Caldwell Investment Management Ltd. Diversified Active

CIK: 0001904373 · Show all filings

Period: Q1 2023 (← Previous) (Next →)

Filing Date: May 16, 2023

Total Value ($000): $100,839 (100.0% shares, 0.0% debt)

Holdings (23)

CBOE CBOE GLOBAL MARKETS INC 14.6%

Value ($000) $14,759 Shares 110,000 Est. Cost $122.57 Unrealized -0.7%

KKR KKR & CO INC 10.4%

Value ($000) $10,498 Shares 200,000 Est. Cost $71.22 Unrealized -26.3%

ICE INTERCONTINENTAL EXCHANGE IN 10.3%

Value ($000) $10,423 Shares 100,000 Est. Cost $125.37 Unrealized -20.0%

BAC BANK AMERICA CORP 9.9%

Value ($000) $10,005 Shares 350,000 Est. Cost $41.02 Unrealized -25.5%

GIB CGI INC 9.9%

Value ($000) $9,985 Shares 103,712 Est. Cost $81.72 Unrealized +9.4%

STN STANTEC INC 9.1%

Value ($000) $9,175 Shares 157,100 Est. Cost $48.01 Unrealized —

QSR RESTAURANT BRANDS INC 8.1%

Value ($000) $8,202 Shares 122,300 Est. Cost $62.92 Unrealized +3.6%

AGI ALAMOS GOLD INC 4.4%

Value ($000) $4,459 Shares 365,600 Est. Cost $10.67 Unrealized 0.0%

APH AMPHENOL CORP 2.5%

Value ($000) $2,483 Shares 30,400 Est. Cost $38.49 Unrealized 0.0%

AVGO BROADCOM INC 2.4%

Value ($000) $2,437 Shares 3,800 Est. Cost $50.49 Unrealized +14.0%

FDX FEDEX CORP 2.4%

Value ($000) $2,421 Shares 10,600 Est. Cost $190.64 Unrealized 0.0%

MA MASTERCARD INCORPORATED 2.1%

Value ($000) $2,157 Shares 5,938 Est. Cost $357.45 Unrealized 0.0%

DGX QUEST DIAGNOSTICS INC 1.7%

Value ($000) $1,669 Shares 11,800 Est. Cost $140.46 Unrealized -3.7%

AMZN AMAZON COM INC 1.5%

Value ($000) $1,518 Shares 14,700 Est. Cost $106.70 Unrealized -9.5%

JPM JPMORGAN CHASE & CO 1.5%

Value ($000) $1,493 Shares 11,460 Est. Cost $133.66 Unrealized -4.1%

COST COSTCO WHSL CORP 1.5%

Value ($000) $1,490 Shares 3,000 Est. Cost $471.27 Unrealized 0.0%

— ANYS CORP 1.5%

Value ($000) $1,464 Shares 4,400 Est. Cost $273.18 Unrealized —

UNH UNITEDHEALTH GROUP INC 1.3%

Value ($000) $1,271 Shares 2,690 Est. Cost $422.19 Unrealized +8.3%

DOX AMDOCS LTD 1.2%

Value ($000) $1,190 Shares 12,400 Est. Cost $68.63 Unrealized +26.2%

V VISA INC 1.1%

Value ($000) $1,149 Shares 5,100 Est. Cost $208.13 Unrealized +4.7%

SPGI S&P GLOBAL INC 1.0%

Value ($000) $992 Shares 2,880 Est. Cost $441.83 Unrealized -22.2%

AQN ALGONQUIN POWER & UTILITIES 0.9%

Value ($000) $858 Shares 102,402 Est. Cost $11.42 Unrealized -43.1%

— TRICON RESIDENTIAL INC 0.7%

Value ($000) $742 Shares 95,740 Est. Cost $15.14 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
CBOE	CBOE GLOBAL MARKETS INC	110,000	$14,759	14.6%	$122.57	-0.7%	COM	12503M108
KKR	KKR & CO INC	200,000	$10,498	10.4%	$71.22	-26.3%	COM	48251W104
ICE	INTERCONTINENTAL EXCHANGE IN	100,000	$10,423	10.3%	$125.37	-20.0%	COM	45866F104
BAC	BANK AMERICA CORP	350,000	$10,005	9.9%	$41.02	-25.5%	COM	060505104
GIB	CGI INC	103,712	$9,985	9.9%	$81.72	+9.4%	CL A SUB VTG	12532H104
STN	STANTEC INC	157,100	$9,175	9.1%	$48.01	—	COM	85472N109
QSR	RESTAURANT BRANDS INC	122,300	$8,202	8.1%	$62.92	+3.6%	COM	76131D103
AGI	ALAMOS GOLD INC	365,600	$4,459	4.4%	$10.67	0.0%	CL A	011532108
APH	AMPHENOL CORP	30,400	$2,483	2.5%	$38.49	0.0%	NEW CL A	032095101
AVGO	BROADCOM INC	3,800	$2,437	2.4%	$50.49	+14.0%	COM	11135F101
FDX	FEDEX CORP	10,600	$2,421	2.4%	$190.64	0.0%	COM	31428X106
MA	MASTERCARD INCORPORATED	5,938	$2,157	2.1%	$357.45	0.0%	CL A	57636Q104
DGX	QUEST DIAGNOSTICS INC	11,800	$1,669	1.7%	$140.46	-3.7%	COM	74834L100
AMZN	AMAZON COM INC	14,700	$1,518	1.5%	$106.70	-9.5%	COM	023135106
JPM	JPMORGAN CHASE & CO	11,460	$1,493	1.5%	$133.66	-4.1%	COM	46625H100
COST	COSTCO WHSL CORP	3,000	$1,490	1.5%	$471.27	0.0%	NEW COM	22160K105
—	ANYS CORP	4,400	$1,464	1.5%	$273.18	—	NEW CL A	03662Q105
UNH	UNITEDHEALTH GROUP INC	2,690	$1,271	1.3%	$422.19	+8.3%	COM	91324P102
DOX	AMDOCS LTD	12,400	$1,190	1.2%	$68.63	+26.2%	SHS	G02602103
V	VISA INC	5,100	$1,149	1.1%	$208.13	+4.7%	COM CL A	92826C839
SPGI	S&P GLOBAL INC	2,880	$992	1.0%	$441.83	-22.2%	COM	78409V104
AQN	ALGONQUIN POWER & UTILITIES	102,402	$858	0.9%	$11.42	-43.1%	COM	015857105
—	TRICON RESIDENTIAL INC	95,740	$742	0.7%	$15.14	—	COM NPV	89612W102