FIRST TR EXCHANGE-TRADED ALP

Ticker: FNY CUSIP: 33737M102 Class: ETF

Note: Option positions (PUT/CALL) are excluded.

Increased Positions (29)

Empirical Asset Management, LLC
Value ($000) $1,732 (+63.8%) Shares 18,995 (+64.6%)
IHT Wealth Management, LLC
Value ($000) $5,087 (+1867.1%) Shares 55,783 (+1876.0%)
Sylvest Advisors, LLC
Value ($000) $1,691 (+6.0%) Shares 18,547 (+6.5%)
Steward Partners Investment Advisory, LLC
Value ($000) $2,770 (+1487.4%) Shares 30,380 (+1494.8%)
NewEdge Advisors, LLC
Value ($000) $25,502 (+7.2%) Shares 279,644 (+7.7%)
Kestra Advisory Services, LLC
Value ($000) $4,878 (+65.3%) Shares 53,492 (+66.0%)
Mutual Advisors, LLC
Value ($000) $631 (+140.0%) Shares 6,920 (+144.4%)
LPL Financial LLC
Value ($000) $66,276 (+11.2%) Shares 726,753 (+11.7%)
Stonebridge Financial Planning Group, LLC
Value ($000) $690 (+2.4%) Shares 7,566 (+2.9%)
Cetera Investment Advisers
Value ($000) $8,453 (+20.5%) Shares 92,688 (+21.0%)
OSAIC HOLDINGS, INC.
Value ($000) $5,325 (+28.1%) Shares 58,375 (+24.3%)
WELLS FARGO & COMPANY/MN
Value ($000) $53,259 (+3.4%) Shares 584,020 (+3.9%)
&PARTNERS
Value ($000) $14,215 (+1.4%) Shares 155,868 (+1.8%)
ROYAL BANK OF CANADA
Value ($000) $4,594 (+47.6%) Shares 50,371 (+48.3%)
US BANCORP \DE\
Value ($000) $519 (+721.9%) Shares 5,689 (+725.7%)
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
Value ($000) $3,856 (+9.3%) Shares 42,282 (+9.8%)
Sanctuary Advisors, LLC
Value ($000) $489 (+102.5%) Shares 5,361 (+66.3%)
Equitable Holdings, Inc.
Value ($000) $2,009 (+5.5%) Shares 22,026 (+6.0%)
Rockefeller Capital Management L.P.
Value ($000) $518 (+32.4%) Shares 5,681 (+33.0%)
Geneos Wealth Management Inc.
Value ($000) $478 (+11.3%) Shares 5,238 (+11.8%)

Decreased Positions (31)

Wealth Management Partners, LLC
Value ($000) $3,280 (-1.5%) Shares 35,966 (-1.0%)
Kingsview Wealth Management, LLC
Value ($000) $3,910 (-37.9%) Shares 42,871 (-37.6%)
Clear Point Advisors Inc.
Value ($000) $405 (-10.5%) Shares 4,438 (-10.1%)
G&S Capital LLC
Value ($000) $1,122 (-4.8%) Shares 12,303 (-4.3%)
BENJAMIN EDWARDS INC
Value ($000) $3,909 (-31.3%) Shares 42,823 (-31.0%)
NEW WAVE WEALTH ADVISORS LLC
Value ($000) $409 (-2.0%) Shares 4,488 (-11.4%)
Dominguez Wealth Management Solutions, Inc.
Value ($000) $710 (-2.3%) Shares 7,782 (-1.9%)
ARS Wealth Advisors Group, LLC
Value ($000) $642 (-13.4%) Shares 7,040 (-13.0%)
TKG Advisors, LLC
Value ($000) $278 (-7.1%) Shares 3,044 (-6.7%)
RAYMOND JAMES FINANCIAL INC
Value ($000) $5,997 (-32.7%) Shares 65,757 (-32.4%)
TRANSCEND CAPITAL ADVISORS, LLC
Value ($000) $628 (-11.2%) Shares 6,890 (-10.8%)
SUSQUEHANNA INTERNATIONAL GROUP, LLP
Value ($000) $517 (-84.5%) Shares 5,666 (-84.4%)
Stratos Wealth Partners, LTD.
Value ($000) $540 (-35.1%) Shares 5,918 (-34.8%)
Transamerica Financial Advisors, Inc.
Value ($000) $1,273 (-4.3%) Shares 13,958 (-3.8%)
KCM INVESTMENT ADVISORS LLC
Value ($000) $3,444 (-2.8%) Shares 37,766 (-2.3%)
ENVESTNET ASSET MANAGEMENT INC
Value ($000) $9,587 (-8.6%) Shares 105,133 (-8.2%)
STIFEL FINANCIAL CORP
Value ($000) $1,410 (-31.0%) Shares 15,458 (-30.7%)
MORGAN STANLEY
Value ($000) $35,738 (-2.4%) Shares 391,891 (-2.0%)
UBS Group AG
Value ($000) $12,640 (-3.6%) Shares 138,605 (-3.1%)
MML INVESTORS SERVICES, LLC
Value ($000) $693 (-10.4%) Shares 7,600 (-10.0%)