ESS TECH INC

Ticker: GWH CUSIP: 26916J205 Class: COM NEW

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (15)

Shay Capital LLC
Value ($000) $338 Shares 180,000
Alyeska Investment Group, L.P.
Value ($000) $2,632 Shares 1,400,000
PRIMORIS WEALTH ADVISORS, LLC
Value ($000) $19 Shares 10,000
Pathstone Holdings, LLC
Value ($000) $167 Shares 88,982
GSA CAPITAL PARTNERS LLP
Value ($000) $0 Shares 74,724
Engineers Gate Manager LP
Value ($000) $31 Shares 16,498
LPL Financial LLC
Value ($000) $27 Shares 14,237
BRIDGEWAY CAPITAL MANAGEMENT, LLC
Value ($000) $19 Shares 10,000
MILLENNIUM MANAGEMENT LLC
Value ($000) $19 Shares 10,111
Smartleaf Asset Management LLC
Value ($000) $0 Shares 200
Fortitude Family Office, LLC
Value ($000) $0 Shares 120
Navalign, LLC
Value ($000) $0 Shares 13
TD Waterhouse Canada Inc.
Value ($000) $0 Shares 13
Pinnacle Wealth Planning Services, Inc.
Value ($000) $0 Shares 6
CITIGROUP INC
Value ($000) $0 Shares 1

Increased Positions (14)

Green Alpha Advisors, LLC
Value ($000) $223 (+1281.1%) Shares 118,683 (+1016.7%)
Arosa Capital Management LP
Value ($000) $1,786 (+74.0%) Shares 950,000 (+40.7%)
VANGUARD GROUP INC
Value ($000) $914 (+127.4%) Shares 485,919 (+83.8%)
XTX Topco Ltd
Value ($000) $93 (+194.1%) Shares 49,609 (+137.8%)
GEODE CAPITAL MANAGEMENT, LLC
Value ($000) $257 (+197.1%) Shares 136,470 (+140.2%)
JPMORGAN CHASE & CO
Value ($000) $140 (+54011.2%) Shares 74,259 (+43581.8%)
JANE STREET GROUP, LLC
Value ($000) $205 (+175.4%) Shares 109,012 (+122.7%)
STATE STREET CORP
Value ($000) $88 (+256.4%) Shares 46,975 (+188.1%)
UBS Group AG
Value ($000) $84 (+272.4%) Shares 44,717 (+201.1%)
OSAIC HOLDINGS, INC.
Value ($000) $11 (+249.4%) Shares 6,106 (+169.7%)
SBI Securities Co., Ltd.
Value ($000) $1 (+751.6%) Shares 571 (+588.0%)
BANK OF AMERICA CORP /DE/
Value ($000) $5 (+30.9%) Shares 2,703 (+5.9%)
WELLS FARGO & COMPANY/MN
Value ($000) $0 (+466.7%) Shares 45 (+350.0%)
ROYAL BANK OF CANADA
Value ($000) $0 Shares 105 (+4.0%)

Decreased Positions (4)

MORGAN STANLEY
Value ($000) $4 (-50.5%) Shares 2,087 (-60.0%)
BlackRock, Inc.
Value ($000) $95 (+17.2%) Shares 50,370 (-5.2%)
Tower Research Capital LLC (TRC)
Value ($000) $5 (-33.6%) Shares 2,494 (-46.3%)
BNP PARIBAS ARBITRAGE, SA
Value ($000) $0 (-54.9%) Shares 163 (-63.5%)

Exited Positions (9)

Yorkville Advisors Global, LP
Value ($000) $74 Shares 48,374
RENAISSANCE TECHNOLOGIES LLC
Value ($000) $42 Shares 27,560
CITADEL ADVISORS LLC
Value ($000) $30 Shares 19,773
BARCLAYS PLC
Value ($000) $1 Shares 100
Allworth Financial LP
Value ($000) $0 Shares 166
Clear Street Group Inc.
Value ($000) $0 Shares 126
PRINCIPAL SECURITIES, INC.
Value ($000) $0 Shares 108
MATHER GROUP, LLC.
Value ($000) $0 Shares 20
Groupe la Francaise
Value ($000) $0 Shares 6