Ticker: XTN CUSIP: 78464A532 Class: S&P TRANSN ETF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Hamilton Point Investment Advisors, LLC | 2,324 | $212 |
| Brookstone Capital Management | 18,368 | $1,678 |
| BNP PARIBAS ARBITRAGE, SA | 10,000 | $914 |
| Kestra Advisory Services, LLC | 2,292 | $209 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 116 | $11 |
| BlackRock, Inc. | 153 | $14 |
| SIMPLEX TRADING, LLC | 53 | $5 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| UBS Group AG | 13,645 | 59,024 | +45,379 (+332.6%) |
| LPL Financial LLC | 58,149 | 65,618 | +7,469 (+12.8%) |
| PNC Financial Services Group, Inc. | 2,914 | 8,814 | +5,900 (+202.5%) |
| Rockefeller Capital Management L.P. | 2,726 | 5,519 | +2,793 (+102.5%) |
| MORGAN STANLEY | 67,373 | 70,553 | +3,180 (+4.7%) |
| CITADEL ADVISORS LLC | 2,615 | 4,697 | +2,082 (+79.6%) |
| CITIGROUP INC | 6,047 | 7,598 | +1,551 (+25.6%) |
| AMERIPRISE FINANCIAL INC | 26,455 | 26,848 | +393 (+1.5%) |
| STIFEL FINANCIAL CORP | 16,994 | 17,296 | +302 (+1.8%) |
| Steward Partners Investment Advisory, LLC | 260 | 517 | +257 (+98.8%) |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 465 | 691 | +226 (+48.6%) |
| NATIONAL BANK OF CANADA /FI/ | 30 | 130 | +100 (+333.3%) |
| COMMONWEALTH EQUITY SERVICES, LLC | 4,568 | 4,737 | +169 (+3.7%) |
| JONES FINANCIAL COMPANIES LLLP | 1,228 | 1,272 | +44 (+3.6%) |
| CoreCap Advisors, LLC | 22 | 23 | +1 (+4.5%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Total Wealth Planning & Management, Inc. | 3,665 | 3,575 | -90 (-2.5%) |
| GOLDMAN SACHS GROUP INC | 31,884 | 4,779 | -27,105 (-85.0%) |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 25,933 | 7,277 | -18,656 (-71.9%) |
| ROYAL BANK OF CANADA | 19,375 | 14,383 | -4,992 (-25.8%) |
| OSAIC HOLDINGS, INC. | 9,700 | 7,740 | -1,960 (-20.2%) |
| WELLS FARGO & COMPANY/MN | 44,493 | 42,616 | -1,877 (-4.2%) |
| RAYMOND JAMES FINANCIAL INC | 26,295 | 24,704 | -1,591 (-6.1%) |
| J.W. COLE ADVISORS, INC. | 2,747 | 2,323 | -424 (-15.4%) |
| Spire Wealth Management | 1,192 | 922 | -270 (-22.7%) |
| BANK OF AMERICA CORP /DE/ | 24,237 | 23,736 | -501 (-2.1%) |
| Sovran Advisors, LLC | 3,719 | 3,619 | -100 (-2.7%) |
| CX Institutional | 2,936 | 81 | -2,855 (-97.2%) |
| Cetera Investment Advisers | 4,051 | 3,851 | -200 (-4.9%) |
| Geneos Wealth Management Inc. | 2,525 | 2,400 | -125 (-5.0%) |
| TD Waterhouse Canada Inc. | 193 | 68 | -125 (-64.8%) |
| JPMORGAN CHASE & CO | 634 | 564 | -70 (-11.0%) |
| BANK OF MONTREAL /CAN/ | 148 | 140 | -8 (-5.4%) |
| Tower Research Capital LLC (TRC) | 4 | 1 | -3 (-75.0%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| OLD MISSION CAPITAL LLC | 7,319 | $614 |
| Financial Freedom, LLC | 408 | $34 |
| TWO SIGMA INVESTMENTS, LP | 10,800 | $906 |
| PRINCIPAL SECURITIES, INC. | 128 | $11 |
| Advisory Services Network, LLC | 87 | $7 |
| Rossby Financial, LCC | 31 | $3 |
| Urban Wealth Management, LLC | 8 | $1 |