ELLSWORTH GROWTH & INCOME FD

Institution	Prev Shares	Curr Shares	Change
Saba Capital Management, L.P.	1,635,252	1,680,620	+45,368 (+2.8%)
Advisors Asset Management, Inc.	227,875	393,918	+166,043 (+72.9%)
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	185,809	199,783	+13,974 (+7.5%)
GUGGENHEIM CAPITAL LLC	141,718	164,329	+22,611 (+16.0%)
SIT INVESTMENT ASSOCIATES INC	888,713	932,552	+43,839 (+4.9%)
Invesco Ltd.	198,189	232,215	+34,026 (+17.2%)
WELLS FARGO & COMPANY/MN	916,262	946,404	+30,142 (+3.3%)
COMMONWEALTH EQUITY SERVICES, LLC	19,393	32,592	+13,199 (+68.1%)
LPL Financial LLC	18,257	23,308	+5,051 (+27.7%)
ROYAL BANK OF CANADA	42,780	47,354	+4,574 (+10.7%)
K2 PRINCIPAL FUND, L.P.	23,785	24,619	+834 (+3.5%)
Waverly Advisors, LLC	39,807	41,199	+1,392 (+3.5%)
Private Advisor Group, LLC	24,249	25,099	+850 (+3.5%)
RAYMOND JAMES FINANCIAL INC	80,538	81,369	+831 (+1.0%)
Aviance Capital Partners, LLC	30,228	30,580	+352 (+1.2%)
UBS Group AG	10,141	10,627	+486 (+4.8%)

Decreased Positions (14)

Shaker Financial Services, LLC

Value ($000) $345 (-70.0%) Shares 29,647 (-70.1%)

Bulldog Investors, LLP

Value ($000) $3,115 (-14.1%) Shares 267,836 (-14.3%)

Pathstone Holdings, LLC

Value ($000) $3,232 (-28.6%) Shares 277,902 (-28.8%)

AMERIPRISE FINANCIAL INC

Value ($000) $1,254 (-23.6%) Shares 107,816 (-23.7%)

Institute for Wealth Management, LLC.

Value ($000) $626 (-3.4%) Shares 53,857 (-3.6%)

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Value ($000) $740 (-20.6%) Shares 62,147 (-20.4%)

Global Retirement Partners, LLC

Value ($000) $24 (-72.1%) Shares 2,052 (-72.1%)

MORGAN STANLEY

Value ($000) $1,800 (-6.6%) Shares 154,779 (-6.8%)

NewEdge Advisors, LLC

Value ($000) $802 (-7.7%) Shares 68,987 (-7.9%)

Old Port Advisors

Value ($000) $167 (-4.8%) Shares 14,327 (-5.0%)

Cetera Investment Advisers

Value ($000) $128 (-13.8%) Shares 11,012 (-14.0%)

OSAIC HOLDINGS, INC.

Value ($000) $190 (-2.6%) Shares 16,319 (-5.9%)

BANK OF AMERICA CORP /DE/

Value ($000) $1 (-38.6%) Shares 57 (-38.7%)

Cambridge Investment Research Advisors, Inc.

Value ($000) $0 (-11.4%) Shares 16,702 (-11.5%)

Institution	Prev Shares	Curr Shares	Change
Shaker Financial Services, LLC	99,201	29,647	-69,554 (-70.1%)
Bulldog Investors, LLP	312,463	267,836	-44,627 (-14.3%)
Pathstone Holdings, LLC	390,077	277,902	-112,175 (-28.8%)
AMERIPRISE FINANCIAL INC	141,388	107,816	-33,572 (-23.7%)
Institute for Wealth Management, LLC.	55,884	53,857	-2,027 (-3.6%)
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	78,042	62,147	-15,895 (-20.4%)
Global Retirement Partners, LLC	7,365	2,052	-5,313 (-72.1%)
MORGAN STANLEY	166,147	154,779	-11,368 (-6.8%)
NewEdge Advisors, LLC	74,910	68,987	-5,923 (-7.9%)
Old Port Advisors	15,082	14,327	-755 (-5.0%)
Cetera Investment Advisers	12,807	11,012	-1,795 (-14.0%)
OSAIC HOLDINGS, INC.	17,342	16,319	-1,023 (-5.9%)
BANK OF AMERICA CORP /DE/	93	57	-36 (-38.7%)
Cambridge Investment Research Advisors, Inc.	18,862	16,702	-2,160 (-11.5%)

Exited Positions (9)

OAK HARBOR WEALTH PARTNERS, LLC

Value ($000) $134 Shares 11,536

WOLVERINE ASSET MANAGEMENT LLC

Value ($000) $1,303 Shares 112,334

ALTFEST L J & CO INC

Value ($000) $135 Shares 11,636

AQR Arbitrage LLC

Value ($000) $290 Shares 24,981

Kovitz Investment Group Partners, LLC

Value ($000) $371 Shares 32,006

Creative Planning

Value ($000) $129 Shares 11,118

HighTower Advisors, LLC

Value ($000) $122 Shares 10,514

GPS Wealth Strategies Group, LLC

Value ($000) $4 Shares 382

COMERICA BANK

Value ($000) $1 Shares 67

Institution	Prev Shares	Prev Value ($000)
OAK HARBOR WEALTH PARTNERS, LLC	11,536	$134
WOLVERINE ASSET MANAGEMENT LLC	112,334	$1,303
ALTFEST L J & CO INC	11,636	$135
AQR Arbitrage LLC	24,981	$290
Kovitz Investment Group Partners, LLC	32,006	$371
Creative Planning	11,118	$129
HighTower Advisors, LLC	10,514	$122
GPS Wealth Strategies Group, LLC	382	$4
COMERICA BANK	67	$1