BAKKT HOLDINGS INC

Ticker: BKKT CUSIP: 05759B305 Class: COM CL A NEW

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
BlackRock, Inc.989,636$9,936
Weiss Asset Management LP812,640$8,159
VANGUARD GROUP INC737,589$7,405
RENAISSANCE TECHNOLOGIES LLC562,100$5,643
GEODE CAPITAL MANAGEMENT, LLC489,428$4,914
TWO SIGMA INVESTMENTS, LP475,780$4,777
HORIZON KINETICS ASSET MANAGEMENT LLC324,706$3,260
UBS Group AG264,462$2,655
STATE STREET CORP258,384$2,594
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.179,683$1,804
MILLENNIUM MANAGEMENT LLC134,963$1,355
Toroso Investments, LLC130,123$1,306
JANE STREET GROUP, LLC125,871$1,264
TWO SIGMA ADVISERS, LP117,413$1,179
NORTHERN TRUST CORP93,842$942
CITADEL ADVISORS LLC80,398$807
CoinFund Management LLC55,255$555
XTX Topco Ltd55,091$553
Squarepoint Ops LLC54,665$549
MORGAN STANLEY48,146$483
Susquehanna Portfolio Strategies, LLC44,148$443
SUSQUEHANNA INTERNATIONAL GROUP, LLP42,658$428
CHARLES SCHWAB INVESTMENT MANAGEMENT INC40,234$404
Alpine Fox Capital LLC40,000$402
WELLS FARGO & COMPANY/MN39,522$397
Voya Investment Management LLC39,248$394
AlphaQuest LLC36,075$362
Invesco Ltd.29,491$296
CANADA PENSION PLAN INVESTMENT BOARD29,300$294
Nuveen, LLC25,359$255
Bank of New York Mellon Corp24,481$246
BARCLAYS PLC22,345$224
IMC-Chicago, LLC21,152$212
Aristides Capital LLC17,600$177
Delta Investment Management, LLC17,195$173
Alpine Global Management, LLC17,076$171
Engineers Gate Manager LP16,660$167
RHUMBLINE ADVISERS15,970$160
GOLDMAN SACHS GROUP INC15,921$160
AXQ CAPITAL, LP13,543$136
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM12,551$126
Stratos Wealth Advisors, LLC11,912$120
BANK OF AMERICA CORP /DE/11,040$111
Skandinaviska Enskilda Banken AB (publ)10,311$104
CI INVESTMENTS INC.10,162$102
PRICE T ROWE ASSOCIATES INC /MD/10,065$0
DEUTSCHE BANK AG\10,006$100
Coastal Investment Advisors, Inc.9,750$98
MetLife Investment Management, LLC8,133$82
OSAIC HOLDINGS, INC.7,732$78
Pilgrim Partners Asia Pte Ltd6,600$66
JPMORGAN CHASE & CO5,869$59
GROUP ONE TRADING, L.P.4,737$48
NEW YORK STATE COMMON RETIREMENT FUND4,600$46
CITIGROUP INC3,473$35
State of Wyoming3,368$34
BNP PARIBAS ARBITRAGE, SA3,161$32
SBI Securities Co., Ltd.2,990$30
Russell Investments Group, Ltd.2,949$30
Tower Research Capital LLC (TRC)2,485$25
Police & Firemen's Retirement System of New Jersey2,439$24
FMR LLC2,136$21
JONES FINANCIAL COMPANIES LLLP1,892$19
Penserra Capital Management LLC1,670$0
Legal & General Group Plc1,371$14
Belvedere Trading LLC1,218$12
Newbridge Financial Services Group, Inc.1,000$10
Ameritas Investment Partners, Inc.934$9
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM881$9
ROYAL BANK OF CANADA703$7
Sterling Capital Management LLC616$6
US BANCORP \DE\511$5
AMALGAMATED BANK451$0
KERR FINANCIAL PLANNING Corp193$2
GAMMA Investing LLC134$1
WOLVERINE ASSET MANAGEMENT LLC121$1
Steward Partners Investment Advisory, LLC115$1
Clearstead Advisors, LLC109$1
Farther Finance Advisors, LLC100$1
NewEdge Advisors, LLC80$1
Federation des caisses Desjardins du Quebec62$1
SIGNATUREFD, LLC60$1
Avion Wealth46$0
Fortitude Family Office, LLC43$0
Align Financial, LLC40$0
COMERICA BANK34$0
FEDERATED HERMES, INC.28$0
Allworth Financial LP27$0
Strive Financial Group ,LLC20$0
PNC Financial Services Group, Inc.5$0
ORG Wealth Partners, LLC4$0
SageView Advisory Group, LLC3$0
IFP Advisors, Inc1$0
Total (93 institutions)6,697,094$67,116