CUSIP: 40131MAB5 Class: NOTE 11/1
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| RWC Asset Management LLP | 1,257,000 | $1,350 |
| BALYASNY ASSET MANAGEMENT L.P. | 18,500,000 | $19,940 |
| MILLENNIUM MANAGEMENT LLC | 6,000,000 | $6,454 |
| CITIGROUP INC | 2,864,000 | $3,080 |
| Jefferies Financial Group Inc. | 683,000 | $732 |
| FMR LLC | 5,416,000 | $5,825 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| ARISTEIA CAPITAL, L.L.C. | 106,184,000 | 113,720,000 | +7,536,000 (+7.1%) |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 9,000,000 | 13,115,000 | +4,115,000 (+45.7%) |
| BNP PARIBAS ARBITRAGE, SA | 37,000 | 11,791,000 | +11,754,000 (+31767.6%) |
| D. E. Shaw & Co., Inc. | 85,654,000 | 88,854,000 | +3,200,000 (+3.7%) |
| Man Group plc | 9,369,000 | 10,169,000 | +800,000 (+8.5%) |
| BANK OF AMERICA CORP /DE/ | 11,000 | 2,195,000 | +2,184,000 (+19854.5%) |
| BlackRock, Inc. | 4,615,000 | 6,140,000 | +1,525,000 (+33.0%) |
| STATE STREET CORP | 9,443,000 | 10,193,000 | +750,000 (+7.9%) |
| LAZARD ASSET MANAGEMENT LLC | 59,690,000 | 60,845,000 | +1,155,000 (+1.9%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| SSI INVESTMENT MANAGEMENT LLC | 2,759,000 | 414,000 | -2,345,000 (-85.0%) |
| OAKTREE CAPITAL MANAGEMENT LP | 4,647,000 | 555,000 | -4,092,000 (-88.1%) |
| Point72 Asset Management, L.P. | 46,634,000 | 29,367,000 | -17,267,000 (-37.0%) |
| Russell Investments Group, Ltd. | 3,706,000 | 386,000 | -3,320,000 (-89.6%) |
| CAPSTONE INVESTMENT ADVISORS, LLC | 4,700,000 | 2,700,000 | -2,000,000 (-42.6%) |
| BARCLAYS PLC | 330,000 | 16,000 | -314,000 (-95.2%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Opti Capital Management, LP | 27,388,000 | $26,506 |
| PALISADE CAPITAL MANAGEMENT, LP | 3,536,000 | $3,393 |
| Central Pacific Bank - Trust Division | 134,000 | $128 |
| WELLS FARGO & COMPANY/MN | 1,365,000 | $1,300 |
| JPMORGAN CHASE & CO | 669,000 | $637 |
| JANE STREET GROUP, LLC | 225,000 | $216 |