3.458M	3.5%	$19.06	-5.8%	Equity	596304204
—	Community West Bancshares	308,058	$3.204M	3.2%	$9.24	—	Equity	204157101
—	Carolina Financial Corp	86,977	$3.121M	3.2%	$30.79	—	Equity	143873107
—	Community Financial Corp/The	64,347	$2.276M	2.3%	$29.00	—	Equity	20368X101
—	1st Constitution Bancorp	125,198	$2.272M	2.3%	$18.53	—	Equity	31986N102
—	First Bancshares Inc/The	56,338	$1.699M	1.7%	$27.49	—	Equity	318916103
—	Howard Bancorp Inc	73,057	$1.527M	1.5%	$15.10	—	Equity	442496105
—	Central Valley Community Banco	57,364	$1.279M	1.3%	$19.96	—	Equity	155685100
NODK	NI Holdings Inc	56,971	$1.02M	1.0%	$16.70	+3.4%	Equity	65342T106
NWFL	Norwood Financial Corp	32,561	$994K	1.0%	$23.36	+23.3%	Equity	669549107
—	Zions Bancorporation	55,000	$835K	0.8%	$11.75	—	Warrant	989701115
—	Wellesley Bank	25,466	$688K	0.7%	$27.08	—	Equity	949485106
SMBK	SmartFinancial Inc	25,350	$610K	0.6%	$20.81	+14.6%	Equity	83190L208