Ticker: PFLT CUSIP: 70806A106 Class: COM
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Truffle Hound Capital, LLC | 600,000 | $5,562 |
| Diameter Capital Partners LP | 1,184,476 | $10,980 |
| XTX Topco Ltd | 180,640 | $1,675 |
| BCO Wealth Management LLC | 11,706 | $109 |
| Bridgewealth Advisory Group, LLC | 12,035 | $112 |
| CastleKnight Management LP | 79,100 | $733 |
| Freestone Capital Holdings, LLC | 27,045 | $251 |
| Jump Financial, LLC | 34,519 | $320 |
| Aquatic Capital Management LLC | 19,921 | $185 |
| Sowell Financial Services LLC | 13,410 | $124 |
| Facet Wealth, Inc. | 19,805 | $186 |
| Cerity Partners LLC | 82,010 | $760 |
| Schonfeld Strategic Advisors LLC | 16,088 | $149 |
| EP Wealth Advisors, LLC | 14,461 | $134 |
| NOMURA HOLDINGS INC | 19,887 | $184 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 3,580 | $33 |
| Triumph Capital Management | 1,600 | $15 |
| McIlrath & Eck, LLC | 1,687 | $16 |
| NBC SECURITIES, INC. | 320 | $3 |
| Caitong International Asset Management Co., Ltd | 1 | $0 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Sound Income Strategies, LLC | 4,131,430 | 4,643,958 | +512,528 (+12.4%) |
| GraniteShares Advisors LLC | 279,900 | 292,844 | +12,944 (+4.6%) |
| Altshuler Shaham Ltd | 916,039 | 1,320,156 | +404,117 (+44.1%) |
| Krilogy Financial LLC | 15,617 | 123,880 | +108,263 (+693.2%) |
| BEACON INVESTMENT ADVISORS LLC | 18,315 | 20,916 | +2,601 (+14.2%) |
| Quantbot Technologies LP | 23,931 | 40,986 | +17,055 (+71.3%) |
| WELLS FARGO & COMPANY/MN | 58,139 | 151,558 | +93,419 (+160.7%) |
| Legal & General Group Plc | 603,339 | 687,570 | +84,231 (+14.0%) |
| UBS Group AG | 1,296,070 | 1,367,442 | +71,372 (+5.5%) |
| OSAIC HOLDINGS, INC. | 165,673 | 208,639 | +42,966 (+25.9%) |
| EverSource Wealth Advisors, LLC | 1,678 | 10,001 | +8,323 (+496.0%) |
| JANE STREET GROUP, LLC | 169,315 | 217,228 | +47,913 (+28.3%) |
| BANK OF AMERICA CORP /DE/ | 26,894 | 67,997 | +41,103 (+152.8%) |
| BNP PARIBAS ARBITRAGE, SA | 22,411 | 59,281 | +36,870 (+164.5%) |
| STATE STREET CORP | 86,559 | 107,263 | +20,704 (+23.9%) |
| CALTON & ASSOCIATES, INC. | 11,317 | 13,501 | +2,184 (+19.3%) |
| Naviter Wealth, LLC | 18,650 | 20,766 | +2,116 (+11.3%) |
| MILLENNIUM MANAGEMENT LLC | 680,700 | 690,051 | +9,351 (+1.4%) |
| KW WEALTH MANAGEMENT LLC | 12,842 | 13,002 | +160 (+1.2%) |
| GUGGENHEIM CAPITAL LLC | 54,785 | 59,147 | +4,362 (+8.0%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| WESTBOURNE INVESTMENTS, INC. | 22,708 | 10,500 | -12,208 (-53.8%) |
| Virtus Investment Advisers, LLC | 92,843 | 79,701 | -13,142 (-14.2%) |
| PharVision Advisers, LLC | 25,564 | 17,494 | -8,070 (-31.6%) |
| MARSHALL WACE, LLP | 2,057,399 | 771,048 | -1,286,351 (-62.5%) |
| NewEdge Wealth, LLC | 271,146 | 171,744 | -99,402 (-36.7%) |
| Qube Research & Technologies Ltd | 1,093,973 | 518,749 | -575,224 (-52.6%) |
| Cornerstone Wealth Management, LLC | 56,842 | 34,421 | -22,421 (-39.4%) |
| WEDBUSH SECURITIES INC | 143,721 | 39,262 | -104,459 (-72.7%) |
| DENALI ADVISORS LLC | 58,499 | 48,547 | -9,952 (-17.0%) |
| Brevan Howard Capital Management LP | 132,771 | 29,723 | -103,048 (-77.6%) |
| OXFORD ASSET MANAGEMENT LLP | 48,199 | 45,382 | -2,817 (-5.8%) |
| PFG Advisors | 110,126 | 98,057 | -12,069 (-11.0%) |
| Trexquant Investment LP | 248,689 | 223,878 | -24,811 (-10.0%) |
| Corient Private Wealth LLC | 61,848 | 12,861 | -48,987 (-79.2%) |
| MORGAN STANLEY | 642,704 | 577,124 | -65,580 (-10.2%) |
| Quarry LP | 4,033 | 1,181 | -2,852 (-70.7%) |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 64,510 | 10,822 | -53,688 (-83.2%) |
| CITIGROUP INC | 48,662 | 4,663 | -43,999 (-90.4%) |
| COMMONWEALTH EQUITY SERVICES, LLC | 98,464 | 44,522 | -53,942 (-54.8%) |
| Invesco Ltd. | 1,262,880 | 1,222,697 | -40,183 (-3.2%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| MQS Management LLC | 93,964 | $835 |
| Strategic Financial Concepts, LLC | 52,300 | $465 |
| Synergy Investment Management, LLC | 27,102 | $241 |
| Dynamic Technology Lab Private Ltd | 26,707 | $237 |
| Quadrature Capital Ltd | 43,217 | $384 |
| SP Asset Management LLC | 10,000 | $89 |
| Toroso Investments, LLC | 113,783 | $1,012 |
| FIRST FOUNDATION ADVISORS | 12,393 | $110 |
| NATIXIS | 44,576 | $395 |
| AMERIPRISE FINANCIAL INC | 67,972 | $604 |
| Virtu Financial LLC | 37,407 | $0 |
| Tower Research Capital LLC (TRC) | 10,424 | $93 |
| Empowered Funds, LLC | 15,286 | $136 |
| Squarepoint Ops LLC | 30,924 | $275 |
| Miracle Mile Advisors, LLC | 11,728 | $104 |
| OneDigital Investment Advisors LLC | 12,543 | $112 |
| TRUIST FINANCIAL CORP | 16,059 | $143 |
| Hudson Bay Capital Management LP | 10,350 | $92 |
| Advisory Services Network, LLC | 2,541 | $23 |
| HARBOUR INVESTMENTS, INC. | 1,000 | $9 |