NEUBERGER BERMAN ETF TRUST

Ticker: NBSM CUSIP: 64135A804 Class: SMALL MID CAP ET

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (2)

STAGE HARBOR FINANCIAL, LLC
Value ($000) $5,610 Shares 222,271
Pathstone Holdings, LLC
Value ($000) $292 Shares 11,570

Increased Positions (9)

Broadway Wealth Solutions, Inc.
Value ($000) $2,885 (+51.7%) Shares 114,302 (+52.3%)
Worth Financial Advisory Group, LLC
Value ($000) $669 (+2.1%) Shares 26,514 (+2.5%)
BARNES PETTEY FINANCIAL ADVISORS, LLC
Value ($000) $239 (+9.8%) Shares 9,461 (+10.2%)
JONES FINANCIAL COMPANIES LLLP
Value ($000) $2,557 (+30.1%) Shares 101,327 (+30.8%)
BANK OF AMERICA CORP /DE/
Value ($000) $6,011 (+7.8%) Shares 238,146 (+8.2%)
RAYMOND JAMES FINANCIAL INC
Value ($000) $4,956 (+8.6%) Shares 196,347 (+9.0%)
HighTower Advisors, LLC
Value ($000) $1,115 (+42.9%) Shares 44,171 (+43.4%)
Cambridge Investment Research Advisors, Inc.
Value ($000) $2 (+886.0%) Shares 89,456 (+890.9%)
CITADEL ADVISORS LLC
Value ($000) $388 (+15.0%) Shares 15,361 (+15.4%)

Decreased Positions (3)

OSAIC HOLDINGS, INC.
Value ($000) $665 (-42.1%) Shares 26,368 (-40.4%)
SUSQUEHANNA INTERNATIONAL GROUP, LLP
Value ($000) $201 (-55.5%) Shares 7,956 (-55.3%)
LPL Financial LLC
Value ($000) $10,050 (-1.7%) Shares 398,165 (-1.3%)