Caldwell Investment Management Ltd. Diversified Active

CIK: 0001904373 · Show all filings

Period: Q2 2023 (← Previous) (Next →)

Filing Date: Jul 19, 2023

Total Value ($000): $132,200 (100.0% shares, 0.0% debt)

Holdings (29)

CBOE CBOE GLOBAL MARKETS INC 11.3%

Value ($000) $14,934 Shares 110,000 Est. Cost $122.57 Unrealized +8.4%

ICE INTERCONTINENTAL EXCHANGE IN 8.5%

Value ($000) $11,228 Shares 100,000 Est. Cost $125.37 Unrealized -16.5%

KKR KKR & CO INC 8.5%

Value ($000) $11,190 Shares 200,000 Est. Cost $71.22 Unrealized -27.8%

BAC BANK AMERICA CORP 7.6%

Value ($000) $10,031 Shares 350,000 Est. Cost $41.02 Unrealized -35.1%

STN STANTEC INC 7.4%

Value ($000) $9,752 Shares 152,100 Est. Cost $48.01 Unrealized —

QSR RESTAURANT BRANDS INC 7.1%

Value ($000) $9,409 Shares 122,300 Est. Cost $62.92 Unrealized +14.7%

ATS ATS CORP CDA 6.4%

Value ($000) $8,525 Shares 186,800 Est. Cost $43.03 Unrealized 0.0%

GIB CGI INC 6.2%

Value ($000) $8,173 Shares 78,712 Est. Cost $81.72 Unrealized +23.9%

CCJ CAMECO CORPORATION 5.8%

Value ($000) $7,716 Shares 250,000 Est. Cost $27.96 Unrealized 0.0%

GFL GFL ENVIRONMENTAL INC 5.3%

Value ($000) $7,061 Shares 185,000 Est. Cost $36.22 Unrealized 0.0%

TAC TRANSALTA CORP 4.9%

Value ($000) $6,538 Shares 710,000 Est. Cost $9.38 Unrealized 0.0%

FDX FEDEX CORP 2.0%

Value ($000) $2,650 Shares 10,600 Est. Cost $190.64 Unrealized +13.3%

MA MASTERCARD INCORPORATED 1.7%

Value ($000) $2,302 Shares 5,938 Est. Cost $357.45 Unrealized +3.5%

COST COSTCO WHSL CORP 1.5%

Value ($000) $2,020 Shares 3,800 Est. Cost $474.61 Unrealized +2.6%

AVGO BROADCOM INC 1.4%

Value ($000) $1,898 Shares 2,200 Est. Cost $50.49 Unrealized +36.1%

AMZN AMAZON COM INC 1.4%

Value ($000) $1,880 Shares 14,700 Est. Cost $106.70 Unrealized +7.0%

JPM JP MORGAN CHASE & CO 1.2%

Value ($000) $1,644 Shares 11,460 Est. Cost $133.66 Unrealized -3.0%

DGX QUEST DIAGNOSTICS INC 1.2%

Value ($000) $1,644 Shares 11,800 Est. Cost $140.46 Unrealized -6.8%

ESAB ESAB CORP 1.2%

Value ($000) $1,555 Shares 23,500 Est. Cost $60.13 Unrealized 0.0%

ENTG ENTEGRIS INC 1.1%

Value ($000) $1,504 Shares 13,800 Est. Cost $90.19 Unrealized 0.0%

BMI BADGER METER INC 1.1%

Value ($000) $1,473 Shares 10,000 Est. Cost $135.17 Unrealized 0.0%

— ANSYS CORP 1.1%

Value ($000) $1,435 Shares 4,400 Est. Cost $273.18 Unrealized —

UNH UNITEDHEALTH GROUP INC 1.0%

Value ($000) $1,282 Shares 2,690 Est. Cost $422.19 Unrealized +10.1%

DOX AMDOCS LTD 0.9%

Value ($000) $1,215 Shares 12,400 Est. Cost $68.63 Unrealized +28.9%

V VISA INC 0.9%

Value ($000) $1,195 Shares 5,100 Est. Cost $208.13 Unrealized +7.8%

SPGI S&P GLOBAL INC 0.9%

Value ($000) $1,140 Shares 2,880 Est. Cost $441.83 Unrealized -19.0%

TTEK TETRA TECH INC 0.8%

Value ($000) $1,120 Shares 6,900 Est. Cost $29.41 Unrealized 0.0%

AQN ALGONQUIN POWER & UTILITIES 0.6%

Value ($000) $852 Shares 102,402 Est. Cost $11.42 Unrealized -34.9%

— TRICON RESIDENTIAL INC 0.6%

Value ($000) $833 Shares 95,740 Est. Cost $15.14 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
CBOE	CBOE GLOBAL MARKETS INC	110,000	$14,934	11.3%	$122.57	+8.4%	COM	12503M108
ICE	INTERCONTINENTAL EXCHANGE IN	100,000	$11,228	8.5%	$125.37	-16.5%	COM	45866F104
KKR	KKR & CO INC	200,000	$11,190	8.5%	$71.22	-27.8%	COM	48251W104
BAC	BANK AMERICA CORP	350,000	$10,031	7.6%	$41.02	-35.1%	COM	060505104
STN	STANTEC INC	152,100	$9,752	7.4%	$48.01	—	COM	85472N109
QSR	RESTAURANT BRANDS INC	122,300	$9,409	7.1%	$62.92	+14.7%	COM	76131D103
ATS	ATS CORP CDA	186,800	$8,525	6.4%	$43.03	0.0%	COM	00217Y104
GIB	CGI INC	78,712	$8,173	6.2%	$81.72	+23.9%	CL A SUB VTG	12532H104
CCJ	CAMECO CORPORATION	250,000	$7,716	5.8%	$27.96	0.0%	COM	13321L108
GFL	GFL ENVIRONMENTAL INC	185,000	$7,061	5.3%	$36.22	0.0%	SUB VTG	36168Q104
TAC	TRANSALTA CORP	710,000	$6,538	4.9%	$9.38	0.0%	COM	89346D107
FDX	FEDEX CORP	10,600	$2,650	2.0%	$190.64	+13.3%	COM	31428X106
MA	MASTERCARD INCORPORATED	5,938	$2,302	1.7%	$357.45	+3.5%	CL A	57636Q104
COST	COSTCO WHSL CORP	3,800	$2,020	1.5%	$474.61	+2.6%	NEW COM	22160K105
AVGO	BROADCOM INC	2,200	$1,898	1.4%	$50.49	+36.1%	COM	11135F101
AMZN	AMAZON COM INC	14,700	$1,880	1.4%	$106.70	+7.0%	COM	023135106
JPM	JP MORGAN CHASE & CO	11,460	$1,644	1.2%	$133.66	-3.0%	COM	46625H100
DGX	QUEST DIAGNOSTICS INC	11,800	$1,644	1.2%	$140.46	-6.8%	COM	74834L100
ESAB	ESAB CORP	23,500	$1,555	1.2%	$60.13	0.0%	COM	29605J106
ENTG	ENTEGRIS INC	13,800	$1,504	1.1%	$90.19	0.0%	COM	29362U104
BMI	BADGER METER INC	10,000	$1,473	1.1%	$135.17	0.0%	COM	056525108
—	ANSYS CORP	4,400	$1,435	1.1%	$273.18	—	NEW CL A	03662Q105
UNH	UNITEDHEALTH GROUP INC	2,690	$1,282	1.0%	$422.19	+10.1%	COM	91324P102
DOX	AMDOCS LTD	12,400	$1,215	0.9%	$68.63	+28.9%	SHS	G02602103
V	VISA INC	5,100	$1,195	0.9%	$208.13	+7.8%	COM CL A	92826C839
SPGI	S&P GLOBAL INC	2,880	$1,140	0.9%	$441.83	-19.0%	COM	78409V104
TTEK	TETRA TECH INC	6,900	$1,120	0.8%	$29.41	0.0%	COM	88162G103
AQN	ALGONQUIN POWER & UTILITIES	102,402	$852	0.6%	$11.42	-34.9%	COM	015857105
—	TRICON RESIDENTIAL INC	95,740	$833	0.6%	$15.14	—	COM NPV	89612W102