Location: New York, NY
CIK: 0001714672 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 15, 2020
Total Value: $129M (77.8% shares, 22.2% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ISHARES SILVER TRUST | 850,000 | $11.09M | 8.6% | — | — | Call | 46428Q909 |
| — | METAURUS EQUITY COMPONENT TR | 200,000 | $11.05M | 8.6% | $67.36 | — | US EQT EX 2027 | 59140L209 |
| — | COMCAST CORP NEW | 265,000 | $9.111M | 7.1% | — | — | Call | 20030N901 |
| — | DUPONT DE NEMOURS INC | 210,000 | $7.161M | 5.5% | — | — | Call | 26614N902 |
| — | VANECK VECTORS ETF TR | 300,000 | $6.912M | 5.4% | — | — | Call | 92189F906 |
| — | SPDR SER TR | 200,000 | $6.58M | 5.1% | — | — | Call | 78468R906 |
| — | DBX ETF TR | 250,000 | $6.473M | 5.0% | — | — | Call | 233051909 |
| — | CREE INC | 5,000,000 | $4.612M | 3.6% | $1.06 | — | NOTE 0.875% 9/0 | 225447AB7 |
| — | NETFLIX INC | 10,000 | $3.755M | 2.9% | — | — | Put | 64110L956 |
| — | RESTORATION HARDWARE HLDGS I | 3,500,000 | $3.685M | 2.9% | $1.49 | — | DBCV 7/1 | 761283AC4 |
| — | AIR TRANSPORT SERVICES GRP I | 3,928,000 | $3.405M | 2.6% | $0.92 | — | NOTE 1.125%10/1 | 00922RAB1 |
| — | US BANCORP DEL | 95,000 | $3.273M | 2.5% | — | — | Call | 902973904 |
| — | IQIYI INC | 3,000,000 | $3.073M | 2.4% | $1.11 | — | NOTE 3.750%12/0 | 46267XAB4 |
| — | WELLS FARGO CO NEW | 2,400 | $3.058M | 2.4% | $1274.17 | — | PERP PFD CNV A | 949746804 |
| — | ON SEMICONDUCTOR CORP | 3,000,000 | $3.011M | 2.3% | $1.00 | — | NOTE 1.625%10/1 | 682189AP0 |
| — | LIVE NATION ENTERTAINMENT IN | 3,000,000 | $2.913M | 2.3% | $0.97 | — | NOTE 2.500% 3/1 | 538034AQ2 |
| — | SELECT SECTOR SPDR TR | 100,000 | $2.906M | 2.3% | — | — | Put | 81369Y956 |
| — | CHINA MOBILE LIMITED | 50,000 | $2.883M | 2.2% | — | — | Call | 16941M909 |
| — | BK OF AMERICA CORP | 2,200 | $2.785M | 2.2% | $1265.91 | — | 7.25%CNV PFD L | 060505682 |
| — | OIL STS INTL INC | 5,896,000 | $2.653M | 2.1% | $0.76 | — | NOTE 1.500% 2/1 | 678026AH8 |
| CMCSA | COMCAST CORP NEW | 70,000 | $2.407M | 1.9% | $37.34 | -3.5% | CL A | 20030N101 |
| — | VANECK VECTORS ETF TR | 100,000 | $2.304M | 1.8% | — | — | Put | 92189F956 |
| — | SELECT SECTOR SPDR TR | 70,000 | $2.034M | 1.6% | — | — | Call | 81369Y906 |
| — | NEW RELIC INC | 2,000,000 | $1.711M | 1.3% | $0.86 | — | NOTE 0.500% 5/0 | 64829BAB6 |
| — | METAURUS EQUITY COMPONENT TR | 200,000 | $1.648M | 1.3% | $24.90 | — | US EQT CUM 2027 | 59140L100 |
| BKNG | BOOKING HLDGS INC | 1,000 | $1.345M | 1.0% | $1726.46 | 0.0% | COM | 09857L108 |
| — | VIACOMCBS INC | 95,000 | $1.331M | 1.0% | — | — | Call | 92556H907 |
| — | LIONS GATE ENTMNT CORP | 167,700 | $1.02M | 0.8% | — | — | Call | 535919901 |
| — | ON SEMICONDUCTOR CORP | 1,000,000 | $1.001M | 0.8% | $1.15 | — | NOTE 1.000%12/0 | 682189AK1 |
| — | ENTERPRISE PRODS PARTNERS L | 70,000 | $1.001M | 0.8% | — | — | Call | 293792907 |
| — | CEMEX SAB DE CV | 200,000 | $986K | 0.8% | — | — | Call | 151290909 |
| — | II VI INC | 1,000,000 | $935K | 0.7% | $1.02 | — | NOTE 0.250% 9/0 | 902104AB4 |
| DD | DUPONT DE NEMOURS INC | 25,000 | $853K | 0.7% | $24.51 | -25.9% | COM | 26614N102 |
| SA | SEABRIDGE GOLD INC | 90,000 | $840K | 0.7% | $11.83 | 0.0% | COM | 811916105 |
| — | DISH NETWORK CORPORATION | 1,000,000 | $815K | 0.6% | $0.81 | — | NOTE 3.375% 8/1 | 25470MAB5 |
| — | ETF MANAGERS TR | 70,000 | $798K | 0.6% | — | — | Call | 26924G908 |
| — | TRANSOCEAN INC | 1,750,000 | $630K | 0.5% | $0.72 | — | DEB 0.500% 1/3 | 893830BJ7 |
| PTON | PELOTON INTERACTIVE INC | 23,000 | $611K | 0.5% | $27.81 | 0.0% | CL A COM | 70614W100 |
| — | ALPS ETF TR | 160,000 | $550K | 0.4% | $3.44 | — | ALERIAN MLP | 00162Q866 |
| — | CLEVELAND CLIFFS INC | 742,000 | $516K | 0.4% | $0.70 | — | DBCV 1.500% 1/1 | 185899AA9 |
| NVR | NVR INC | 200 | $514K | 0.4% | $3586.02 | 0.0% | COM | 62944T105 |
| AGO | ASSURED GUARANTY LTD | 16,820 | $434K | 0.3% | $37.29 | 0.0% | COM | G0585R106 |
| — | VIACOMCBS INC | 30,000 | $420K | 0.3% | — | — | Call | 92556H906 |
| — | BLACKBERRY LTD | 100,000 | $413K | 0.3% | — | — | Call | 09228F903 |
| ARMK | ARAMARK | 16,000 | $320K | 0.2% | $24.41 | 0.0% | COM | 03852U106 |
| — | INTREXON CORP | 500,000 | $277K | 0.2% | $0.69 | — | NOTE 3.500% 7/0 | 46122TAA0 |
| CF | CF INDS HLDGS INC | 10,000 | $272K | 0.2% | $32.16 | 0.0% | COM | 125269100 |
| — | TWITTER INC | 10,000 | $246K | 0.2% | $24.60 | — | COM | 90184L102 |
| CCO | CLEAR CHANNEL OUTDOOR HLDGS | 351,524 | $225K | 0.2% | $3.07 | -30.7% | COM | 18453H106 |
| ELAN | ELANCO ANIMAL HEALTH INC | 10,000 | $224K | 0.2% | $27.39 | 0.0% | COM | 28414H103 |
| — | OSISKO GOLD ROYALTIES LTD | 30,000 | $224K | 0.2% | $7.47 | — | COM | 68827L101 |
| APPS | DIGITAL TURBINE INC | 49,800 | $215K | 0.2% | $6.18 | 0.0% | COM NEW | 25400W102 |
| CX | CEMEX SAB DE CV | 100,000 | $212K | 0.2% | $2.12 | — | SPON ADR NEW | 151290889 |
| — | STORE CAP CORP | 10,000 | $181K | 0.1% | $18.10 | — | COM | 862121100 |
| PLUG | PLUG POWER INC | 50,000 | $177K | 0.1% | $3.25 | +25.4% | COM NEW | 72919P202 |
| BHC | BAUSCH HEALTH COS INC | 10,000 | $155K | 0.1% | $24.11 | 0.0% | COM | 071734107 |
| — | SIX FLAGS ENTMT CORP NEW | 11,000 | $138K | 0.1% | $12.55 | — | COM | 83001A102 |
| — | MAG SILVER CORP | 15,000 | $116K | 0.1% | $7.73 | — | COM | 55903Q104 |
| NCLH | NORWEGIAN CRUISE LINE HLDG L | 10,000 | $110K | 0.1% | $40.21 | 0.0% | SHS | G66721104 |
| PGEN | PRECIGEN INC | 28,050 | $95,000 | 0.1% | $4.32 | 0.0% | COM | 74017N105 |
| ET | ENERGY TRANSFER LP | 20,000 | $92,000 | 0.1% | $4.60 | — | COM UT LTD PTN | 29273V100 |
| DDD | 3-D SYS CORP DEL | 10,000 | $77,000 | 0.1% | $8.68 | +12.3% | COM NEW | 88554D205 |
| — | ELECTRAMECCANICA VEHS CORP | 270,006 | $76,000 | 0.1% | $1.03 | — | *W EXP 08/03/202 | 284849114 |
| — | ASANKO GOLD INC | 90,000 | $71,000 | 0.1% | $0.94 | — | COM | 04341Y105 |
| — | NESCO HLDGS INC | 20,000 | $66,000 | 0.1% | $4.10 | — | COM | 64083J104 |
| VNCE | VINCE HLDG CORP | 10,000 | $39,000 | 0.0% | $11.77 | 0.0% | COM NEW | 92719W207 |
| — | CHESAPEAKE ENERGY CORP | 50,000 | $9,000 | 0.0% | $0.18 | — | COM | 165167107 |
| — | MATINAS BIOPHARMA HLDGS INC | 10,000 | $6,000 | 0.0% | $0.80 | — | COM | 576810105 |