FLAHERTY & CRUMRINE DYNAMIC

CUSIP: 33848W106 Class: CEF

Note: Option positions (PUT/CALL) are excluded.

Increased Positions (21)

1607 Capital Partners, LLC
Value ($000) $2,225 (+29.3%) Shares 107,017 (+34.6%)
Hennion & Walsh Asset Management, Inc.
Value ($000) $3,291 (+24.7%) Shares 158,315 (+29.8%)
SIT INVESTMENT ASSOCIATES INC
Value ($000) $9 (+19.4%) Shares 445,325 (+24.3%)
Fiera Capital Corp
Value ($000) $2,112 (+81.0%) Shares 101,601 (+88.4%)
Farther Finance Advisors, LLC
Value ($000) $371 (+160.8%) Shares 17,845 (+171.5%)
MGB Wealth Management, LLC
Value ($000) $225 (+4.2%) Shares 10,846 (+8.5%)
Mathes Company, Inc.
Value ($000) $0 (+11.6%) Shares 18,000 (+16.1%)
ROYAL BANK OF CANADA
Value ($000) $795 (+8.5%) Shares 38,261 (+12.9%)
&PARTNERS
Value ($000) $768 (+4.3%) Shares 36,927 (+8.5%)
PRINCIPAL SECURITIES, INC.
Value ($000) $816 (-0.2%) Shares 39,248 (+3.9%)
STIFEL FINANCIAL CORP
Value ($000) $484 (+5.3%) Shares 23,280 (+9.7%)
COMMONWEALTH EQUITY SERVICES, LLC
Value ($000) $1,010 (+104316.8%) Shares 48,567 (+8.7%)
Private Advisor Group, LLC
Value ($000) $808 (-2.7%) Shares 38,862 (+1.3%)
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
Value ($000) $37 (+28.2%) Shares 1,800 (+33.4%)
North Star Investment Management Corp.
Value ($000) $48 (+0.4%) Shares 2,300 (+4.5%)
Golden State Wealth Management, LLC
Value ($000) $87 (-2.1%) Shares 4,208 (+1.9%)
MCF Advisors LLC
Value ($000) $26 (-2.3%) Shares 1,229 (+1.7%)
Capital Analysts, LLC
Value ($000) $1 (+6.2%) Shares 34,401 (+10.5%)
HARBOUR INVESTMENTS, INC.
Value ($000) $19 (-2.3%) Shares 911 (+1.7%)
Cambridge Investment Research Advisors, Inc.
Value ($000) $2 (+0.7%) Shares 94,061 (+4.8%)

Decreased Positions (26)

Smith Asset Management Co., LLC
Value ($000) $2,014 (-7.9%) Shares 96,884 (-4.1%)
Shaker Financial Services, LLC
Value ($000) $1,185 (-21.1%) Shares 57,012 (-17.9%)
Whipplewood Advisors, LLC
Value ($000) $1,972 (-5.2%) Shares 94,845 (-1.3%)
Samalin Investment Counsel, LLC
Value ($000) $891 (-9.9%) Shares 42,833 (-6.2%)
Revisor Wealth Management LLC
Value ($000) $1,329 (-4.3%) Shares 62,076 (-2.4%)
Strategic Advocates LLC
Value ($000) $457 (-17.1%) Shares 21,928 (-13.9%)
GUGGENHEIM CAPITAL LLC
Value ($000) $6,263 (-18.9%) Shares 301,249 (-15.6%)
1776 Wealth LLC
Value ($000) $1,084 (-5.0%) Shares 52,132 (-1.2%)
RAYMOND JAMES FINANCIAL INC
Value ($000) $25,324 (-8.7%) Shares 1,218,104 (-4.9%)
ENVESTNET ASSET MANAGEMENT INC
Value ($000) $845 (-45.9%) Shares 40,641 (-43.7%)
LPL Financial LLC
Value ($000) $4,075 (-15.1%) Shares 196,022 (-11.6%)
WELLS FARGO & COMPANY/MN
Value ($000) $5,805 (-12.2%) Shares 279,231 (-8.6%)
Invesco Ltd.
Value ($000) $6,422 (-8.6%) Shares 308,922 (-4.9%)
HighTower Advisors, LLC
Value ($000) $211 (-54.4%) Shares 10,172 (-52.6%)
CARY STREET PARTNERS FINANCIAL LLC
Value ($000) $213 (-27.5%) Shares 10,246 (-24.5%)
AlphaCore Capital LLC
Value ($000) $772 (-9.7%) Shares 37,149 (-6.0%)
AMERIPRISE FINANCIAL INC
Value ($000) $1,823 (-10.0%) Shares 87,695 (-6.3%)
OSAIC HOLDINGS, INC.
Value ($000) $1,005 (-4.5%) Shares 48,329 (-3.6%)
Cetera Investment Advisers
Value ($000) $447 (-10.6%) Shares 21,489 (-6.9%)
UBS Group AG
Value ($000) $206 (-17.2%) Shares 9,895 (-13.8%)