Location: Fort Lee, NJ
CIK: 0001696778 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 15, 2019
Total Value: $180M (25.4% shares, 74.6% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | MOLINA HEALTHCARE INC | 9,706,000 | $33.15M | 18.5% | $2.50 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | SQUARE INC | 9,438,000 | $30.94M | 17.2% | $3.00 | — | NOTE 0.375% 3/0 | 852234AB9 |
| — | ADVANCED MICRO DEVICES INC | 5,402,000 | $17.66M | 9.8% | $3.82 | — | NOTE 2.125% 9/0 | 007903BD8 |
| — | SAREPTA THERAPEUTICS INC | 6,833,000 | $12.34M | 6.9% | $1.81 | — | DBCV 1.500%11/1 | 803607AB6 |
| — | CAESARS ENTMT CORP | 5,267,000 | $7.648M | 4.3% | $1.25 | — | NOTE 5.000%10/0 | 127686AA1 |
| — | HERBALIFE LTD | 5,000,000 | $6.231M | 3.5% | $1.25 | — | NOTE 2.000% 8/1 | 42703MAB9 |
| — | RETROPHIN INC | 5,963,000 | $5.617M | 3.1% | $0.94 | — | NOTE 2.500% 9/1 | 761299AB2 |
| — | INTERCEPT PHARMACEUTICALS IN | 4,944,000 | $4.949M | 2.8% | $0.95 | — | NOTE 3.250% 7/0 | 45845PAA6 |
| — | MEDICINES CO | 5,326,000 | $4.494M | 2.5% | $0.84 | — | NOTE 2.750% 7/1 | 584688AG0 |
| — | HORIZON PHARMA INVT LTD | 3,505,000 | $3.986M | 2.2% | $1.09 | — | NOTE 2.500% 3/1 | 44052TAB7 |
| — | WRIGHT MED GROUP N V | 2,500,000 | $3.876M | 2.2% | $1.37 | — | NOTE 2.250%11/1 | 98236JAB4 |
| BIIB | BIOGEN INC | 15,800 | $3.735M | 2.1% | $314.89 | 0.0% | COM | 09062X103 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 33,400 | $2.967M | 1.7% | $93.44 | -0.8% | COM | 09061G101 |
| AMGN | AMGEN INC | 12,548 | $2.384M | 1.3% | $154.67 | 0.0% | COM | 031162100 |
| — | ZENDESK INC | 1,500,000 | $2.19M | 1.2% | $1.46 | — | NOTE 0.250% 3/1 | 98936JAB7 |
| BKNG | BOOKING HOLDINGS ORD | 1,200 | $2.094M | 1.2% | $1755.46 | 0.0% | COM | 09857L108 |
| — | AVID TECHNOLOGY INC | 253,487 | $1.888M | 1.1% | $7.45 | — | COM | 05367P100 |
| IWM | ISHARES TR | 11,414 | $1.748M | 1.0% | $137.72 | — | RUSSELL 2000 ETF | 464287655 |
| XLV | SELECT SECTOR SPDR TR | 14,612 | $1.341M | 0.7% | $79.84 | — | SBI HEALTHCARE | 81369Y209 |
| AMSC | AMERICAN SUPERCONDUCTOR CORP | 104,307 | $1.341M | 0.7% | $7.09 | +91.9% | SHS NEW | 030111207 |
| SILC | SILICOM LTD | 31,335 | $1.199M | 0.7% | $36.28 | 0.0% | ORD | M84116108 |
| — | BIOGEN INC | 15,800 | $1.176M | 0.7% | — | — | Put | 09062X953 |
| AIRG | AIRGAIN ORD | 86,119 | $1.105M | 0.6% | $11.93 | -1.7% | COM | 00938A104 |
| — | MEDICINES CO | 150,616 | $1.026M | 0.6% | — | — | Put | 584688955 |
| — | PIXELWORKS INC | 230,628 | $904K | 0.5% | $4.55 | — | COM NEW | 72581M305 |
| APPS | DIGITAL TURBINE INC | 252,373 | $883K | 0.5% | $1.58 | +73.9% | COM NEW | 25400W102 |
| QCOM | QUALCOMM INC | 15,355 | $876K | 0.5% | $50.85 | -10.1% | COM | 747525103 |
| — | REALPAGE INC | 553,000 | $854K | 0.5% | $1.64 | — | NOTE 1.500%11/1 | 75606NAB5 |
| XLY | SELECT SECTOR SPDR TR | 7,405 | $843K | 0.5% | $98.97 | — | SBI CONS DISCR | 81369Y407 |
| KN | KNOWLES CORP | 47,697 | $841K | 0.5% | $15.06 | +2.7% | COM | 49926D109 |
| ALLT | ALLOT COMMUNICATIONS LTD | 92,283 | $733K | 0.4% | $6.26 | +14.8% | SHS | M0854Q105 |
| — | XILINX INC | 42,500 | $722K | 0.4% | — | — | Call | 983919901 |
| XBI | SPDR SERIES TRUST | 7,793 | $705K | 0.4% | $70.00 | — | S&P BIOTECH | 78464A870 |
| — | DSP GROUP INC | 47,697 | $671K | 0.4% | $13.25 | — | COM | 23332B106 |
| VUZI | VUZIX CORP | 218,600 | $669K | 0.4% | $6.08 | -34.1% | COM NEW | 92921W300 |
| CLFD | CLEARFIELD INC | 44,498 | $654K | 0.4% | $13.38 | -1.3% | COM | 18482P103 |
| — | PROGENICS PHARMACEUTICALS IN | 138,357 | $641K | 0.4% | $4.61 | — | COM | 743187106 |
| RIG | TRANSOCEAN LTD | 73,000 | $635K | 0.4% | $8.57 | 0.0% | REG SHS | H8817H100 |
| — | XILINX INC | 5,000 | $634K | 0.4% | $85.08 | — | COM | 983919101 |
| XLI | SELECT SECTOR SPDR TR | 8,254 | $619K | 0.3% | $66.10 | — | SBI INT-INDS | 81369Y704 |
| — | LA JOLLA PHARMACEUTICAL CO | 95,607 | $615K | 0.3% | $6.43 | — | COM PAR $.0001 2 | 503459604 |
| VGT | VANGUARD WORLD FDS | 3,021 | $606K | 0.3% | $146.10 | — | INF TECH ETF | 92204A702 |
| — | DERMIRA INC | 44,000 | $596K | 0.3% | $13.55 | — | COM | 24983L104 |
| — | CORREVIO PHARMA CORP | 172,066 | $544K | 0.3% | $3.16 | — | COM | 22026V105 |
| DMAC | DIAMEDICA THERAPEUTI ORD | 119,863 | $544K | 0.3% | $5.81 | -37.9% | COM NEW | 25253X207 |
| MX | MAGNACHIP SEMICONDUCTOR CORP | 70,050 | $518K | 0.3% | $9.51 | -25.2% | COM | 55933J203 |
| RFIL | RF INDS LTD | 76,572 | $516K | 0.3% | $7.37 | 0.0% | COM PAR $0.01 | 749552105 |
| — | NANO DIMENSION LTD | 1,462,974 | $486K | 0.3% | $0.33 | — | SPONS ADR | 63008G104 |
| — | NEWLINK GENETICS CORP | 245,649 | $475K | 0.3% | $1.93 | — | COM | 651511107 |
| — | RIGEL PHARMACEUTICALS INC | 219,143 | $463K | 0.3% | $2.22 | — | COM NEW | 766559603 |
| — | ADAMAS PHARMACEUTICALS INC | 59,740 | $425K | 0.2% | $7.11 | — | COM | 00548A106 |
| — | ACHIEVE LIFE SCIENCES ORD | 123,654 | $399K | 0.2% | $2.27 | — | COM NEW | 004468203 |
| — | APTEVO THERAPEUTICS INC | 429,000 | $387K | 0.2% | $0.90 | — | COM | 03835L108 |
| — | BIONANO GENOMICS ORD | 87,513 | $382K | 0.2% | $5.26 | — | COM | 09075F107 |
| — | ISHARES TR | 50,000 | $380K | 0.2% | — | — | Put | 464287955 |
| XLF | SELECT SECTOR SPDR TR | 14,567 | $374K | 0.2% | $24.55 | — | SBI INT-FINL | 81369Y605 |
| SAVA | CASSAVA SCIENCES ORD | 288,363 | $372K | 0.2% | $1.15 | 0.0% | COM | 14817C107 |
| — | QUANTENNA COMMUNICAT ORD | 15,119 | $368K | 0.2% | $12.76 | — | COM | 74766D100 |
| XLP | SELECT SECTOR SPDR TR | 6,489 | $364K | 0.2% | $50.56 | — | SBI CONS STPLS | 81369Y308 |
| XPH | SPDR SERIES TRUST | 8,635 | $359K | 0.2% | $19.88 | — | S&P PHARMAC | 78464A722 |
| — | TITAN MEDICAL ORD | 114,886 | $321K | 0.2% | $2.79 | — | COM NEW | 88830X819 |
| — | CHESAPEAKE ENERGY CORP | 99,200 | $307K | 0.2% | $3.09 | — | COM | 165167107 |
| — | MILLENDO THERAPEUTICS INC | 18,357 | $276K | 0.2% | $7.94 | — | COM | 60040X103 |
| ATEN | A10 NETWORKS INC | 37,576 | $266K | 0.1% | $6.36 | 0.0% | COM | 002121101 |
| — | APOLLO ENDOSURGERY ORD | 56,446 | $212K | 0.1% | $5.19 | — | COM | 03767D108 |
| — | VISTAGEN THERAPEUTICS INC | 158,343 | $203K | 0.1% | $1.28 | — | COM NEW | 92840H202 |
| — | INTERCEPT PHARMACEUTICALS IN | 91,911 | $171K | 0.1% | — | — | Put | 45845P958 |
| — | IMMUNOGEN INC | 53,382 | $145K | 0.1% | $2.72 | — | COM | 45253H101 |
| — | IMMUNOGEN INC | 55,800 | $133K | 0.1% | — | — | Put | 45253H951 |
| — | BIONANO GENOMICS EQY WARRANT WRNT 6.13 21 Sep 23 | 88,446 | $112K | 0.1% | $1.27 | — | *W EXP 08/21/202 | 09075F115 |
| — | AMGEN INC | 38,000 | $105K | 0.1% | — | — | Put | 031162950 |
| — | QUALCOMM INC | 141,600 | $89,000 | 0.0% | — | — | Put | 747525953 |
| — | RETROPHIN INC | 19,179 | $84,000 | 0.0% | — | — | Put | 761299956 |
| — | PDVWIRELESS INC | 2,363 | $83,000 | 0.0% | $36.13 | — | COM | 69290R104 |
| — | NANOVIBRONIX INC | 20,000 | $82,000 | 0.0% | $4.60 | — | COM | 63008J108 |
| — | QUICKLOGIC CORP | 126,094 | $77,000 | 0.0% | $0.84 | — | COM | 74837P108 |
| — | INTEVAC INC | 11,464 | $71,000 | 0.0% | $6.19 | — | COM | 461148108 |
| ENTX | ENTERA BIO LTD | 14,949 | $65,000 | 0.0% | $5.25 | -22.7% | SHS | M40527109 |
| — | BIOCRYST PHARMACEUTICALS | 16,200 | $63,000 | 0.0% | — | — | Put | 09058V953 |
| — | QUALCOMM INC | 48,300 | $62,000 | 0.0% | — | — | Call | 747525903 |
| XLU | SELECT SECTOR SPDR TR | 1,010 | $59,000 | 0.0% | $52.38 | — | SBI INT-UTILS | 81369Y886 |
| — | BIOMARIN PHARMACEUTICAL INC | 6,611 | $55,000 | 0.0% | — | — | Put | 09061G951 |
| — | FOAMIX PHARMACEUTICALS LTD | 13,500 | $51,000 | 0.0% | $3.56 | — | SHS | M46135105 |
| — | BIOCRYST PHARMACEUTICALS | 16,200 | $49,000 | 0.0% | — | — | Call | 09058V903 |
| — | BOOKING HLDGS INC | 208 | $46,000 | 0.0% | — | — | Put | 09857L958 |
| — | INTRA CELLULAR THERAPIES INC | 67,500 | $43,000 | 0.0% | — | — | Call | 46116X901 |
| — | CARA THERAPEUTICS INC | 15,900 | $35,000 | 0.0% | — | — | Call | 140755909 |
| — | ZAYO GROUP HLDGS INC | 40,000 | $33,000 | 0.0% | — | — | Call | 98919V905 |
| — | SANOFI CONTINGENT VALUE RTS RIGHTS | 28,979 | $13,000 | 0.0% | $0.51 | — | RIGHT 12/31/2020 | 80105N113 |
| — | ENTERA BIO LTD | 13,943 | $13,000 | 0.0% | $0.93 | — | *W EXP 06/27/202 | M40527117 |
| — | WEATHERFORD INTL PLC | 17,000 | $12,000 | 0.0% | $0.53 | — | ORD SHS | G48833100 |
| — | CAESARS ENTMT CORP | 16,649 | $11,000 | 0.0% | — | — | Put | 127686953 |
| — | ABBVIE INC | 22,500 | $7,000 | 0.0% | — | — | Put | 00287Y959 |
| — | KBR INC | 10,737 | $4,000 | 0.0% | — | — | Put | 48242W956 |
| — | NOVAVAX INC | 43,500 | $2,000 | 0.0% | — | — | Call | 670002904 |
| — | HERBALIFE NUTRITION LTD | 1,496 | $2,000 | 0.0% | — | — | Put | G4412G951 |
| — | INTERCEPT PHARMACEUTICALS IN | 700 | $1,000 | 0.0% | — | — | Call | 45845P958 |
| — | CONATUS PHARMACEUTICALS INC | 46,400 | $1,000 | 0.0% | — | — | Call | 20600T908 |