CIK: 0001706164 · Show all filings
Period: Q4 2022 (← Previous) (Next →)
Filing Date: Feb 10, 2023
Total Value ($000): $335 (55.5% shares, 44.5% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | FORUM ENERGY TECHNOLOGIES IN | 16,998,134 | $25 | 7.5% | $1.25 | — | NOTE 9.000% 8/0 | 34984VAC4 |
| — | PARATEK PHARMACEUTICALS INC | 15,510,000 | $19 | 5.6% | $0.85 | — | NOTE 4.750% 5/0 | 699374AB0 |
| — | OPKO HEALTH INC | 14,000,000 | $17 | 5.0% | $1.13 | — | NOTE 4.500% 2/1 | 68375NAD5 |
| — | ESPERION THERAPEUTICS INC NE | 21,104,000 | $16 | 4.7% | $0.66 | — | NOTE 4.000%11/1 | 29664WAB1 |
| SANG | SANGOMA TECHNOLOGIES CORP | 2,383,607 | $15 | 4.5% | $13.48 | -64.4% | COM NEW | 80100R408 |
| — | FIRST MAJESTIC SILVER CORP | 12,500,000 | $14 | 4.3% | $0.00 | — | NOTE 0.375% 1/1 ADDED | 32076VAD5 |
| — | INTERCEPT PHARMACEUTICALS IN | 11,795,000 | $12 | 3.6% | $0.85 | — | NOTE 2.000% 5/1 | 45845PAB4 |
| — | EVENTBRITE INC | 12,500,000 | $12 | 3.5% | $0.00 | — | NOTE 0.750% 9/1 | 29975EAD1 |
| — | BANDWIDTH INC | 11,000,000 | $9 | 2.8% | $0.00 | — | NOTE 0.500% 4/0 | 05988JAD5 |
| — | MAXAR TECHNOLOGIES INC | 134,720 | $9 | 2.8% | $32.99 | — | COM | 57778K105 |
| BUR | BURFORD CAP LTD | 827,772 | $9 | 2.7% | $8.93 | -9.7% | ORD SHS | G17977110 |
| PAR | PAR TECHNOLOGY CORP | 229,881 | $8 | 2.4% | $40.31 | -36.1% | COM | 698884103 |
| KKR | KKR & CO INC | 125,290 | $8 | 2.3% | $26.64 | +78.5% | COM | 48251W104 |
| — | ABRDN ASIA PACIFIC INCOME FU | 2,160,000 | $8 | 2.3% | $2.35 | — | COM | 003009107 |
| SSNC | SS&C TECHNOLOGIES HLDGS INC | 90,380 | $6 | 1.9% | $58.36 | -13.2% | COM | 78467J100 |
| Z | ZILLOW GROUP INC | 143,677 | $6 | 1.9% | $69.39 | -52.3% | CL C CAP STK | 98954M200 |
| — | SSR MNG INC | 4,000,000 | $6 | 1.8% | $1.51 | — | NOTE 2.500% 4/0 | 784730AB9 |
| BIDU | BAIDU INC | 35,580 | $6 | 1.6% | $253.92 | — | SPON ADR REP A | 056752108 |
| ATEX | ANTERIX INC | 126,500 | $6 | 1.6% | $53.38 | -36.2% | COM | 03676C100 |
| AVNW | AVIAT NETWORKS INC | 129,524 | $5 | 1.6% | $20.49 | +48.2% | COM NEW | 05366Y201 |
| IBKR | INTERACTIVE BROKERS GROUP IN | 53,968 | $5 | 1.6% | $12.74 | +44.2% | COM CL A | 45841N107 |
| DCBO | DOCEBO INC | 117,820 | $5 | 1.6% | $34.26 | -12.5% | COM | 25609L105 |
| — | WESTERN ASSET EMERGING MKTS | 409,810 | $5 | 1.5% | $6.13 | — | COM | 95766A101 |
| EGAN | EGAIN CORP | 405,056 | $5 | 1.5% | $9.85 | -16.4% | COM NEW | 28225C806 |
| — | NUVEEN MUNICIPAL CREDIT INC | 300,000 | $5 | 1.5% | $0.02 | — | COM SH BEN INT | 67070X101 |
| TPL | TEXAS PACIFIC LAND CORPORATI | 1,427 | $5 | 1.4% | $117.44 | +117.9% | COM | 88262P102 |
| JD | JD.COM INC | 57,345 | $4 | 1.3% | $43.77 | — | SPON ADR CL A | 47215P106 |
| — | BANDWIDTH INC | 4,000,000 | $4 | 1.2% | $0.00 | — | NOTE 0.250% 3/0 | 05988JAB9 |
| — | MORGAN STANLEY EMERGING MKTS | 661,935 | $4 | 1.2% | $1.28 | — | COM | 617477104 |
| — | EVENTBRITE INC | 3,000,000 | $4 | 1.1% | $0.00 | — | NOTE 5.000%12/0 | 29975EAB5 |
| UTI | UNIVERSAL TECHNICAL INST INC | 403,862 | $4 | 1.1% | $6.49 | +1.8% | COM | 913915104 |
| PTON | PELOTON INTERACTIVE INC | 337,090 | $4 | 1.1% | $50.45 | -81.0% | CL A COM | 70614W100 |
| — | WESTERN AST INFL LKD OPP & I | 283,708 | $4 | 1.0% | $12.47 | — | COM | 95766R104 |
| — | HOWARD HUGHES CORP | 32,834 | $3 | 1.0% | $11043.84 | — | COM | 44267D107 |
| — | SHAW COMMUNICATIONS INC | 81,020 | $3 | 0.9% | $20.62 | — | CL B CONV | 82028K200 |
| — | BEYOND MEAT INC | 8,000,000 | $3 | 0.8% | $0.50 | — | NOTE 3/1 | 08862EAB5 |
| — | ACCELERATE DIAGNOSTICS INC | 1,910,000 | $2 | 0.7% | $0.80 | — | NOTE 2.500% 3/1 | 00430HAB8 |
| XYZ | BLOCK INC | 27,130 | $2 | 0.7% | $114.73 | -46.2% | CL A | 852234103 |
| BN | BROOKFIELD CORP | 47,300 | $2 | 0.6% | $21.90 | 0.0% | CL A LTD VT SH ADDED | 11271J107 |
| — | TABULA RASA HEALTHCARE INC | 1,789,000 | $2 | 0.6% | $1.06 | — | NOTE 1.750% 2/1 | 873379AA9 |
| IAC | IAC INC | 28,700 | $2 | 0.5% | $129.53 | -69.5% | COM NEW | 44891N208 |
| — | MAXEON SOLAR TECHNOLOGIES LT | 990,000 | $2 | 0.4% | $1.05 | — | NOTE 6.500% 7/1 | 57779BAB0 |
| SBUX | STARBUCKS CORP | 11,090 | $1 | 0.4% | $75.18 | +16.5% | COM | 855244109 |
| QBTS | D-WAVE QUANTUM INC | 747,838 | $1 | 0.4% | $8.63 | -59.1% | COM | 26740W109 |
| CIGI | COLLIERS INTL GROUP INC | 11,250 | $1 | 0.4% | $92.20 | -0.2% | SUB VTG SHS | 194693107 |
| KW | KENNEDY-WILSON HOLDINGS INC | 60,940 | $1 | 0.4% | $16.10 | -0.2% | COM | 489398107 |
| MCHP | MICROCHIP TECHNOLOGY INC. | 13,220 | $1 | 0.4% | $61.61 | +3.7% | COM | 595017104 |
| NOC | NORTHROP GRUMMAN CORP | 1,640 | $1 | 0.4% | $295.52 | +67.6% | COM | 666807102 |
| STWD | STARWOOD PPTY TR INC | 47,400 | $1 | 0.4% | $11.91 | — | COM | 85571B105 |
| — | SNAP INC | 1,000,000 | $1 | 0.3% | $1.19 | — | NOTE 0.750% 8/0 | 83304AAB2 |
| MCAG | MOUNTAIN CREST ACQSITN CORP | 83,200 | $1 | 0.3% | $10.00 | 0.0% | COM | 62404B107 |
| — | AFFIRM HLDGS INC | 1,500,000 | $1 | 0.3% | $0.00 | — | NOTE 11/1 ADDED | 00827BAB2 |
| — | MONEYGRAM INTL INC | 70,200 | $1 | 0.3% | $10.20 | — | COM NEW | 60935Y208 |
| — | STORE CAP CORP | 22,250 | $1 | 0.3% | $24.78 | — | COM | 862121100 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 7,030 | $1 | 0.3% | $100.18 | — | COM NEW | 049164205 |
| LBRDK | LIBERTY BROADBAND CORP | 8,820 | $1 | 0.3% | $93.47 | -18.5% | COM SER C | 530307305 |
| — | SIERRA WIRELESS INC | 22,650 | $1 | 0.3% | $21.06 | — | COM | 826516106 |
| — | CHURCHILL CAPITAL CORP VII | 63,206 | $1 | 0.3% | $1.40 | — | COM CL A | 17144M102 |
| NOA | NORTH AMERN CONSTR GROUP LTD | 44,910 | $1 | 0.2% | $12.26 | +0.5% | COM | 656811106 |
| — | MERIDIAN BIOSCIENCE INC | 17,450 | $1 | 0.2% | $31.36 | — | COM | 589584101 |
| — | FORGEROCK INC | 24,300 | $1 | 0.2% | $0.03 | — | CL A | 34631B101 |
| — | HEALTH SCIENCES ACQ CORP 2 | 55,300 | $1 | 0.2% | $0.01 | — | ORD SHS | G4411D109 |
| — | FIRST LT ACQUISITION GROUP I | 53,100 | $1 | 0.2% | $0.01 | — | CL A | 320703101 |
| — | CHURCHILL CAPITAL CORP VI | 53,170 | $1 | 0.2% | $1.65 | — | COM CL A | 17143W101 |
| — | USERTESTING INC | 69,700 | $1 | 0.2% | $0.01 | — | COM | 91734E101 |
| — | SEASPINE HLDGS CORP | 61,260 | $1 | 0.2% | $0.01 | — | COM | 81255T108 |
| — | 1LIFE HEALTHCARE INC | 24,900 | $1 | 0.2% | $19.24 | — | COM | 68269G107 |
| — | AVEO PHARMACEUTICALS INC | 27,800 | $1 | 0.2% | $0.02 | — | COM NEW | 053588307 |
| — | ALTITUDE ACQUISITION CORP | 41,000 | $1 | 0.2% | $0.01 | — | COM CL A | 02156Y103 |
| — | EVO PMTS INC | 11,900 | $1 | 0.2% | $39.84 | — | CL A COM | 26927E104 |
| TGNA | TEGNA INC | 18,900 | $1 | 0.2% | $20.16 | 0.0% | COM | 87901J105 |
| — | COUPA SOFTWARE INC | 4,900 | $1 | 0.2% | $0.11 | — | COM | 22266L106 |
| FHN | FIRST HORIZON CORPORATION | 15,700 | $1 | 0.2% | $20.85 | +3.3% | COM | 320517105 |
| — | BLACK KNIGHT INC | 6,150 | $1 | 0.2% | $45.77 | — | COM | 09215C105 |
| — | KENSINGTON CAPITAL ACQUISITI | 36,400 | $1 | 0.1% | $12.14 | — | SHS CL A | G5251K103 |
| BAM | BROOKFIELD ASSET MANAGMT LTD | 11,824 | $0 | 0.1% | $27.10 | 0.0% | CL A LMT VTG SHS ADDED | 113004105 |
| — | IMAGO BIOSCIENCES INC | 9,300 | $0 | 0.1% | $0.05 | — | COM | 45250K107 |
| — | PROFESSIONAL HLDG CORP | 11,870 | $0 | 0.1% | $35.80 | — | CL A COM | 743139107 |
| — | SPIRIT AIRLS INC | 15,800 | $0 | 0.1% | $21.99 | — | COM | 848577102 |
| — | WELSBACH TECH METALS ACQU CO | 28,931 | $0 | 0.1% | $0.01 | — | COM | 950415109 |
| SMLR | SEMLER SCIENTIFIC INC | 8,400 | $0 | 0.1% | $35.75 | -3.0% | COM | 81684M104 |
| — | ATLAS CORP | 17,840 | $0 | 0.1% | $0.02 | — | SHARES | Y0436Q109 |
| — | AGROFRESH SOLUTIONS INC | 89,800 | $0 | 0.1% | $0.00 | — | COM | 00856G109 |
| WBD | WARNER BROS DISCOVERY INC | 27,000 | $0 | 0.1% | $18.55 | -39.1% | COM SER A | 934423104 |
| — | MASON INDUSTRIAL TECHNOLGY I | 25,180 | $0 | 0.1% | $3.50 | — | COM CL A | 57520Y106 |
| — | FORTRESS CAPITAL ACQUISITION | 22,255 | $0 | 0.1% | $10.97 | — | SHS CL A | G36427105 |
| — | FIRST EAGLE ALTR CAP BDC INC | 51,850 | $0 | 0.1% | $0.01 | — | COM | 26943B100 |
| — | O2MICRO INTERNATIONAL LIMITE | 48,400 | $0 | 0.1% | $0.01 | — | SPONS ADR | 67107W100 |
| — | POSHMARK INC | 11,540 | $0 | 0.1% | $0.02 | — | COM CL A | 73739W104 |
| — | ARISZ ACQUISITION CORP | 20,390 | $0 | 0.1% | $0.01 | — | COMMON STOCK | 040450108 |
| — | GOLDEN ARROW MERGER CORP | 19,450 | $0 | 0.1% | $0.01 | — | CLASS A COM | 380799106 |
| — | BENEFITFOCUS INC | 18,350 | $0 | 0.1% | $0.01 | — | COM | 08180D106 |
| — | ALTRA INDL MOTION CORP | 3,200 | $0 | 0.1% | $0.08 | — | COM | 02208R106 |
| — | ELEVATE CREDIT INC | 108,600 | $0 | 0.1% | $0.00 | — | COM | 28621V101 |
| — | WESTERN ASST INFLTN LKD INM | 21,588 | $0 | 0.1% | $14.01 | — | COM SH BEN INT | 95766Q106 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 10,000 | $0 | 0.1% | $21.70 | — | TR UNIT | 85208R101 |
| — | BROAD CAPITAL ACQUISITION CO | 16,173 | $0 | 0.1% | $13.79 | — | COM | 11125B102 |
| BNIX | BANNIX ACQUISITION CORP | 16,300 | $0 | 0.1% | $0.01 | — | COM | 066644105 |
| — | SOUTH JERSEY INDS INC | 4,120 | $0 | 0.1% | $43.40 | — | COM | 838518108 |
| — | F-STAR THERAPEUTICS INC | 22,760 | $0 | 0.1% | $7.93 | — | COM | 30315R107 |
| — | MYOVANT SCIENCES LTD | 5,300 | $0 | 0.1% | $0.04 | — | COM | G637AM102 |
| — | KNOWBE4 INC | 5,550 | $0 | 0.1% | $4.71 | — | CL A | 49926T104 |
| — | QUMU CORP | 151,046 | $0 | 0.1% | $0.00 | — | COM | 749063103 |
| — | AEROJET ROCKETDYNE HLDGS INC | 2,400 | $0 | 0.1% | $0.08 | — | COM | 007800105 |
| SFIX | STITCH FIX INC | 41,580 | $0 | 0.1% | $29.28 | -87.2% | COM CL A | 860897107 |
| COIN | COINBASE GLOBAL INC | 2,900 | $0 | 0.0% | $253.54 | -79.2% | COM CL A | 19260Q107 |
| — | LAZARD GROWTH ACQUISITION CO | 8,810 | $0 | 0.0% | $10.00 | — | CL A ORD SHS | G54035103 |
| — | FTAC HERA ACQUISITION CORP | 8,810 | $0 | 0.0% | $10.00 | — | CLASS A ORD SHS | G3728Y103 |
| — | INDEPENDENCE HOLDINGS CORP | 8,816 | $0 | 0.0% | $9.99 | — | CLASS A ORD SHS | G4761A101 |
| — | FUSION ACQUISITION CORP II | 8,820 | $0 | 0.0% | $9.98 | — | COM CL A | 36118N102 |
| SLAMF | SLAM CORP | 8,810 | $0 | 0.0% | $9.80 | +2.1% | CL A SHS | G8210L105 |
| — | B RILEY PRIN 250 MERGER CORP | 8,840 | $0 | 0.0% | $9.94 | — | CLASS A COM | 05602L104 |
| — | APOLLO STRATEGIC GRWT CPTL I | 8,700 | $0 | 0.0% | $10.01 | — | SHS CL A | G0412A102 |
| — | SOCIAL CAP SUVRETTA HLDS C | 8,680 | $0 | 0.0% | $10.12 | — | RP CLASS A ORD SHS | G8253U103 |
| — | SOCIAL CAP SUVRETTA HLDS CP | 8,680 | $0 | 0.0% | $10.01 | — | CLASS A ORD SHS | G8253Y105 |
| — | KHOSLA VENTURES ACQUT CO III | 8,680 | $0 | 0.0% | $9.96 | — | COM CL A | 482506102 |
| — | WARBURG PINCUS CAPTAL CORP I | 8,040 | $0 | 0.0% | $10.95 | — | SHS CL A | G9460M108 |
| JWSMF | JAWS MUSTANG ACQUISITION COR | 7,900 | $0 | 0.0% | $9.83 | +2.0% | SHS CL A | G50737108 |
| — | WARBURG PINCUS CAPTAL CORP I | 6,429 | $0 | 0.0% | $12.40 | — | SHS CL A | G9461D107 |
| — | VECTOR ACQUISITION CORP II | 6,346 | $0 | 0.0% | $12.30 | — | CL A SHS | G9460A104 |
| — | ARES ACQUISITION CORPORATION | 6,400 | $0 | 0.0% | $12.45 | — | COM CL A | G33032106 |
| — | ELLIOTT OPPORTUNITY II CORP | 6,399 | $0 | 0.0% | $12.45 | — | SHS CL A | G30092103 |
| — | MSD ACQUISITION CORP | 6,300 | $0 | 0.0% | $12.34 | — | CLASS A ORD SHS | G5709C109 |
| OKLO | ALTC ACQUISITION CORP | 6,346 | $0 | 0.0% | $9.84 | -0.1% | COM CL A | 02156V109 |
| — | EDIFY ACQUISITION CORP | 5,013 | $0 | 0.0% | $0.01 | — | CL A | 28059Q103 |
| NXE | NEXGEN ENERGY LTD | 11,300 | $0 | 0.0% | $4.79 | -12.9% | COM | 65340P106 |
| — | RMG ACQUISITION CORP III | 4,255 | $0 | 0.0% | $10.16 | — | CL A SHS | G76088106 |
| GPOR | GULFPORT ENERGY CORP | 500 | $0 | 0.0% | $72.47 | +14.2% | COMMON SHARES | 402635502 |
| — | SHOCKWAVE MED INC | 160 | $0 | 0.0% | $256.25 | — | COM | 82489T104 |
| — | PONTEM CORPORATION | 2,900 | $0 | 0.0% | $9.90 | — | SHS CL A | G71707106 |
| MX | MAGNACHIP SEMICONDUCTOR CORP | 2,800 | $0 | 0.0% | $18.35 | -47.3% | COM | 55933J203 |
| — | CANO HEALTH INC | 53,598 | $0 | 0.0% | $4.58 | — | *W EXP 06/03/202 | 13781Y111 |
| FLD | FTAC EMERALD ACQUISITION COR | 135 | $0 | 0.0% | $9.79 | +1.5% | CLASS A COM | 29103K100 |
| — | JAWS HURRICANE ACQUISITN COR | 2,500 | $0 | 0.0% | $0.80 | — | *W EXP 03/26/202 | 47201B111 |
| VLDXW | VELO3D INC | 5,000 | $0 | 0.0% | $2.00 | — | *W EXP 09/29/202 | 92259N112 |
| — | PEAR THERAPEUTICS INC | 333 | $0 | 0.0% | — | — | *W EXP 12/03/202 | 704723113 |
| DCFWQ | TRITIUM DCFC LIMITED | 333 | $0 | 0.0% | $3.00 | — | *W EXP 01/13/202 | Q9225T116 |
| JWSWF | JAWS MUSTANG ACQUISITION COR | 250 | $0 | 0.0% | — | — | *W EXP 01/30/202 | G50737124 |
| — | LEAD EDGE GROWTH OPRTUNTS LT | 2,500 | $0 | 0.0% | $1.60 | — | *W EXP 04/01/202 | G54085116 |
| LANV/WS | LANVIN GROUP HOLDINGS LIMITE | 2,500 | $0 | 0.0% | — | — | *W EXP 99/99/999 ADDED | G5380J118 |