Location: Vancouver, British Columbia, Canada
CIK: 0001706164 · Show all filings
Period: Q3 2023 (← Previous) (Next →)
Filing Date: Nov 14, 2023
Total Value: $334M (64.0% shares, 36.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ESPERION THERAPEUTICS INC NE | 41,029,000 | $29.83M | 8.9% | $0.73 | $0.68 | — | NOTE 4.000%11/1 | 29664WAB1 |
| — | FIRST MAJESTIC SILVER CORP | 23,000,000 | $23.64M | 7.1% | $1.03 | $1.09 | — | NOTE 0.375% 1/1 | 32076VAD5 |
| — | OPKO HEALTH INC | 14,000,000 | $18.89M | 5.7% | $1.35 | $1.48 | — | NOTE 4.500% 2/1 | 68375NAD5 |
| — | BANDWIDTH INC | 19,500,000 | $17.22M | 5.2% | $0.88 | $0.86 | — | NOTE 0.500% 4/0 | 05988JAD5 |
| BUR | BURFORD CAP LTD | 846,905 | $16.1M | 4.8% | $19.02 * | $9.53 | +40.3% | ORD SHS | G17977110 |
| PAR | PAR TECHNOLOGY CORP | 296,349 | $15.51M | 4.6% | $52.35 * | $38.61 | -2.0% | COM | 698884103 |
| SANG | SANGOMA TECHNOLOGIES CORP | 3,097,833 | $14.62M | 4.4% | $4.72 * | $11.25 | -64.6% | COM NEW | 80100R408 |
| — | SSR MINING IN | 10,150,000 | $14.14M | 4.2% | $1.39 | $1.46 | — | NOTE 2.500% 4/0 | 784730AB9 |
| — | INTERCEPT PHARMACEUTICALS IN | 9,295,000 | $12.55M | 3.8% | $1.35 | $0.85 | — | NOTE 2.000% 5/1 | 45845PAB4 |
| — | NUVEEN QUALITY MUNCP INCOME | 850,000 | $11.71M | 3.5% | $13.77 | $13.77 | — | COM | 67066V101 |
| — | NUVEEN AMT FREE QLTY MUN INC | 850,000 | $11.18M | 3.3% | $13.15 | $13.15 | — | COM | 670657105 |
| — | NUVEEN MUNICIPAL CREDIT INC | 757,000 | $10.72M | 3.2% | $14.17 | $15.95 | — | COM SH BEN INT | 67070X101 |
| FET | FORUM ENERGY TECHNOLOGIES IN | 200,122 | $6.529M | 2.0% | $32.63 * | $29.30 | -14.9% | COM | 34984V209 |
| DCBO | DOCEBO INC | 117,820 | $6.49M | 1.9% | $55.08 * | $34.26 | +15.6% | COM | 25609L105 |
| KKR | KKR & CO INC | 71,060 | $5.945M | 1.8% | $83.66 * | $26.64 | +124.4% | COM | 48251W104 |
| — | MORGAN STANLEY EMERGING MKTS | 967,918 | $5.601M | 1.7% | $5.79 | $5.98 | — | COM | 617477104 |
| AVNW | AVIAT NETWORKS INC | 129,524 | $5.489M | 1.6% | $42.38 * | $20.49 | +54.2% | COM NEW | 05366Y201 |
| ATEX | ANTERIX INC | 125,620 | $5.354M | 1.6% | $42.62 * | $53.38 | -41.1% | COM | 03676C100 |
| TPL | TEXAS PACIFIC LAND CORPORATI | 1,907 | $4.723M | 1.4% | $2476.66 * | $126.97 | +44.3% | COM | 88262P102 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 200,000 | $4.71M | 1.4% | $23.55 | $23.55 | — | TR UNIT | 85208R101 |
| — | WESTERN AST INFL LKD OPP & I | 416,436 | $4.655M | 1.4% | $11.18 | $12.52 | — | COM | 95766R104 |
| — | WESTERN ASSET EMERGING MKTS | 407,300 | $4.592M | 1.4% | $11.27 | $11.62 | — | COM | 95766A101 |
| IBKR | INTERACTIVE BROKERS GROUP IN | 37,758 | $4.439M | 1.3% | $117.56 * | $12.74 | +72.4% | COM CL A | 45841N107 |
| Z | ZILLOW GROUP INC | 69,847 | $4.378M | 1.3% | $62.68 * | $69.39 | -25.9% | CL C CAP STK | 98954M200 |
| BIDU | BAIDU INC | 23,930 | $4.367M | 1.3% | $182.49 | $253.92 | — | SPON ADR REP A | 056752108 |
| SSNC | SS&C TECHNOLOGIES HLDGS INC | 43,810 | $3.126M | 0.9% | $71.35 * | $58.36 | -2.1% | COM | 78467J100 |
| EGAN | EGAIN CORP | 338,902 | $2.822M | 0.8% | $8.33 * | $9.85 | -31.6% | COM NEW | 28225C806 |
| — | MAGNITE INC | 2,000,000 | $2.365M | 0.7% | $1.18 | $1.13 | — | NOTE 0.250% 3/1 | 55955DAB6 |
| PTON | PELOTON INTERACTIVE INC | 337,090 | $2.312M | 0.7% | $6.86 * | $50.45 | -85.9% | CL A COM | 70614W100 |
| JD | JD.COM INC | 56,665 | $2.242M | 0.7% | $39.57 | $43.77 | — | SPON ADR CL A | 47215P106 |
| — | ABRDN ASIA PACIFIC INCOME FU | 644,870 | $2.146M | 0.6% | $3.33 | $3.51 | — | COM | 003009107 |
| IAC | IAC INC | 26,100 | $1.786M | 0.5% | $68.43 * | $129.53 | -62.5% | COM NEW | 44891N208 |
| BN | BROOKFIELD CORP | 40,690 | $1.728M | 0.5% | $42.47 * | $21.70 | +2.1% | CL A LTD VT SH | 11271J107 |
| — | ARGO GROUP INTL HLDGS LTD | 42,060 | $1.705M | 0.5% | $40.54 | $39.70 | — | COM | G0464B107 |
| — | GREENHILL & CO INC | 82,410 | $1.657M | 0.5% | $20.11 | $19.55 | — | COM | 395259104 |
| — | AVANTAX INC | 42,064 | $1.461M | 0.4% | $34.73 | $34.73 | — | COM | 095229100 |
| — | BEYOND MEAT INC | 4,000,000 | $1.453M | 0.4% | $0.36 | $0.50 | — | NOTE 3/1 | 08862EAB5 |
| — | NUVEEN AMT FREE MUN CR INC F | 100,000 | $1.4M | 0.4% | $14.00 | $14.00 | — | COM | 67071L106 |
| — | EMAGIN CORP | 512,400 | $1.385M | 0.4% | $2.70 | $2.64 | — | COM NEW | 29076N206 |
| — | HERITAGE CRYSTAL CLEAN INC | 21,712 | $1.337M | 0.4% | $61.58 | $61.58 | — | COM | 42726M106 |
| — | NATIONAL INSTRS CORP | 16,420 | $1.33M | 0.4% | $81.00 | $77.88 | — | COM | 636518102 |
| — | MIDWEST HLDG INC | 35,618 | $1.265M | 0.4% | $35.52 | $35.48 | — | COM NEW | 59833J206 |
| — | TABULA RASA HEALTHCARE INC | 90,023 | $1.261M | 0.4% | $14.01 | $14.01 | — | COM | 873379101 |
| — | DENBURY INC | 9,370 | $1.247M | 0.4% | $133.08 | $133.08 | — | COM | 24790A101 |
| — | COMPUTER TASK GROUP INC | 87,710 | $1.231M | 0.4% | $14.03 | $14.03 | — | COM | 205477102 |
| — | CIRCOR INTL INC | 15,930 | $1.206M | 0.4% | $75.71 | $75.00 | — | COM | 17273K109 |
| — | AMERICAN EQTY INVT LIFE HLD | 16,160 | $1.177M | 0.4% | $72.83 | $72.83 | — | COM | 025676206 |
| — | THORNE HEALTHTECH INC | 79,830 | $1.105M | 0.3% | $13.84 | $13.84 | — | COM | 885260109 |
| — | NEOGAMES S A | 30,110 | $1.104M | 0.3% | $36.67 | $34.61 | — | SHS | L6673X107 |
| — | ABCAM PLC | 35,830 | $1.101M | 0.3% | $30.73 | $30.73 | — | ADS | 000380204 |
| — | POLYMET MNG CORP | 380,905 | $1.076M | 0.3% | $2.82 | $2.82 | — | COM NEW | 731916409 |
| — | AVID TECHNOLOGY INC | 27,626 | $1.008M | 0.3% | $36.49 | $36.49 | — | COM | 05367P100 |
| — | VERITIV CORP | 4,190 | $961K | 0.3% | $229.36 | $229.36 | — | COM | 923454102 |
| MCHP | MICROCHIP TECHNOLOGY INC. | 9,060 | $960K | 0.3% | $105.96 * | $61.61 | +27.8% | COM | 595017104 |
| — | SEQUANS COMMUNICATIONS S A | 248,238 | $954K | 0.3% | $3.84 | $3.84 | — | SPONSORED ADS | 817323207 |
| — | KALEYRA INC | 92,360 | $908K | 0.3% | $9.83 | $9.39 | — | COM | 483379202 |
| — | HERSHA HOSPITALITY TR | 66,867 | $896K | 0.3% | $13.40 | $13.40 | — | PR SHS BEN INT | 427825500 |
| — | CHASE CORP | 5,150 | $890K | 0.3% | $172.82 | $172.82 | — | COM | 16150R104 |
| — | SCULPTOR CAP MGMT | 56,280 | $887K | 0.3% | $15.76 | $15.76 | — | COM CL A | 811246107 |
| CPRI | CAPRI HOLDINGS LIMITED | 12,380 | $885K | 0.3% | $71.49 * | $45.35 | 0.0% | SHS | G1890L107 |
| — | INTERCEPT PHARMACEUTICALS IN | 34,840 | $877K | 0.3% | $25.17 | $25.17 | — | COM | 45845P108 |
| — | FIESTA RESTAURANT GROUP INC | 76,220 | $876K | 0.3% | $11.49 | $11.49 | — | COM | 31660B101 |
| — | PHENOMEX INC | 635,800 | $862K | 0.3% | $1.36 | $1.36 | — | COM | 084310101 |
| STWD | STARWOOD PPTY TR INC | 31,400 | $825K | 0.2% | $26.27 | $19.47 | — | COM | 85571B105 |
| KW | KENNEDY-WILSON HOLDINGS INC | 41,150 | $824K | 0.2% | $20.02 * | $16.10 | +0.4% | COM | 489398107 |
| — | SOVOS BRANDS INC | 26,810 | $821K | 0.2% | $30.62 | $30.62 | — | COM | 84612U107 |
| — | GREAT AJAX CORP | 89,190 | $780K | 0.2% | $8.75 | $8.75 | — | COM | 38983D300 |
| LBRDK | LIBERTY BROADBAND CORP | 6,250 | $775K | 0.2% | $124.00 * | $93.47 | -10.6% | COM SER C | 530307305 |
| — | SPIRIT AIRLS INC | 33,930 | $760K | 0.2% | $22.40 | $25.04 | — | COM | 848577102 |
| — | SEAGEN INC | 2,630 | $758K | 0.2% | $288.21 | $265.42 | — | COM | 81181C104 |
| SSYS | STRATASYS LTD | 40,840 | $755K | 0.2% | $18.49 * | $15.82 | 0.0% | SHS | M85548101 |
| — | HORIZON THERAPEUTICS PUB L | 4,330 | $680K | 0.2% | $157.04 | $145.77 | — | SHS | G46188101 |
| — | NEW RELIC INC | 5,670 | $659K | 0.2% | $116.23 | $116.23 | — | COM | 64829B100 |
| SBUX | STARBUCKS CORP | 5,230 | $648K | 0.2% | $123.90 * | $75.18 | +23.0% | COM | 855244109 |
| — | BLUESCAPE OPPORTUNITIES ACQU | 46,852 | $638K | 0.2% | $13.62 | $13.33 | — | SHS | G1195N105 |
| NOA | NORTH AMERN CONSTR GROUP LTD | 19,900 | $586K | 0.2% | $29.45 * | $12.26 | +84.2% | COM | 656811106 |
| — | ARCO PLATFORM LTD | 31,023 | $581K | 0.2% | $18.73 | $18.73 | — | COM CL A | G04553106 |
| FSV | FIRSTSERVICE CORP | 2,720 | $537K | 0.2% | $197.43 * | $135.26 | +11.2% | NEW COM | 33767E202 |
| — | AMERICAN NATL BANKSHARES INC | 10,370 | $534K | 0.2% | $51.49 | $51.49 | — | COM | 027745108 |
| — | WESTERN ASST INFLTN LKD INM | 47,666 | $506K | 0.2% | $10.62 | $10.63 | — | COM SH BEN INT | 95766Q106 |
| OKLO | ALTC ACQUISITION CORP | 34,776 | $489K | 0.1% | $14.06 * | $10.03 | +3.3% | COM CL A | 02156V109 |
| NOC | NORTHROP GRUMMAN CORP | 750 | $448K | 0.1% | $597.33 * | $295.52 | +42.7% | COM | 666807102 |
| DG | DOLLAR GEN CORP NEW | 3,060 | $440K | 0.1% | $143.79 | $141.69 | 0.0% | COM | 256677105 |
| — | EARTHSTONE ENERGY INC | 15,620 | $429K | 0.1% | $27.46 | $27.46 | — | CL A | 27032D304 |
| — | ARLINGTON ASSET INVST CORP | 72,090 | $419K | 0.1% | $5.81 | $5.81 | — | CL A NEW | 041356205 |
| — | PFSWEB INC | 41,217 | $417K | 0.1% | $10.12 | $10.12 | — | COM NEW | 717098206 |
| — | ACTIVISION BLIZZARD INC | 3,250 | $413K | 0.1% | $127.08 | $127.08 | — | COM | 00507V109 |
| MMM | 3M CO | 3,140 | $399K | 0.1% | $127.07 * | $79.56 | 0.0% | COM | 88579Y101 |
| — | TIMBER PHARMACEUTICALS INC | 96,790 | $391K | 0.1% | $4.04 | $4.04 | — | COM NEW | 887080208 |
| USAR | INFLECTION PT ACQUISITN CRP | 25,000 | $347K | 0.1% | $13.88 | $13.88 | — | CL A ORD SHS | G4790U102 |
| — | NEXTGEN HEALTHCARE INC | 10,290 | $332K | 0.1% | $32.26 | $32.26 | — | COM | 65343C102 |
| — | SCIPLAY CORPORATION | 7,100 | $220K | 0.1% | $30.99 | $30.99 | — | CL A | 809087109 |
| — | ZYNERBA PHARMACEUTICALS INC | 123,444 | $213K | 0.1% | $1.73 | $1.73 | — | COM | 98986X109 |
| — | CRIXUS BH3 ACQUISITION CO | 13,756 | $197K | 0.1% | $14.32 | $14.32 | — | CLASS A COM | 22677T102 |
| — | SPLUNK INC | 560 | $111K | 0.0% | $198.21 | $198.21 | — | COM | 848637104 |
| NXE | NEXGEN ENERGY LTD | 11,300 | $92,000 | 0.0% | $8.14 * | $4.79 | +8.1% | COM | 65340P106 |
| — | HOSTESS BRANDS INC | 1,490 | $67,000 | 0.0% | $44.97 | $44.97 | — | CL A | 44109J106 |
| — | PACWEST BANCORP DEL | 5,992 | $64,000 | 0.0% | $10.68 | $10.68 | — | COM | 695263103 |
| ELIQQ | ELECTRIQ PWR HLDGS INC | 21,917 | $52,000 | 0.0% | $2.37 | $2.38 | 0.0% | COM SHS | 285046108 |
| — | FINTECH ECOSYSTEM DEVE | 1,721 | $25,000 | 0.0% | $14.53 | $14.53 | — | CLASS A COM | 318136108 |
| — | BERENSON ACQUISITION CORP I | 1,791 | $25,000 | 0.0% | $13.96 | $13.96 | — | CL A COM | 083690107 |
| — | LL FLOORING HOLDINGS INC | 5,210 | $22,000 | 0.0% | $4.22 | $4.22 | — | COM | 55003T107 |
| — | LANDCADIA HOLDINGS IV INC | 1,145 | $16,000 | 0.0% | $13.97 | $13.97 | — | CLASS A COM | 51477A104 |
| — | SILVERBOX CORP III | 1,000 | $14,000 | 0.0% | $14.00 | $14.00 | — | COM CL A | 82836N107 |
| — | CANO HEALTH INC | 53,598 | $4,000 | 0.0% | $0.07 | $4.58 | — | *W EXP 06/03/202 | 13781Y111 |
| — | INFLECTION PT ACQUISITN CRP | 12,499 | $3,000 | 0.0% | $0.24 | $0.24 | — | *W EXP 08/31/202 | G4790U110 |
| — | ALSET CAPITAL ACQUISITION CO | 182 | $3,000 | 0.0% | $16.48 | $16.48 | — | CLASS A COM | 02115M109 |
| VLDXW | VELO3D INC | 5,000 | $1,000 | 0.0% | $0.20 | $2.00 | — | *W EXP 09/29/202 | 92259N112 |
| LANV/WS | LANVIN GROUP HOLDINGS LIMITE | 2,500 | $1,000 | 0.0% | $0.40 | — | — | *W EXP 01/14/202 | G5380J118 |
| — | SILVERBOX CORP III | 332 | $0 | 0.0% | $0.00 | — | — | *W EXP 02/28/202 | 82836N115 |
| JWSWF | JAWS MUSTANG ACQUISITION COR | 250 | $0 | 0.0% | $0.00 | — | — | *W EXP 01/30/202 | G50737124 |
| DCFWQ | TRITIUM DCFC LIMITED | 333 | $0 | 0.0% | $0.00 | $3.00 | — | *W EXP 01/13/202 | Q9225T116 |