CUSIP: 462222AD2 Class: NOTE 4/0
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Ovata Capital Management Ltd | 37,723,000 | $51,861 |
| Shaolin Capital Management LLC | 27,500,000 | $37,702 |
| Warberg Asset Management LLC | 4,000,000 | $5,491 |
| BALYASNY ASSET MANAGEMENT L.P. | 27,500,000 | $37,792 |
| TWO SIGMA INVESTMENTS, LP | 20,000,000 | $27,400 |
| MILLENNIUM MANAGEMENT LLC | 21,700,000 | $29,806 |
| Daiwa Securities Group Inc. | 10,000,000 | $14 |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt | 7,500,000 | $10,311 |
| CITIGROUP INC | 5,119,000 | $7,013 |
| BANK OF AMERICA CORP /DE/ | 6,758,000 | $9,258 |
| NOMURA HOLDINGS INC | 17,155 | $1,357 |
| Focus Partners Wealth | 160,000 | $219 |
| MORGAN STANLEY | 80,000 | $110 |
| MML INVESTORS SERVICES, LLC | 10,000 | $14 |
| CoreCap Advisors, LLC | 3,000 | $4 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| CAPSTONE INVESTMENT ADVISORS, LLC | 69,949,000 | 84,949,000 | +15,000,000 (+21.4%) |
| BlackRock, Inc. | 6,317,000 | 7,942,000 | +1,625,000 (+25.7%) |
| STATE STREET CORP | 12,495,000 | 13,295,000 | +800,000 (+6.4%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| CSS LLC/IL | 62,382,000 | 44,792,000 | -17,590,000 (-28.2%) |
| DeepCurrents Investment Group LLC | 70,427,000 | 50,427,000 | -20,000,000 (-28.4%) |
| LINDEN ADVISORS LP | 108,562,000 | 1,062,000 | -107,500,000 (-99.0%) |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 65,000,000 | 24,300,000 | -40,700,000 (-62.6%) |
| Man Group plc | 2,190,000 | 136,000 | -2,054,000 (-93.8%) |
| FMR LLC | 7,422,000 | 4,739,000 | -2,683,000 (-36.1%) |
| MACKAY SHIELDS LLC | 2,816,000 | 2,768,000 | -48,000 (-1.7%) |
| BARCLAYS PLC | 410,000 | 55,000 | -355,000 (-86.6%) |
| ROYAL BANK OF CANADA | 313,000 | 195,000 | -118,000 (-37.7%) |
| Bank of New York Mellon Corp | 300,000 | 216,000 | -84,000 (-28.0%) |
| Calamos Advisors LLC | 103,000 | 66,000 | -37,000 (-35.9%) |
| WELLS FARGO & COMPANY/MN | 726,000 | 706,000 | -20,000 (-2.8%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Weiss Asset Management LP | 107,295,000 | $132,167 |
| Voya Investment Management LLC | 53,500,000 | $65,845 |
| M&G PLC | 7,099,000 | $8,661 |
| SHENKMAN CAPITAL MANAGEMENT INC | 68,000 | $84 |
| FIFTH THIRD BANCORP | 5,000 | $614 |