CIK: 0001706164 · Show all filings
Period: Q4 2023 (← Previous) (Next →)
Filing Date: Feb 14, 2024
Total Value ($000): $306,776 (61.9% shares, 38.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ESPERION THERAPEUTICS INC NE | 41,029,000 | $32,543 | 10.6% | $0.28 | — | NOTE 4.000%11/1 | 29664WAB1 |
| — | FIRST MAJESTIC SILVER CORP | 23,500,000 | $24,442 | 8.0% | $0.02 | — | NOTE 0.375% 1/1 | 32076VAD5 |
| — | SSR MINING IN | 14,675,000 | $18,845 | 6.1% | $0.81 | — | NOTE 2.500% 4/0 | 784730AB9 |
| — | OPKO HEALTH INC | 14,000,000 | $18,535 | 6.0% | $1.13 | — | NOTE 4.500% 2/1 | 68375NAD5 |
| — | BANDWIDTH INC | 21,700,000 | $18,338 | 6.0% | $0.09 | — | NOTE 0.500% 4/0 | 05988JAD5 |
| PAR | PAR TECHNOLOGY CORP | 291,539 | $16,820 | 5.5% | $38.61 | -2.8% | COM | 698884103 |
| BUR | BURFORD CAP LTD | 810,005 | $16,743 | 5.5% | $9.53 | +38.1% | ORD SHS | G17977110 |
| SANG | SANGOMA TECHNOLOGIES CORP | 3,308,133 | $14,026 | 4.6% | $10.73 | -71.9% | COM NEW | 80100R408 |
| — | NUVEEN AMT FREE QLTY MUN INC | 909,800 | $13,261 | 4.3% | $0.97 | — | COM | 670657105 |
| — | NUVEEN QUALITY MUNCP INCOME | 850,000 | $12,896 | 4.2% | $0.01 | — | COM | 67066V101 |
| — | NUVEEN MUNICIPAL CREDIT INC | 757,000 | $11,856 | 3.9% | $0.02 | — | COM SH BEN INT | 67070X101 |
| — | NUVEEN AMT FREE MUN CR INC F | 508,872 | $7,970 | 2.6% | $12.59 | — | COM | 67071L106 |
| DCBO | DOCEBO INC | 117,820 | $7,539 | 2.5% | $34.26 | +30.1% | COM | 25609L105 |
| KKR | KKR & CO INC | 57,020 | $6,260 | 2.0% | $26.64 | +150.8% | COM | 48251W104 |
| — | MORGAN STANLEY EMERGING MKTS | 987,746 | $6,099 | 2.0% | $0.98 | — | COM | 617477104 |
| FET | FORUM ENERGY TECHNOLOGIES IN | 199,122 | $5,849 | 1.9% | $29.30 | -23.4% | COM | 34984V209 |
| AVNW | AVIAT NETWORKS INC | 129,524 | $5,605 | 1.8% | $20.49 | +45.7% | COM NEW | 05366Y201 |
| Z | ZILLOW GROUP INC | 69,847 | $5,355 | 1.7% | $69.39 | -36.5% | CL C CAP STK | 98954M200 |
| — | WESTERN ASSET EMERGING MKTS | 419,136 | $5,115 | 1.7% | $4.63 | — | COM | 95766A101 |
| — | WESTERN AST INFL LKD OPP & I | 421,676 | $4,844 | 1.6% | $8.54 | — | COM | 95766R104 |
| IBKR | INTERACTIVE BROKERS GROUP IN | 38,138 | $4,189 | 1.4% | $12.81 | +57.8% | COM CL A | 45841N107 |
| TPL | TEXAS PACIFIC LAND CORPORATI | 1,907 | $3,973 | 1.3% | $126.97 | +45.6% | COM | 88262P102 |
| SSNC | SS&C TECHNOLOGIES HLDGS INC | 45,740 | $3,704 | 1.2% | $58.20 | -6.1% | COM | 78467J100 |
| PTON | PELOTON INTERACTIVE INC | 337,090 | $2,720 | 0.9% | $50.45 | -89.3% | CL A COM | 70614W100 |
| EGAN | EGAIN CORP | 231,617 | $2,557 | 0.8% | $9.85 | -28.6% | COM NEW | 28225C806 |
| — | MAGNITE INC | 2,000,000 | $2,285 | 0.7% | $0.00 | — | NOTE 0.250% 3/1 | 55955DAB6 |
| — | ACCELERATE DIAGNOSTICS INC | 1,995,263 | $1,758 | 0.6% | $0.88 | — | NOTE 5.000%12/1 | 00430HAC6 |
| BN | BROOKFIELD CORP | 23,940 | $1,272 | 0.4% | $21.70 | +3.2% | CL A LTD VT SH | 11271J107 |
| — | AMERICAN EQTY INVT LIFE HLD | 16,160 | $1,195 | 0.4% | $0.07 | — | COM | 025676206 |
| — | NATIONAL WESTN LIFE GROUP IN | 1,800 | $1,152 | 0.4% | $640.03 | — | CL A | 638517102 |
| KW | KENNEDY-WILSON HOLDINGS INC | 69,860 | $1,146 | 0.4% | $14.63 | -14.4% | COM | 489398107 |
| — | NEOGAMES S A | 30,110 | $1,142 | 0.4% | $0.03 | — | SHS | L6673X107 |
| — | IMMUNOGEN INC | 27,580 | $1,084 | 0.4% | $39.29 | — | COM | 45253H101 |
| — | VERICITY INC | 69,985 | $1,037 | 0.3% | $14.81 | — | COM | 92347D100 |
| — | CHICOS FAS INC | 102,590 | $1,030 | 0.3% | $10.04 | — | COM | 168615102 |
| — | ALTERYX INC | 14,400 | $900 | 0.3% | $62.49 | — | COM CL A | 02156B103 |
| MCHP | MICROCHIP TECHNOLOGY INC. | 7,160 | $856 | 0.3% | $61.61 | +24.9% | COM | 595017104 |
| — | KARUNA THERAPEUTICS INC | 1,900 | $797 | 0.3% | $419.39 | — | COM | 48576A100 |
| — | HOLLYSYS AUTOMATION TCHNGY L | 22,800 | $796 | 0.3% | $34.92 | — | SHS | G45667105 |
| — | SOVOS BRANDS INC | 26,810 | $783 | 0.3% | $0.03 | — | COM | 84612U107 |
| BIDU | BAIDU INC | 4,900 | $773 | 0.3% | $253.92 | — | SPON ADR REP A | 056752108 |
| SSYS | STRATASYS LTD | 40,840 | $773 | 0.3% | $15.82 | -26.1% | SHS | M85548101 |
| — | AMERICAN NATL BANKSHARES INC | 11,770 | $760 | 0.2% | $7.73 | — | COM | 027745108 |
| — | ROVER GROUP INC | 51,900 | $748 | 0.2% | $14.42 | — | COM CL A | 77936F103 |
| NOA | NORTH AMERN CONSTR GROUP LTD | 24,380 | $674 | 0.2% | $13.80 | +49.5% | COM | 656811106 |
| SBUX | STARBUCKS CORP | 5,230 | $665 | 0.2% | $75.18 | +22.6% | COM | 855244109 |
| BATL | BATTALION OIL CORP | 51,500 | $656 | 0.2% | $6.30 | 0.0% | COM | 07134L107 |
| — | GAN LTD | 305,004 | $639 | 0.2% | $2.09 | — | SHS | G3728V109 |
| — | SP PLUS CORP | 9,300 | $632 | 0.2% | $67.91 | — | COM | 78469C103 |
| FSV | FIRSTSERVICE CORP NEW | 2,720 | $584 | 0.2% | $135.26 | +10.2% | COM | 33767E202 |
| — | SPLUNK INC | 2,860 | $577 | 0.2% | $162.38 | — | COM | 848637104 |
| — | WESTERN ASST INFLTN LKD INM | 51,666 | $556 | 0.2% | $0.88 | — | COM SH BEN INT | 95766Q106 |
| — | CAPSTAR FINL HLDGS INC | 22,126 | $549 | 0.2% | $24.83 | — | COM | 14070T102 |
| — | CEREVEL THERAPEUTICS HLDNG I | 9,400 | $528 | 0.2% | $56.18 | — | COM | 15678U128 |
| — | OLINK HLDG AB | 15,620 | $521 | 0.2% | $33.33 | — | SPONSORED ADS | 680710100 |
| — | CONSOLIDATED COMM HLDGS INC COM | 89,200 | $514 | 0.2% | $5.76 | — | CL A LTD VT SH | 209034107 |
| — | ORCHARD THERAPEUTICS PLC | 23,580 | $514 | 0.2% | $21.80 | — | SPON ADS NEW | 68570P200 |
| — | MIRATI THERAPEUTICS INC | 6,570 | $511 | 0.2% | $77.85 | — | COM | 60468T105 |
| — | FREELINE THERAPEUTICS HLDGS | 60,401 | $509 | 0.2% | $8.43 | — | SPONSORED ADS | 35655L206 |
| CPRI | CAPRI HOLDINGS LIMITED | 7,540 | $502 | 0.2% | $45.35 | +10.0% | SHS | G1890L107 |
| DMYY | DMY SQUARED TECHNOLOGY GROUP | 34,900 | $490 | 0.2% | $10.55 | 0.0% | CL A COM | 233276104 |
| NOC | NORTHROP GRUMMAN CORP | 750 | $465 | 0.2% | $295.52 | +53.0% | COM | 666807102 |
| STWD | STARWOOD PPTY TR INC | 16,700 | $465 | 0.2% | $11.91 | — | COM | 85571B105 |
| — | DASEKE INC | 43,144 | $463 | 0.2% | $10.73 | — | COM | 23753F107 |
| MMM | 3M CO | 3,140 | $455 | 0.1% | $79.56 | -5.1% | COM | 88579Y101 |
| — | ENGAGESMART INC | 14,173 | $430 | 0.1% | $30.34 | — | COMMON STOCK | 29283F103 |
| DG | DOLLAR GEN CORP NEW | 2,260 | $407 | 0.1% | $141.69 | -18.2% | COM | 256677105 |
| — | FOCUS IMPACT ACQUISITION COR | 25,100 | $364 | 0.1% | $14.50 | — | CLASS A COM | 34417L109 |
| — | GORES HOLDINGS IX INC | 25,800 | $359 | 0.1% | $13.91 | — | CLASS A COM | 38287A101 |
| USAR | INFLECTION PT ACQUISITN CRP | 25,000 | $342 | 0.1% | $0.01 | — | CL A ORD SHS | G4790U102 |
| — | GRACELL BIOTECHNOLOGIES INC | 22,570 | $300 | 0.1% | $13.30 | — | SPONSORED ADS | 38406L103 |
| — | ICOSAVAX INC | 13,388 | $280 | 0.1% | $20.88 | — | COM | 45114M109 |
| — | COLOMBIER ACQUISITION CORP I | 20,000 | $267 | 0.1% | $13.36 | — | UNIT 99/99/9999 | G2283U126 |
| — | NORTHVIEW ACQUISITION CORP | 16,600 | $246 | 0.1% | $14.81 | — | COM | 66718N103 |
| MSSAF | METAL SKY STAR ACQUISITION C | 16,500 | $239 | 0.1% | $10.92 | 0.0% | ORDINARY SHARES | G6053N105 |
| — | EAGLE BULK SHIPPING INC | 2,900 | $213 | 0.1% | $73.41 | — | COM | Y2187A150 |
| — | TEXTAINER GROUP HOLDINGS LTD | 2,790 | $182 | 0.1% | $65.19 | — | SHS | G8766E109 |
| — | CSI COMPRESSCO LP | 82,906 | $179 | 0.1% | $2.16 | — | COM UNIT | 12637A103 |
| AMBR | ICLICK INTERACTIVE ASIA GROU | 31,200 | $158 | 0.1% | $5.07 | — | SPON ADS NEW | 45113Y203 |
| — | RAYZEBIO INC | 1,800 | $148 | 0.0% | $82.38 | — | COM | 75525N107 |
| — | PGT INNOVATIONS INC | 2,400 | $129 | 0.0% | $53.93 | — | COM | 69336V101 |
| — | TARO PHARMACEUTICAL INDS LTD | 2,200 | $122 | 0.0% | $55.36 | — | SHS | M8737E108 |
| IMAQ | INTERNATIONAL MEDIA ACQUISIT | 7,448 | $112 | 0.0% | $11.26 | 0.0% | CLASS A COM | 459867107 |
| ATEX | ANTERIX INC | 2,300 | $102 | 0.0% | $53.38 | -39.6% | COM | 03676C100 |
| — | RAIN ONCOLOGY INC | 38,650 | $61 | 0.0% | $1.59 | — | COM | 75082Q105 |
| NXE | NEXGEN ENERGY LTD | 5,400 | $50 | 0.0% | $4.79 | +30.0% | COM | 65340P106 |
| — | HAWAIIAN HOLDINGS INC | 2,600 | $49 | 0.0% | $18.82 | — | COM | 419879101 |
| — | EARGO INC | 12,807 | $44 | 0.0% | $3.43 | — | COM NEW | 270087208 |
| SGML | SIGMA LITHIUM CORPORATION | 1,000 | $42 | 0.0% | $27.90 | 0.0% | COM | 826599102 |
| BRAG | BRAGG GAMING GROUP INC | 4,800 | $33 | 0.0% | $4.84 | 0.0% | COM NEW | 104833306 |
| — | LL FLOORING HOLDINGS INC | 5,210 | $27 | 0.0% | $0.00 | — | COM | 55003T107 |
| — | FINTECH ECOSYSTEM DEVE | 1,721 | $25 | 0.0% | $0.01 | — | CLASS A COM | 318136108 |
| — | SILVERBOX CORP III | 1,000 | $14 | 0.0% | $0.01 | — | COM CL A | 82836N107 |
| — | DUET ACQUISITION CORP | 305 | $4 | 0.0% | $14.52 | — | CLASS A COM | 26431Q106 |
| SACQF | SPREE ACQUISITION CORP 1 LTD | 200 | $3 | 0.0% | $14.35 | — | CL A ORD SHS | G83745102 |
| — | PHOENIX BIOTECH ACQUISITION | 100 | $1 | 0.0% | $14.76 | — | CLASS A COM | 71902K105 |
| PLMJF | ALPHA PARTNERS TECH MERGR CO | 56 | $1 | 0.0% | $10.64 | 0.0% | CLASS A ORD SHS | G63290111 |
| LANV/WS | LANVIN GROUP HOLDINGS LIMITE | 2,500 | $0 | 0.0% | — | — | *W EXP 01/14/202 | G5380J118 |
| VLDXW | VELO3D INC | 5,000 | $0 | 0.0% | $2.00 | — | *W EXP 09/29/202 | 92259N112 |
| — | PRIVETERRA ACQUISITION CORP | 8 | $0 | 0.0% | $14.75 | — | COM CL A | 876545104 |
| — | GIGCAPITAL 5 INC | 4 | $0 | 0.0% | $15.25 | — | COMMON STOCK | 37519U109 |
| BANC | BANC OF CALIFORNIA INC | 3 | $0 | 0.0% | $11.64 | 0.0% | COM | 05990K106 |
| — | SILVERBOX CORP III | 332 | $0 | 0.0% | — | — | *W EXP 02/28/202 | 82836N115 |
| DCFWQ | TRITIUM DCFC LIMITED | 333 | $0 | 0.0% | $3.00 | — | *W EXP 01/13/202 | Q9225T116 |
| JWSWF | JAWS MUSTANG ACQUISITION COR | 250 | $0 | 0.0% | — | — | *W EXP 01/30/202 | G50737124 |