Ticker: NUMG CUSIP: 67092P409 Class: NUVEEN ESG MIDCP
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Ameritas Advisory Services, LLC | 70,186 | $3,351 |
| WCG Wealth Advisors LLC | 43,346 | $2,069 |
| Values Added Financial LLC | 4,221 | $202 |
| Tower Research Capital LLC (TRC) | 40,487 | $1,933 |
| ABOUND FINANCIAL, LLC | 3,315 | $158 |
| RMG Wealth Management LLC | 9,598 | $297 |
| MidAtlantic Capital Management, Inc. | 1,060 | $51 |
| TWO SIGMA INVESTMENTS, LP | 32,400 | $1,547 |
| Triumph Capital Management | 431 | $21 |
| JNBA Financial Advisors | 365 | $17 |
| IFP Advisors, Inc | 194 | $9 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 113 | $5 |
| CITIGROUP INC | 1 | $0 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Revolve Wealth Partners, LLC | 24,565 | 26,176 | +1,611 (+6.6%) |
| Continuum Advisory, LLC | 9,607 | 11,083 | +1,476 (+15.4%) |
| Bank of New York Mellon Corp | 402,369 | 463,180 | +60,811 (+15.1%) |
| MORGAN STANLEY | 1,122,462 | 1,165,326 | +42,864 (+3.8%) |
| WealthShield Partners, LLC | 15,999 | 16,795 | +796 (+5.0%) |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 15,349 | 42,394 | +27,045 (+176.2%) |
| ROYAL BANK OF CANADA | 494,311 | 511,601 | +17,290 (+3.5%) |
| JPMORGAN CHASE & CO | 16,178 | 34,652 | +18,474 (+114.2%) |
| &PARTNERS | 8,051 | 13,147 | +5,096 (+63.3%) |
| JONES FINANCIAL COMPANIES LLLP | 63,738 | 72,569 | +8,831 (+13.9%) |
| CENTRAL TRUST Co | 10,999 | 12,755 | +1,756 (+16.0%) |
| SageView Advisory Group, LLC | 12,050 | 13,300 | +1,250 (+10.4%) |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 6,436 | 8,051 | +1,615 (+25.1%) |
| ENVESTNET ASSET MANAGEMENT INC | 54,286 | 57,790 | +3,504 (+6.5%) |
| Cetera Investment Advisers | 79,266 | 81,992 | +2,726 (+3.4%) |
| CITADEL ADVISORS LLC | 5,560 | 7,571 | +2,011 (+36.2%) |
| Beacon Pointe Advisors, LLC | 41,099 | 42,248 | +1,149 (+2.8%) |
| CANANDAIGUA NATIONAL BANK & TRUST CO | 10,155 | 10,524 | +369 (+3.6%) |
| RAYMOND JAMES FINANCIAL INC | 103,961 | 105,340 | +1,379 (+1.3%) |
| Larson Financial Group LLC | 7,355 | 7,923 | +568 (+7.7%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| McClarren Financial Advisors, Inc. | 5,702 | 1,852 | -3,850 (-67.5%) |
| WealthSpring Partners, LLC | 11,792 | 6,868 | -4,924 (-41.8%) |
| AlTi Global, Inc. | 153,430 | 81,746 | -71,684 (-46.7%) |
| SK Wealth Management, LLC | 15,805 | 12,990 | -2,815 (-17.8%) |
| Petros Family Wealth, LLC | 7,603 | 6,577 | -1,026 (-13.5%) |
| Dynamic Advisor Solutions LLC | 21,642 | 7,584 | -14,058 (-65.0%) |
| Institute for Wealth Management, LLC. | 10,792 | 6,756 | -4,036 (-37.4%) |
| Dunhill Financial, LLC | 2,665 | 1,157 | -1,508 (-56.6%) |
| rebel Financial LLC | 22,010 | 21,642 | -368 (-1.7%) |
| RTD Financial Advisors, Inc. | 15,757 | 14,314 | -1,443 (-9.2%) |
| LPL Financial LLC | 569,110 | 458,819 | -110,291 (-19.4%) |
| VICUS CAPITAL | 23,085 | 21,309 | -1,776 (-7.7%) |
| WHITTIER TRUST CO OF NEVADA INC | 60,176 | 55,718 | -4,458 (-7.4%) |
| TIAA TRUST, NATIONAL ASSOCIATION | 465,259 | 449,637 | -15,622 (-3.4%) |
| AMERIPRISE FINANCIAL INC | 277,743 | 231,202 | -46,541 (-16.8%) |
| GOLDMAN SACHS GROUP INC | 45,840 | 19,953 | -25,887 (-56.5%) |
| Mirae Asset Global Investments Co., Ltd. | 16,300 | 7,700 | -8,600 (-52.8%) |
| UBS Group AG | 204,744 | 192,331 | -12,413 (-6.1%) |
| High Note Wealth, LLC | 16,607 | 16,297 | -310 (-1.9%) |
| BANK OF AMERICA CORP /DE/ | 298,876 | 293,876 | -5,000 (-1.7%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| SUMMIT WEALTH GROUP LLC / CO | 12,806 | $364 |
| PRINCIPAL SECURITIES, INC. | 1,613 | $79 |
| EP Wealth Advisors, LLC | 2,242 | $109 |
| GPS Wealth Strategies Group, LLC | 217 | $11 |
| FRANKLIN RESOURCES INC | 190 | $9 |
| Rise Advisors, LLC | 55 | $3 |
| Geneos Wealth Management Inc. | 56 | $3 |
| HM PAYSON & CO | 5 | $0 |