Ticker: KXI CUSIP: 464288737 Class: GLB CNSM STP ETF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Northstar Financial Companies, Inc. | 14,356 | $928 |
| GRIMES & COMPANY, INC. | 38,526 | $2,491 |
| Financial & Tax Architects, LLC | 3,775 | $244 |
| GTS SECURITIES LLC | 10,715 | $693 |
| Triumph Capital Management | 1,563 | $101 |
| FOUNDERS FINANCIAL SECURITIES LLC | 3,927 | $254 |
| D. E. Shaw & Co., Inc. | 4,068 | $263 |
| Kohmann Bosshard Financial Services, LLC | 426 | $27 |
| Kestra Advisory Services, LLC | 556 | $36 |
| Transamerica Financial Advisors, Inc. | 178 | $12 |
| Sound Income Strategies, LLC | 185 | $12 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 160 | $10 |
| SageView Advisory Group, LLC | 186 | $12 |
| AlphaCore Capital LLC | 185 | $12 |
| Quaker Wealth Management, LLC | 57 | $4 |
| Laurel Wealth Advisors LLC | 60 | $4 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Fisher Asset Management, LLC | 5,238,785 | 6,032,649 | +793,864 (+15.2%) |
| CALTON & ASSOCIATES, INC. | 10,341 | 11,787 | +1,446 (+14.0%) |
| Gladstone Institutional Advisory LLC | 32,918 | 34,656 | +1,738 (+5.3%) |
| Equitable Holdings, Inc. | 6,104 | 10,091 | +3,987 (+65.3%) |
| CITADEL ADVISORS LLC | 4,491 | 14,247 | +9,756 (+217.2%) |
| FMR LLC | 3,677 | 9,986 | +6,309 (+171.6%) |
| BANK OF AMERICA CORP /DE/ | 56,204 | 58,328 | +2,124 (+3.8%) |
| STIFEL FINANCIAL CORP | 9,897 | 11,736 | +1,839 (+18.6%) |
| AMERIPRISE FINANCIAL INC | 3,847 | 4,739 | +892 (+23.2%) |
| NATIONAL BANK OF CANADA /FI/ | 24,851 | 25,569 | +718 (+2.9%) |
| JONES FINANCIAL COMPANIES LLLP | 7,111 | 7,766 | +655 (+9.2%) |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 16,025 | 16,214 | +189 (+1.2%) |
| JPMORGAN CHASE & CO | 2,900 | 3,144 | +244 (+8.4%) |
| Rockefeller Capital Management L.P. | 4,637 | 4,786 | +149 (+3.2%) |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 4,992 | 5,138 | +146 (+2.9%) |
| KCM INVESTMENT ADVISORS LLC | 4,050 | 4,144 | +94 (+2.3%) |
| BESSEMER GROUP INC | 18,584 | 41,442 | +22,858 (+123.0%) |
| PNC Financial Services Group, Inc. | 200 | 305 | +105 (+52.5%) |
| Focus Financial Network, Inc. | 6,520 | 6,598 | +78 (+1.2%) |
| AE Wealth Management LLC | 1,020 | 1,107 | +87 (+8.5%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Federation des caisses Desjardins du Quebec | 255,746 | 221,505 | -34,241 (-13.4%) |
| LPL Financial LLC | 331,329 | 85,599 | -245,730 (-74.2%) |
| McKinley Carter Wealth Services, Inc. | 17,222 | 13,852 | -3,370 (-19.6%) |
| WealthBridge Capital Management, LLC | 10,675 | 10,250 | -425 (-4.0%) |
| MORGAN STANLEY | 317,515 | 273,863 | -43,652 (-13.7%) |
| RAYMOND JAMES FINANCIAL INC | 71,687 | 55,498 | -16,189 (-22.6%) |
| Cetera Investment Advisers | 17,147 | 7,313 | -9,834 (-57.4%) |
| Slow Capital, Inc. | 4,041 | 3,456 | -585 (-14.5%) |
| UBS Group AG | 102,166 | 89,898 | -12,268 (-12.0%) |
| ENVESTNET ASSET MANAGEMENT INC | 50,555 | 39,926 | -10,629 (-21.0%) |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 31,627 | 29,872 | -1,755 (-5.5%) |
| OSAIC HOLDINGS, INC. | 13,989 | 11,251 | -2,738 (-19.6%) |
| ROYAL BANK OF CANADA | 37,988 | 35,582 | -2,406 (-6.3%) |
| TD Waterhouse Canada Inc. | 2,976 | 2,429 | -547 (-18.4%) |
| M&T Bank Corp | 4,560 | 4,060 | -500 (-11.0%) |
| Archer Investment Corp | 315 | 198 | -117 (-37.1%) |
| Front Row Advisors LLC | 2,111 | 2,036 | -75 (-3.6%) |
| COMERICA BANK | 1,458 | 1,118 | -340 (-23.3%) |
| FIFTH THIRD BANCORP | 1,548 | 1,264 | -284 (-18.3%) |
| SBI Securities Co., Ltd. | 5,870 | 5,758 | -112 (-1.9%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Tidemark, LLC | 6,511 | $419 |
| Perigon Wealth Management, LLC | 14,425 | $929 |
| OLD MISSION CAPITAL LLC | 6,578 | $423 |
| PRIVATE TRUST CO NA | 1,716 | $110 |
| Brinker Capital Investments, LLC | 7,471 | $481 |
| JANE STREET GROUP, LLC | 51,241 | $3,298 |
| North Capital, Inc. | 201 | $13 |
| Mutual Advisors, LLC | 3,102 | $205 |
| ORG Partners LLC | 654 | $42 |
| LGT Financial Advisors LLC | 56 | $4 |
| Mirae Asset Global Investments Co., Ltd. | 6,520 | $420 |
| GOLDMAN SACHS GROUP INC | 13,709 | $882 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 10,343 | $666 |
| Fairscale Capital, LLC | 142 | $9 |
| CIBC WORLD MARKET INC. | 3,336 | $215 |
| Global Retirement Partners, LLC | 1,060 | $68 |
| BOKF, NA | 578 | $37 |
| Advisory Services Network, LLC | 500 | $32 |
| CENTRAL TRUST Co | 218 | $14 |
| Wealthspire Advisors, LLC | 220 | $14 |