Location: Vancouver, British Columbia, Canada
CIK: 0001706164 · Show all filings
Period: Q4 2022 (← Previous) (Next →)
Filing Date: Feb 10, 2023
Total Value: $335M (55.5% shares, 44.5% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | FORUM ENERGY TECHNOLOGIES IN | 16,998,134 | $25.25M | 7.5% | $1.49 | $1.25 | — | NOTE 9.000% 8/0 | 34984VAC4 |
| — | PARATEK PHARMACEUTICALS INC | 15,510,000 | $18.64M | 5.6% | $1.20 | $0.85 | — | NOTE 4.750% 5/0 | 699374AB0 |
| — | OPKO HEALTH INC | 14,000,000 | $16.88M | 5.0% | $1.21 | $1.48 | — | NOTE 4.500% 2/1 | 68375NAD5 |
| — | ESPERION THERAPEUTICS INC NE | 21,104,000 | $15.87M | 4.7% | $0.75 | $0.66 | — | NOTE 4.000%11/1 | 29664WAB1 |
| SANG | SANGOMA TECHNOLOGIES CORP | 2,383,607 | $15.14M | 4.5% | $6.35 * | $13.48 | -64.4% | COM NEW | 80100R408 |
| — | FIRST MAJESTIC SILVER CORP | 12,500,000 | $14.39M | 4.3% | $1.15 | $1.15 | — | NOTE 0.375% 1/1 ADDED | 32076VAD5 |
| — | INTERCEPT PHARMACEUTICALS IN | 11,795,000 | $12.03M | 3.6% | $1.02 | $0.85 | — | NOTE 2.000% 5/1 | 45845PAB4 |
| — | EVENTBRITE INC | 12,500,000 | $11.8M | 3.5% | $0.94 | $0.94 | — | NOTE 0.750% 9/1 | 29975EAD1 |
| — | BANDWIDTH INC | 11,000,000 | $9.431M | 2.8% | $0.86 | $0.86 | — | NOTE 0.500% 4/0 | 05988JAD5 |
| — | MAXAR TECHNOLOGIES INC | 134,720 | $9.43M | 2.8% | $70.00 | $32.99 | — | COM | 57778K105 |
| BUR | BURFORD CAP LTD | 827,772 | $9.133M | 2.7% | $11.03 * | $8.93 | -9.7% | ORD SHS | G17977110 |
| PAR | PAR TECHNOLOGY CORP | 229,881 | $8.115M | 2.4% | $35.30 * | $40.31 | -36.1% | COM | 698884103 |
| KKR | KKR & CO INC | 125,290 | $7.875M | 2.3% | $62.85 * | $26.64 | +78.5% | COM | 48251W104 |
| — | ABRDN ASIA PACIFIC INCOME FU | 2,160,000 | $7.692M | 2.3% | $3.56 | $3.51 | — | COM | 003009107 |
| SSNC | SS&C TECHNOLOGIES HLDGS INC | 90,380 | $6.371M | 1.9% | $70.49 * | $58.36 | -13.2% | COM | 78467J100 |
| Z | ZILLOW GROUP INC | 143,677 | $6.266M | 1.9% | $43.61 * | $69.39 | -52.3% | CL C CAP STK | 98954M200 |
| — | SSR MNG INC | 4,000,000 | $6.114M | 1.8% | $1.53 | $1.51 | — | NOTE 2.500% 4/0 | 784730AB9 |
| ATEX | ANTERIX INC | 126,500 | $5.51M | 1.6% | $43.56 * | $53.38 | -36.2% | COM | 03676C100 |
| BIDU | BAIDU INC | 35,580 | $5.51M | 1.6% | $154.86 | $253.92 | — | SPON ADR REP A | 056752108 |
| AVNW | AVIAT NETWORKS INC | 129,524 | $5.47M | 1.6% | $42.23 * | $20.49 | +48.2% | COM NEW | 05366Y201 |
| IBKR | INTERACTIVE BROKERS GROUP IN | 53,968 | $5.287M | 1.6% | $97.97 * | $12.74 | +44.2% | COM CL A | 45841N107 |
| DCBO | DOCEBO INC | 117,820 | $5.271M | 1.6% | $44.74 * | $34.26 | -12.5% | COM | 25609L105 |
| — | WESTERN ASSET EMERGING MKTS | 409,810 | $5.055M | 1.5% | $12.33 | $11.63 | — | COM | 95766A101 |
| EGAN | EGAIN CORP | 405,056 | $4.952M | 1.5% | $12.23 * | $9.85 | -16.4% | COM NEW | 28225C806 |
| — | NUVEEN MUNICIPAL CREDIT INC | 300,000 | $4.907M | 1.5% | $16.36 | $16.36 | — | COM SH BEN INT | 67070X101 |
| TPL | TEXAS PACIFIC LAND CORPORATI | 1,427 | $4.529M | 1.4% | $3173.79 * | $117.44 | +117.9% | COM | 88262P102 |
| JD | JD.COM INC | 57,345 | $4.358M | 1.3% | $76.00 | $43.77 | — | SPON ADR CL A | 47215P106 |
| — | BANDWIDTH INC | 4,000,000 | $4.114M | 1.2% | $1.03 | $1.03 | — | NOTE 0.250% 3/0 | 05988JAB9 |
| — | MORGAN STANLEY EMERGING MKTS | 661,935 | $3.944M | 1.2% | $5.96 | $5.88 | — | COM | 617477104 |
| — | EVENTBRITE INC | 3,000,000 | $3.761M | 1.1% | $1.25 | $1.25 | — | NOTE 5.000%12/0 | 29975EAB5 |
| UTI | UNIVERSAL TECHNICAL INST INC | 403,862 | $3.675M | 1.1% | $9.10 * | $6.49 | +1.8% | COM | 913915104 |
| PTON | PELOTON INTERACTIVE INC | 337,090 | $3.624M | 1.1% | $10.75 * | $50.45 | -81.0% | CL A COM | 70614W100 |
| — | WESTERN AST INFL LKD OPP & I | 283,708 | $3.507M | 1.0% | $12.36 | $13.11 | — | COM | 95766R104 |
| — | HOWARD HUGHES CORP | 32,834 | $3.397M | 1.0% | $103.46 | $11043.84 | — | COM | 44267D107 |
| — | SHAW COMMUNICATIONS INC | 81,020 | $3.161M | 0.9% | $39.02 | $36.83 | — | CL B CONV | 82028K200 |
| — | BEYOND MEAT INC | 8,000,000 | $2.849M | 0.8% | $0.36 | $0.50 | — | NOTE 3/1 | 08862EAB5 |
| — | ACCELERATE DIAGNOSTICS INC | 1,910,000 | $2.413M | 0.7% | $1.26 | $0.80 | — | NOTE 2.500% 3/1 | 00430HAB8 |
| XYZ | BLOCK INC | 27,130 | $2.308M | 0.7% | $85.07 * | $114.73 | -46.2% | CL A | 852234103 |
| BN | BROOKFIELD CORP | 47,300 | $2.014M | 0.6% | $42.58 * | $21.90 | 0.0% | CL A LTD VT SH ADDED | 11271J107 |
| — | TABULA RASA HEALTHCARE INC | 1,789,000 | $1.91M | 0.6% | $1.07 | $1.06 | — | NOTE 1.750% 2/1 | 873379AA9 |
| IAC | IAC INC | 28,700 | $1.725M | 0.5% | $60.10 * | $129.53 | -69.5% | COM NEW | 44891N208 |
| — | MAXEON SOLAR TECHNOLOGIES LT | 990,000 | $1.508M | 0.4% | $1.52 | $1.43 | — | NOTE 6.500% 7/1 | 57779BAB0 |
| SBUX | STARBUCKS CORP | 11,090 | $1.49M | 0.4% | $134.36 * | $75.18 | +16.5% | COM | 855244109 |
| QBTS | D-WAVE QUANTUM INC | 747,838 | $1.458M | 0.4% | $1.95 * | $8.63 | -59.1% | COM | 26740W109 |
| CIGI | COLLIERS INTL GROUP INC | 11,250 | $1.399M | 0.4% | $124.36 * | $92.20 | -0.2% | SUB VTG SHS | 194693107 |
| KW | KENNEDY-WILSON HOLDINGS INC | 60,940 | $1.298M | 0.4% | $21.30 * | $16.10 | -0.2% | COM | 489398107 |
| MCHP | MICROCHIP TECHNOLOGY INC. | 13,220 | $1.257M | 0.4% | $95.08 * | $61.61 | +3.7% | COM | 595017104 |
| NOC | NORTHROP GRUMMAN CORP | 1,640 | $1.212M | 0.4% | $739.02 * | $295.52 | +67.6% | COM | 666807102 |
| STWD | STARWOOD PPTY TR INC | 47,400 | $1.176M | 0.4% | $24.81 | $19.47 | — | COM | 85571B105 |
| — | SNAP INC | 1,000,000 | $1.156M | 0.3% | $1.16 | $1.19 | — | NOTE 0.750% 8/0 | 83304AAB2 |
| MCAG | MOUNTAIN CREST ACQSITN CORP | 83,200 | $1.128M | 0.3% | $13.56 * | $10.00 | 0.0% | COM | 62404B107 |
| — | AFFIRM HLDGS INC | 1,500,000 | $1.127M | 0.3% | $0.75 | $0.75 | — | NOTE 11/1 ADDED | 00827BAB2 |
| — | MONEYGRAM INTL INC | 70,200 | $1.035M | 0.3% | $14.74 | $13.44 | — | COM NEW | 60935Y208 |
| — | STORE CAP CORP | 22,250 | $966K | 0.3% | $43.42 | $43.32 | — | COM | 862121100 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 7,030 | $959K | 0.3% | $136.42 | $133.13 | — | COM NEW | 049164205 |
| LBRDK | LIBERTY BROADBAND CORP | 8,820 | $909K | 0.3% | $103.06 * | $93.47 | -18.5% | COM SER C | 530307305 |
| — | SIERRA WIRELESS INC | 22,650 | $889K | 0.3% | $39.25 | $23.24 | — | COM | 826516106 |
| — | CHURCHILL CAPITAL CORP VII | 63,206 | $853K | 0.3% | $13.50 | $13.38 | — | COM CL A | 17144M102 |
| NOA | NORTH AMERN CONSTR GROUP LTD | 44,910 | $812K | 0.2% | $18.08 * | $12.26 | +0.5% | COM | 656811106 |
| — | MERIDIAN BIOSCIENCE INC | 17,450 | $785K | 0.2% | $44.99 | $43.98 | — | COM | 589584101 |
| — | FORGEROCK INC | 24,300 | $749K | 0.2% | $30.82 | $30.82 | — | CL A | 34631B101 |
| — | HEALTH SCIENCES ACQ CORP 2 | 55,300 | $748K | 0.2% | $13.53 | $13.53 | — | ORD SHS | G4411D109 |
| — | FIRST LT ACQUISITION GROUP I | 53,100 | $731K | 0.2% | $13.77 | $13.77 | — | CL A | 320703101 |
| — | CHURCHILL CAPITAL CORP VI | 53,170 | $720K | 0.2% | $13.54 | $13.40 | — | COM CL A | 17143W101 |
| — | USERTESTING INC | 69,700 | $709K | 0.2% | $10.17 | $10.17 | — | COM | 91734E101 |
| — | SEASPINE HLDGS CORP | 61,260 | $693K | 0.2% | $11.31 | $11.31 | — | COM | 81255T108 |
| — | 1LIFE HEALTHCARE INC | 24,900 | $563K | 0.2% | $22.61 | $23.50 | — | COM | 68269G107 |
| — | AVEO PHARMACEUTICALS INC | 27,800 | $563K | 0.2% | $20.25 | $20.25 | — | COM NEW | 053588307 |
| — | ALTITUDE ACQUISITION CORP | 41,000 | $551K | 0.2% | $13.44 | $13.44 | — | COM CL A | 02156Y103 |
| — | EVO PMTS INC | 11,900 | $545K | 0.2% | $45.80 | $45.99 | — | CL A COM | 26927E104 |
| TGNA | TEGNA INC | 18,900 | $542K | 0.2% | $28.68 * | $20.16 | 0.0% | COM | 87901J105 |
| — | COUPA SOFTWARE INC | 4,900 | $525K | 0.2% | $107.14 | $107.14 | — | COM | 22266L106 |
| FHN | FIRST HORIZON CORPORATION | 15,700 | $521K | 0.2% | $33.18 * | $20.85 | +3.3% | COM | 320517105 |
| — | BLACK KNIGHT INC | 6,150 | $514K | 0.2% | $83.58 | $84.74 | — | COM | 09215C105 |
| — | KENSINGTON CAPITAL ACQUISITI | 36,400 | $502K | 0.1% | $13.79 | $13.77 | — | SHS CL A | G5251K103 |
| BAM | BROOKFIELD ASSET MANAGMT LTD | 11,824 | $458K | 0.1% | $38.73 * | $27.10 | 0.0% | CL A LMT VTG SHS ADDED | 113004105 |
| — | IMAGO BIOSCIENCES INC | 9,300 | $453K | 0.1% | $48.71 | $48.71 | — | COM | 45250K107 |
| — | PROFESSIONAL HLDG CORP | 11,870 | $446K | 0.1% | $37.57 | $35.80 | — | CL A COM | 743139107 |
| — | SPIRIT AIRLS INC | 15,800 | $417K | 0.1% | $26.39 | $27.16 | — | COM | 848577102 |
| — | WELSBACH TECH METALS ACQU CO | 28,931 | $400K | 0.1% | $13.83 | $13.83 | — | COM | 950415109 |
| SMLR | SEMLER SCIENTIFIC INC | 8,400 | $375K | 0.1% | $44.64 * | $35.75 | -3.0% | COM | 81684M104 |
| — | ATLAS CORP | 17,840 | $371K | 0.1% | $20.80 | $20.80 | — | SHARES | Y0436Q109 |
| — | AGROFRESH SOLUTIONS INC | 89,800 | $360K | 0.1% | $4.01 | $4.01 | — | COM | 00856G109 |
| WBD | WARNER BROS DISCOVERY INC | 27,000 | $347K | 0.1% | $12.85 * | $18.55 | -39.1% | COM SER A | 934423104 |
| — | MASON INDUSTRIAL TECHNOLGY I | 25,180 | $341K | 0.1% | $13.54 | $13.22 | — | COM CL A | 57520Y106 |
| — | FORTRESS CAPITAL ACQUISITION | 22,255 | $304K | 0.1% | $13.66 | $13.69 | — | SHS CL A | G36427105 |
| — | FIRST EAGLE ALTR CAP BDC INC | 51,850 | $299K | 0.1% | $5.77 | $5.77 | — | COM | 26943B100 |
| — | O2MICRO INTERNATIONAL LIMITE | 48,400 | $293K | 0.1% | $6.05 | $6.05 | — | SPONS ADR | 67107W100 |
| — | POSHMARK INC | 11,540 | $279K | 0.1% | $24.18 | $24.18 | — | COM CL A | 73739W104 |
| — | ARISZ ACQUISITION CORP | 20,390 | $274K | 0.1% | $13.44 | $13.44 | — | COMMON STOCK | 040450108 |
| — | GOLDEN ARROW MERGER CORP | 19,450 | $264K | 0.1% | $13.57 | $13.57 | — | CLASS A COM | 380799106 |
| — | BENEFITFOCUS INC | 18,350 | $260K | 0.1% | $14.17 | $14.17 | — | COM | 08180D106 |
| — | ALTRA INDL MOTION CORP | 3,200 | $259K | 0.1% | $80.94 | $80.94 | — | COM | 02208R106 |
| — | ELEVATE CREDIT INC | 108,600 | $257K | 0.1% | $2.37 | $2.37 | — | COM | 28621V101 |
| — | WESTERN ASST INFLTN LKD INM | 21,588 | $252K | 0.1% | $11.67 | $14.49 | — | COM SH BEN INT | 95766Q106 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 10,000 | $243K | 0.1% | $24.30 | $21.70 | — | TR UNIT | 85208R101 |
| BNIX | BANNIX ACQUISITION CORP | 16,300 | $224K | 0.1% | $13.74 | $13.74 | — | COM | 066644105 |
| — | BROAD CAPITAL ACQUISITION CO | 16,173 | $224K | 0.1% | $13.85 | $13.79 | — | COM | 11125B102 |
| — | SOUTH JERSEY INDS INC | 4,120 | $198K | 0.1% | $48.06 | $43.40 | — | COM | 838518108 |
| — | F-STAR THERAPEUTICS INC | 22,760 | $195K | 0.1% | $8.57 | $7.93 | — | COM | 30315R107 |
| — | MYOVANT SCIENCES LTD | 5,300 | $193K | 0.1% | $36.42 | $36.42 | — | COM | G637AM102 |
| — | KNOWBE4 INC | 5,550 | $186K | 0.1% | $33.51 | $32.76 | — | CL A | 49926T104 |
| — | QUMU CORP | 151,046 | $183K | 0.1% | $1.21 | $1.21 | — | COM | 749063103 |
| — | AEROJET ROCKETDYNE HLDGS INC | 2,400 | $182K | 0.1% | $75.83 | $75.83 | — | COM | 007800105 |
| SFIX | STITCH FIX INC | 41,580 | $175K | 0.1% | $4.21 * | $29.28 | -87.2% | COM CL A | 860897107 |
| COIN | COINBASE GLOBAL INC | 2,900 | $139K | 0.0% | $47.93 * | $253.54 | -79.2% | COM CL A | 19260Q107 |
| — | LAZARD GROWTH ACQUISITION CO | 8,810 | $121K | 0.0% | $13.73 | $12.68 | — | CL A ORD SHS | G54035103 |
| — | FTAC HERA ACQUISITION CORP | 8,810 | $121K | 0.0% | $13.73 | $12.68 | — | CLASS A ORD SHS | G3728Y103 |
| — | INDEPENDENCE HOLDINGS CORP | 8,816 | $120K | 0.0% | $13.61 | $12.64 | — | CLASS A ORD SHS | G4761A101 |
| — | FUSION ACQUISITION CORP II | 8,820 | $120K | 0.0% | $13.61 | $12.64 | — | COM CL A | 36118N102 |
| SLAMF | SLAM CORP | 8,810 | $120K | 0.0% | $13.62 * | $9.80 | +2.1% | CL A SHS | G8210L105 |
| — | B RILEY PRIN 250 MERGER CORP | 8,840 | $119K | 0.0% | $13.46 | $12.62 | — | CLASS A COM | 05602L104 |
| — | APOLLO STRATEGIC GRWT CPTL I | 8,700 | $118K | 0.0% | $13.56 | $12.66 | — | SHS CL A | G0412A102 |
| — | SOCIAL CAP SUVRETTA HLDS CP | 8,680 | $118K | 0.0% | $13.59 | $12.67 | — | CLASS A ORD SHS | G8253Y105 |
| — | SOCIAL CAP SUVRETTA HLDS C | 8,680 | $118K | 0.0% | $13.59 | $12.78 | — | RP CLASS A ORD SHS | G8253U103 |
| — | KHOSLA VENTURES ACQUT CO III | 8,680 | $117K | 0.0% | $13.48 | $12.60 | — | COM CL A | 482506102 |
| — | WARBURG PINCUS CAPTAL CORP I | 8,040 | $110K | 0.0% | $13.68 | $12.56 | — | SHS CL A | G9460M108 |
| JWSMF | JAWS MUSTANG ACQUISITION COR | 7,900 | $108K | 0.0% | $13.67 * | $9.83 | +2.0% | SHS CL A | G50737108 |
| — | WARBURG PINCUS CAPTAL CORP I | 6,429 | $88,000 | 0.0% | $13.69 | $12.40 | — | SHS CL A | G9461D107 |
| — | ELLIOTT OPPORTUNITY II CORP | 6,399 | $87,000 | 0.0% | $13.60 | $12.45 | — | SHS CL A | G30092103 |
| — | ARES ACQUISITION CORPORATION | 6,400 | $87,000 | 0.0% | $13.59 | $12.45 | — | COM CL A | G33032106 |
| — | VECTOR ACQUISITION CORP II | 6,346 | $87,000 | 0.0% | $13.71 | $12.30 | — | CL A SHS | G9460A104 |
| — | MSD ACQUISITION CORP | 6,300 | $86,000 | 0.0% | $13.65 | $12.34 | — | CLASS A ORD SHS | G5709C109 |
| OKLO | ALTC ACQUISITION CORP | 6,346 | $85,000 | 0.0% | $13.39 * | $9.84 | -0.1% | COM CL A | 02156V109 |
| — | EDIFY ACQUISITION CORP | 5,013 | $69,000 | 0.0% | $13.76 | $13.76 | — | CL A | 28059Q103 |
| NXE | NEXGEN ENERGY LTD | 11,300 | $66,000 | 0.0% | $5.84 * | $4.79 | -12.9% | COM | 65340P106 |
| — | RMG ACQUISITION CORP III | 4,255 | $58,000 | 0.0% | $13.63 | $12.72 | — | CL A SHS | G76088106 |
| GPOR | GULFPORT ENERGY CORP | 500 | $50,000 | 0.0% | $100.00 * | $72.47 | +14.2% | COMMON SHARES | 402635502 |
| — | SHOCKWAVE MED INC | 160 | $45,000 | 0.0% | $281.25 | $256.25 | — | COM | 82489T104 |
| — | PONTEM CORPORATION | 2,900 | $40,000 | 0.0% | $13.79 | $12.75 | — | SHS CL A | G71707106 |
| MX | MAGNACHIP SEMICONDUCTOR CORP | 2,800 | $35,000 | 0.0% | $12.50 * | $18.35 | -47.3% | COM | 55933J203 |
| — | CANO HEALTH INC | 53,598 | $16,000 | 0.0% | $0.30 | $4.58 | — | *W EXP 06/03/202 | 13781Y111 |
| FLD | FTAC EMERALD ACQUISITION COR | 135 | $2,000 | 0.0% | $14.81 * | $9.79 | +1.5% | CLASS A COM | 29103K100 |
| VLDXW | VELO3D INC | 5,000 | $1,000 | 0.0% | $0.20 | $2.00 | — | *W EXP 09/29/202 | 92259N112 |
| — | JAWS HURRICANE ACQUISITN COR | 2,500 | $1,000 | 0.0% | $0.40 | $0.80 | — | *W EXP 03/26/202 | 47201B111 |
| — | LEAD EDGE GROWTH OPRTUNTS LT | 2,500 | $0 | 0.0% | $0.00 | $1.60 | — | *W EXP 04/01/202 | G54085116 |
| — | PEAR THERAPEUTICS INC | 333 | $0 | 0.0% | $0.00 | — | — | *W EXP 12/03/202 | 704723113 |
| DCFWQ | TRITIUM DCFC LIMITED | 333 | $0 | 0.0% | $0.00 | $3.00 | — | *W EXP 01/13/202 | Q9225T116 |
| LANV/WS | LANVIN GROUP HOLDINGS LIMITE | 2,500 | $0 | 0.0% | $0.00 | — | — | *W EXP 99/99/999 ADDED | G5380J118 |
| JWSWF | JAWS MUSTANG ACQUISITION COR | 250 | $0 | 0.0% | $0.00 | — | — | *W EXP 01/30/202 | G50737124 |