LIGHTPATH TECHNOLOGIES INC

Ticker: LPTH CUSIP: 532257805 Class: COM CL A

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
VANGUARD GROUP INC2,430,559$26,250
Portolan Capital Management, LLC2,332,184$25,188
Hood River Capital Management LLC2,325,938$25,120
AWM Investment Company, Inc.2,040,110$22,033
DRIEHAUS CAPITAL MANAGEMENT LLC1,842,100$19,895
GOLDMAN SACHS GROUP INC1,449,642$15,656
ROYCE & ASSOCIATES LP1,124,621$12,146
AIGH Capital Management LLC1,030,738$11,132
SUSQUEHANNA INTERNATIONAL GROUP, LLP1,008,521$10,892
TUDOR INVESTMENT CORP ET AL850,000$9,180
MORGAN STANLEY798,112$8,620
Relyea Zuckerberg Hanson LLC765,605$8,269
Granahan Investment Management, LLC656,020$7,085
MYDA Advisors LLC500,000$5,400
CITADEL ADVISORS LLC473,763$5,117
GEODE CAPITAL MANAGEMENT, LLC463,253$5,006
JANE STREET GROUP, LLC436,602$4,715
Russell Investments Group, Ltd.424,438$4,584
APIS CAPITAL ADVISORS, LLC424,000$4,579
Walleye Capital LLC396,938$4,287
Telemark Asset Management, LLC385,000$4,158
BlackRock, Inc.365,084$3,943
BNP PARIBAS ARBITRAGE, SA355,139$3,836
TWO SIGMA INVESTMENTS, LP326,103$3,522
MILLENNIUM MANAGEMENT LLC312,267$3,372
SEI INVESTMENTS CO309,273$3,340
ING GROEP NV308,000$3,326
BANK OF AMERICA CORP /DE/254,812$2,752
RENAISSANCE TECHNOLOGIES LLC254,449$2,748
HUB Investment Partners, LLC200,382$2,164
EAM Investors, LLC197,464$2,133
Polar Asset Management Partners Inc.190,684$2,059
STATE STREET CORP184,437$1,992
THOMPSON SIEGEL & WALMSLEY LLC142,952$2
Calamos Advisors LLC142,368$1,538
683 Capital Management, LLC133,595$1,443
Marex Group plc131,891$1,424
G2 Investment Partners Management LLC130,292$1,407
WEALTH EFFECTS LLC120,500$1,301
Monashee Investment Management LLC100,000$1,080
NORTHERN TRUST CORP86,996$940
JPMORGAN CHASE & CO82,324$889
Larson Financial Group LLC70,075$757
Steadtrust LLC69,879$755
PRICE T ROWE ASSOCIATES INC /MD/67,053$1
THOMPSON DAVIS & CO., INC.63,600$687
HARBOR CAPITAL ADVISORS, INC.62,222$1
Hudson Bay Capital Management LP62,080$670
IMC-Chicago, LLC60,263$651
PRINCIPAL FINANCIAL GROUP INC57,469$621
Murphy Pohlad Asset Management LLC56,800$613
SG Americas Securities, LLC54,408$1
TWO SIGMA ADVISERS, LP53,358$576
GROUP ONE TRADING, L.P.48,373$522
Archon Capital Management LLC46,492$502
Scientech Research LLC44,775$484
Squarepoint Ops LLC43,878$474
ESSEX INVESTMENT MANAGEMENT CO LLC40,907$442
UBS Group AG37,703$407
Virtu Financial LLC36,568$0
SIMPLEX TRADING, LLC35,472$383
BARCLAYS PLC35,469$383
BOOTHBAY FUND MANAGEMENT, LLC32,548$352
MANGROVE PARTNERS IM, LLC31,922$345
BALYASNY ASSET MANAGEMENT L.P.31,210$337
Quent Capital, LLC30,000$324
OMERS ADMINISTRATION Corp28,400$307
DIMENSIONAL FUND ADVISORS LP26,870$290
Ironwood Investment Counsel, LLC25,000$270
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.24,715$267
CHARLES SCHWAB INVESTMENT MANAGEMENT INC24,181$261
Worth Venture Partners, LLC19,555$211
Pekin Hardy Strauss, Inc.18,000$194
Jefferies Financial Group Inc.16,623$180
ExodusPoint Capital Management, LP16,356$177
T3 Companies, LLC16,300$176
State of Wyoming15,999$173
Tower Research Capital LLC (TRC)15,310$165
Schonfeld Strategic Advisors LLC15,047$163
PEAK6 LLC14,411$156
Lighthouse Investment Partners, LLC14,040$152
MARATHON CAPITAL MANAGEMENT11,250$122
J.W. COLE ADVISORS, INC.11,100$51
LAKE STREET FINANCIAL LLC10,000$108
Crewe Advisors LLC8,000$86
OSAIC HOLDINGS, INC.6,257$68
Farther Finance Advisors, LLC3,300$36
Game Plan Financial Advisors, LLC3,000$32
BARD ASSOCIATES INC2,000$22
CITIGROUP INC1,191$13
ROYAL BANK OF CANADA1,185$13
ORG Partners LLC1,030$11
Godfrey Financial Associates, Inc.1,000$11
Grove Bank & Trust500$5
Turning Point Benefit Group, Inc.500$5
Rockefeller Capital Management L.P.471$5
Marshall & Sterling Wealth Advisors Inc.410$4
Bear Mountain Capital, Inc.400$5
WELLS FARGO & COMPANY/MN375$4
SIGNATUREFD, LLC200$2
8 other institutions586$5
Total (108 institutions)28,013,242$298,557