HARTFORD FDS EXCHANGE TRADED

Ticker: TRPA CUSIP: 41653L602 Class: AAA CLO ETF

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (3)

OLD MISSION CAPITAL LLC

Value ($000) $647 Shares 16,624

Aptus Capital Advisors, LLC

Value ($000) $1,234 Shares 31,705

FLOW TRADERS U.S. LLC

Value ($000) $0 Shares 12,636

Institution	Shares	Value ($000)
OLD MISSION CAPITAL LLC	16,624	$647
Aptus Capital Advisors, LLC	31,705	$1,234
FLOW TRADERS U.S. LLC	12,636	$0

Increased Positions (12)

Fiduciary Planning LLC

Value ($000) $24,382 (+1.4%) Shares 626,613 (+1.3%)

Convergence Financial, LLC

Value ($000) $2,030 (+27.9%) Shares 52,176 (+27.8%)

FLAGSHIP HARBOR ADVISORS, LLC

Value ($000) $2,776 (+68.0%) Shares 71,344 (+67.9%)

ROYAL BANK OF CANADA

Value ($000) $4,021 (+98.7%) Shares 103,340 (+98.6%)

Stratos Wealth Partners, LTD.

Value ($000) $1,044 (+30.0%) Shares 26,826 (+30.0%)

Kestra Advisory Services, LLC

Value ($000) $4,505 (+5.2%) Shares 115,775 (+5.2%)

JONES FINANCIAL COMPANIES LLLP

Value ($000) $289 (+2264.3%) Shares 7,438 (+2276.4%)

COMMONWEALTH EQUITY SERVICES, LLC

Value ($000) $4,011 (+107337.2%) Shares 103,075 (+7.4%)

Value ($000) $3,089 (+4.9%) Shares 79,382 (+4.8%)

TRUIST FINANCIAL CORP

Value ($000) $613 (+12.8%) Shares 15,743 (+12.7%)

OSAIC HOLDINGS, INC.

Value ($000) $2,800 (+1.3%) Shares 71,960 (+1.3%)

STIFEL FINANCIAL CORP

Value ($000) $308 (+4.4%) Shares 7,904 (+4.3%)

Institution	Prev Shares	Curr Shares	Change
Fiduciary Planning LLC	618,419	626,613	+8,194 (+1.3%)
Convergence Financial, LLC	40,814	52,176	+11,362 (+27.8%)
FLAGSHIP HARBOR ADVISORS, LLC	42,481	71,344	+28,863 (+67.9%)
ROYAL BANK OF CANADA	52,035	103,340	+51,305 (+98.6%)
Stratos Wealth Partners, LTD.	20,642	26,826	+6,184 (+30.0%)
Kestra Advisory Services, LLC	110,100	115,775	+5,675 (+5.2%)
JONES FINANCIAL COMPANIES LLLP	313	7,438	+7,125 (+2276.4%)
COMMONWEALTH EQUITY SERVICES, LLC	95,993	103,075	+7,082 (+7.4%)
Mariner, LLC	75,722	79,382	+3,660 (+4.8%)
TRUIST FINANCIAL CORP	13,968	15,743	+1,775 (+12.7%)
OSAIC HOLDINGS, INC.	71,054	71,960	+906 (+1.3%)
STIFEL FINANCIAL CORP	7,576	7,904	+328 (+4.3%)

Decreased Positions (13)

ForthRight Wealth Management, LLC

Value ($000) $4,523 (-17.6%) Shares 116,251 (-17.7%)

Garden State Investment Advisory Services LLC

Value ($000) $1,617 (-25.3%) Shares 41,392 (-25.3%)

Regal Investment Advisors LLC

Value ($000) $983 (-68.0%) Shares 25,264 (-68.0%)

Oregon Pacific Wealth Management, LLC

Value ($000) $255 (-7.5%) Shares 6,559 (-7.5%)

EVERGREEN CAPITAL MANAGEMENT LLC

Value ($000) $3,519 (-10.5%) Shares 90,010 (-10.5%)

LPL Financial LLC

Value ($000) $9,264 (-33.5%) Shares 238,086 (-33.5%)

RAYMOND JAMES FINANCIAL INC

Value ($000) $3,524 (-50.8%) Shares 90,566 (-50.8%)

Private Advisor Group, LLC

Value ($000) $1,279 (-11.7%) Shares 32,865 (-11.8%)

Kingsview Wealth Management, LLC

Value ($000) $217 (-27.4%) Shares 5,578 (-27.5%)

JANE STREET GROUP, LLC

Value ($000) $1,355 (-5.4%) Shares 34,821 (-5.4%)

HARBOUR INVESTMENTS, INC.

Value ($000) $92 (-26.8%) Shares 2,363 (-26.9%)

Cetera Investment Advisers

Value ($000) $224 (-11.2%) Shares 5,749 (-11.3%)

Value ($000) $0 (-80.9%) Shares 4 (-84.0%)

Institution	Prev Shares	Curr Shares	Change
ForthRight Wealth Management, LLC	141,192	116,251	-24,941 (-17.7%)
Garden State Investment Advisory Services LLC	55,423	41,392	-14,031 (-25.3%)
Regal Investment Advisors LLC	79,063	25,264	-53,799 (-68.0%)
Oregon Pacific Wealth Management, LLC	7,094	6,559	-535 (-7.5%)
EVERGREEN CAPITAL MANAGEMENT LLC	100,580	90,010	-10,570 (-10.5%)
LPL Financial LLC	358,154	238,086	-120,068 (-33.5%)
RAYMOND JAMES FINANCIAL INC	184,080	90,566	-93,514 (-50.8%)
Private Advisor Group, LLC	37,244	32,865	-4,379 (-11.8%)
Kingsview Wealth Management, LLC	7,692	5,578	-2,114 (-27.5%)
JANE STREET GROUP, LLC	36,811	34,821	-1,990 (-5.4%)
HARBOUR INVESTMENTS, INC.	3,231	2,363	-868 (-26.9%)
Cetera Investment Advisers	6,479	5,749	-730 (-11.3%)
MORGAN STANLEY	25	4	-21 (-84.0%)

Exited Positions (3)

Quad-Cities Investment Group, LLC

Value ($000) $223 Shares 5,736

Westside Investment Management, Inc.

Value ($000) $47 Shares 1,200

CITADEL ADVISORS LLC

Value ($000) $1,624 Shares 41,752

Institution	Prev Shares	Prev Value ($000)
Quad-Cities Investment Group, LLC	5,736	$223
Westside Investment Management, Inc.	1,200	$47
CITADEL ADVISORS LLC	41,752	$1,624