CIK: 0001766228 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 15, 2021
Total Value ($000): $255,751 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| FJUN | FT Cboe Vest US Equity Buffer June | 474,402 | $17,185 | 6.7% | $34.08 | — | ETF | 33740F722 |
| RDVY | FT NASDAQ Rising Dividend Achievers | 3,340,126 | $16,426 | 6.4% | $8.51 | — | ETF | 33738R506 |
| FVD | First Trust Value Line Dividend ETF | 3,425,841 | $16,242 | 6.4% | $8.97 | — | ETF | 33734H106 |
| VO | Vanguard Mid Cap Index ETF | 2,443,377 | $15,847 | 6.2% | $11.20 | — | ETF | 922908629 |
| MMLG | First Trust Multi-Manager Large Growth | 578,992 | $15,767 | 6.2% | $26.77 | — | ETF | 33740F789 |
| IEFA | iShares Core MSCI EAFE | 201,152 | $14,935 | 5.8% | $69.09 | — | ETF | 46432F842 |
| ACWV | iShares MSCI Global Min Vol Factor | 4,882,964 | $14,193 | 5.5% | $3.03 | — | ETF | 464286525 |
| RWL | Invesco S&P 500 Revenue | 2,516,677 | $13,009 | 5.1% | $9.11 | — | ETF | 46138G698 |
| PKW | INVESCO BUYBACK ACHIEVERS ETF | 2,536,366 | $12,670 | 5.0% | $8.76 | — | ETF | 46137V308 |
| IJR | iShares Core S&P Small-Cap | 3,408,549 | $12,537 | 4.9% | $5.90 | — | ETF | 464287804 |
| HDMV | First Trust Hrzn Mgd Vol Dev Intl | 336,225 | $10,371 | 4.1% | $30.54 | — | ETF | 33739P871 |
| FPXI | First Trust Intl Equity Opps | 137,153 | $8,787 | 3.4% | $64.46 | — | ETF | 33734X853 |
| FIXD | First Trust TCW Opportunistic Fxd Inc | 150,492 | $8,059 | 3.2% | $54.57 | — | ETF | 33740F805 |
| FCTR | First Trust Lunt US Factor Rotation | 175,164 | $5,957 | 2.3% | $34.01 | — | ETF | 33733E872 |
| PGHY | Invesco Glb ST High-Yield Bond | 266,044 | $5,781 | 2.3% | $22.18 | — | ETF | 46138E669 |
| FTSL | First Trust Senior Loan | 119,305 | $5,709 | 2.2% | $47.64 | — | ETF | 33738D309 |
| XMPT | VanEck CEF Municipal Income ETF | 84,736 | $4,974 | 1.9% | $58.70 | — | ETF | 92189F460 |
| PFF | iShares Preferred&Income Securities ETF | 59,092 | $4,604 | 1.8% | $77.91 | — | ETF | 464288687 |
| LMBS | First Trust Low Duration Opps ETF | 81,347 | $4,115 | 1.6% | $51.39 | — | ETF | 33739Q200 |
| MLPX | Global X MLP & Energy Infrastructure ETF | 48,567 | $3,850 | 1.5% | $79.27 | — | ETF | 37954Y293 |
| BNDX | Vanguard Total Intl Bond Index | 63,469 | $3,615 | 1.4% | $58.44 | — | ETF | 92203J407 |
| MORT | VanEck Mortgage REIT Income ETF | 84,156 | $3,257 | 1.3% | $38.70 | — | ETF | 92189F452 |
| EMB | iShares JPMorgan USD Emerg Markets Bond | 14,328 | $3,150 | 1.2% | $219.85 | — | ETF | 464288281 |
| CSWC | Capital Southwest Corp | 48,053 | $2,636 | 1.0% | $15.45 | 0.0% | Stock | 140501107 |
| — | Oaktree Specialty Lending Corp | 176,041 | $2,595 | 1.0% | $14.74 | — | Stock | 67401P108 |
| GAIN | Gladstone Investment Corp | 87,937 | $2,587 | 1.0% | $8.55 | 0.0% | Stock | 376546107 |
| TPVG | TriplePoint Venture Growth BDC Corp | 75,940 | $2,553 | 1.0% | $15.66 | 0.0% | Stock | 89677Y100 |
| ARCC | Ares Capital Corp | 58,514 | $2,462 | 1.0% | $13.21 | 0.0% | Stock | 04010L103 |
| — | NATIONWIDE RISK MANAGD INCOME ETF | 43,822 | $2,421 | 0.9% | $55.25 | — | ETF | 26922A172 |
| TSLX | Sixth Street Specialty Lending Inc | 52,036 | $2,420 | 0.9% | $22.91 | 0.0% | Stock | 83012A109 |
| GBDC | Golub Capital BDC Inc | 75,412 | $2,404 | 0.9% | $9.95 | 0.0% | Stock | 38173M102 |
| — | SLR Senior Investment Corp | 74,957 | $2,394 | 0.9% | $31.94 | — | Stock | 83416M105 |
| HTGC | Hercules Capital Inc | 68,283 | $2,376 | 0.9% | $17.00 | 0.0% | Stock | 427096508 |
| MAIN | Main Street Capital Corp | 27,399 | $2,334 | 0.9% | $41.59 | 0.0% | Stock | 56035L104 |
| OBDC | OWL ROCK CAPITAL ORD | 79,697 | $2,298 | 0.9% | $8.88 | 0.0% | Stock | 69121K104 |
| GSBD | Goldman Sachs BDC Inc | 57,768 | $2,194 | 0.9% | $19.13 | 0.0% | Stock | 38147U107 |
| QYLD | Global X NASDAQ 100 Covered Call ETF | 1,216,563 | $1,323 | 0.5% | $1.09 | — | ETF | 37954Y483 |
| JPST | JPMorgan Ultra-Short Income | 7,410 | $376 | 0.1% | $50.69 | — | ETF | 46641Q837 |
| VNLA | Janus Henderson Short Duration Inc ETF | 7,483 | $375 | 0.1% | $50.14 | — | ETF | 47103U886 |
| IWM | iShares Russell 2000 | 675 | $304 | 0.1% | $450.37 | — | ETF | 464287655 |
| AAPL | Apple Inc | 1,625 | $230 | 0.1% | $126.45 | +13.8% | Stock | 037833100 |
| FTCS | First Trust Capital Strength Etf | 28,715 | $219 | 0.1% | $7.63 | — | ETF | 33733E104 |
| AMZN | Amazon.com Inc | 64 | $210 | 0.1% | $166.20 | +3.8% | Stock | 023135106 |