Ticker: NUSC CUSIP: 67092P607 Class: NUVEEN ESG SMLCP
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| TrueWealth Financial Partners | 124,591 | $5,563 |
| Boston Common Asset Management, LLC | 444,826 | $19,861 |
| Ameritas Advisory Services, LLC | 84,831 | $3,788 |
| Capital Management Associates, Inc | 8,386 | $374 |
| ENDEAVOR PRIVATE WEALTH, INC. | 4,775 | $213 |
| Golden State Equity Partners | 7,718 | $345 |
| NATURAL INVESTMENTS, LLC | 9,722 | $0 |
| Consolidated Planning Corp | 8,261 | $369 |
| EQ WEALTH ADVISORS, LLC | 1,392 | $62 |
| Continuum Advisory, LLC | 4,506 | $201 |
| RFG Advisory, LLC | 6,794 | $303 |
| Tower Research Capital LLC (TRC) | 5,447 | $243 |
| FLAGSHIP HARBOR ADVISORS, LLC | 3,209 | $143 |
| Litman Gregory Wealth Management LLC | 2,000 | $89 |
| HM PAYSON & CO | 5,353 | $239 |
| FIRST MANHATTAN CO. LLC. | 5,800 | $259 |
| Smartleaf Asset Management LLC | 951 | $43 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 455 | $20 |
| JNBA Financial Advisors | 250 | $11 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 121 | $5 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Abacus Wealth Partners, LLC | 1,345,941 | 1,405,775 | +59,834 (+4.4%) |
| Palisades Hudson Asset Management, L.P. | 98,976 | 107,969 | +8,993 (+9.1%) |
| WCG Wealth Advisors LLC | 42,991 | 221,614 | +178,623 (+415.5%) |
| First Pacific Financial | 255,519 | 265,387 | +9,868 (+3.9%) |
| IMPACTfolio, LLC | 42,971 | 45,099 | +2,128 (+5.0%) |
| Equita Financial Network, Inc. | 21,012 | 25,770 | +4,758 (+22.6%) |
| XY Planning Network, Inc. | 46,146 | 49,271 | +3,125 (+6.8%) |
| MISSION WEALTH MANAGEMENT, LP | 796,192 | 818,426 | +22,234 (+2.8%) |
| SilverOak Wealth Management LLC | 54,935 | 60,854 | +5,919 (+10.8%) |
| MERCER GLOBAL ADVISORS INC /ADV | 1,184,440 | 1,479,568 | +295,128 (+24.9%) |
| ASSETMARK, INC | 12,068 | 259,489 | +247,421 (+2050.2%) |
| McClarren Financial Advisors, Inc. | 4,426 | 5,056 | +630 (+14.2%) |
| Pioneer Wealth Management Group | 32,242 | 33,679 | +1,437 (+4.5%) |
| Silver Oak Advisory Group, Inc. | 18,604 | 20,989 | +2,385 (+12.8%) |
| Westfuller Advisors, LLC | 36,285 | 36,656 | +371 (+1.0%) |
| SGL Investment Advisors, Inc. | 19,812 | 20,625 | +813 (+4.1%) |
| Walkner Condon Financial Advisors LLC | 23,487 | 25,533 | +2,046 (+8.7%) |
| CAPTRUST FINANCIAL ADVISORS | 19,904 | 96,868 | +76,964 (+386.7%) |
| Millstone Evans Group, LLC | 2,047 | 2,711 | +664 (+32.4%) |
| White Lighthouse Investment Management Inc. | 14,129 | 15,940 | +1,811 (+12.8%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Allodium Investment Consultants, LLC | 138,695 | 136,311 | -2,384 (-1.7%) |
| LongView Asset Management LLC | 93,518 | 91,374 | -2,144 (-2.3%) |
| SK Wealth Management, LLC | 36,433 | 15,625 | -20,808 (-57.1%) |
| Colorado Capital Management, Inc. | 133,180 | 130,720 | -2,460 (-1.8%) |
| Rossby Financial, LCC | 79,400 | 77,805 | -1,595 (-2.0%) |
| Freedom Investment Management, Inc. | 12,579 | 6,437 | -6,142 (-48.8%) |
| Dynamic Advisor Solutions LLC | 52,256 | 15,556 | -36,700 (-70.2%) |
| Painted Porch Advisors LLC | 16,234 | 13,342 | -2,892 (-17.8%) |
| GeoWealth Management, LLC | 40,315 | 23,755 | -16,560 (-41.1%) |
| Arlington Financial Advisors, LLC | 59,006 | 56,291 | -2,715 (-4.6%) |
| TIAA TRUST, NATIONAL ASSOCIATION | 1,495,268 | 1,382,602 | -112,666 (-7.5%) |
| Stewardship Advisors, LLC | 31,129 | 29,376 | -1,753 (-5.6%) |
| VICUS CAPITAL | 27,219 | 20,564 | -6,655 (-24.4%) |
| PACIFIC SUN FINANCIAL CORP | 10,246 | 9,300 | -946 (-9.2%) |
| Ipsen Advisor Group LLC | 9,220 | 8,625 | -595 (-6.5%) |
| BSW Wealth Partners | 84,525 | 82,832 | -1,693 (-2.0%) |
| Laurel Wealth Planning LLC | 14,719 | 14,123 | -596 (-4.0%) |
| McNamara Financial Services, Inc. | 11,383 | 9,323 | -2,060 (-18.1%) |
| Brio Consultants, LLC | 21,723 | 19,247 | -2,476 (-11.4%) |
| CGC Financial Services, LLC | 8,644 | 7,220 | -1,424 (-16.5%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Urban Wealth Management, LLC | 11,414 | $375 |
| Blue Barn Wealth, LLC | 7,059 | $311 |
| Petros Family Wealth, LLC | 4,752 | $210 |
| Family Office Research LLC | 4,904 | $216 |
| Family Investment Center, Inc. | 4,569 | $202 |
| SAX WEALTH ADVISORS, LLC | 5,236 | $231 |
| Advisory Alpha, LLC | 6,027 | $268 |
| Diversify Advisory Services, LLC | 4,683 | $207 |
| Future Financial Wealth Managment LLC | 199 | $9 |
| TRUIST FINANCIAL CORP | 4,719 | $208 |
| SouthState Corp | 767 | $34 |
| Wealthspire Advisors, LLC | 1,152 | $51 |
| MATHER GROUP, LLC. | 830 | $37 |
| GPS Wealth Strategies Group, LLC | 121 | $5 |
| PARK AVENUE SECURITIES LLC | 11,119 | $0 |
| Tortoise Investment Management, LLC | 102 | $4 |
| CIBC Private Wealth Group, LLC | 109 | $5 |
| Sound Income Strategies, LLC | 59 | $3 |
| Geneos Wealth Management Inc. | 58 | $3 |
| IFP Advisors, Inc | 22 | $1 |