Ticker: TPVG CUSIP: 89677Y100 Class: CEF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| OXFORD ASSET MANAGEMENT LLP | 11,350 | $74 |
| AXQ CAPITAL, LP | 10,981 | $72 |
| XTX Topco Ltd | 54,137 | $354 |
| EAGLE GLOBAL ADVISORS LLC | 27,875 | $182 |
| CITADEL ADVISORS LLC | 188,084 | $1,230 |
| Cresset Asset Management, LLC | 29,915 | $196 |
| Squarepoint Ops LLC | 18,428 | $121 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 3,000 | $20 |
| FLAGSHIP HARBOR ADVISORS, LLC | 1,788 | $12 |
| Farther Finance Advisors, LLC | 951 | $6 |
| Clearstead Advisors, LLC | 630 | $4 |
| Triumph Capital Management | 300 | $2 |
| HRT FINANCIAL LP | 45,446 | $0 |
| CITIGROUP INC | 7 | $0 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| NORDEN GROUP LLC | 69,598 | 174,090 | +104,492 (+150.1%) |
| Trexquant Investment LP | 128,973 | 190,996 | +62,023 (+48.1%) |
| TWO SIGMA INVESTMENTS, LP | 612,727 | 758,262 | +145,535 (+23.8%) |
| BANK OF AMERICA CORP /DE/ | 2,003 | 71,613 | +69,610 (+3475.3%) |
| Kovack Advisors, Inc. | 52,519 | 59,383 | +6,864 (+13.1%) |
| Legal & General Group Plc | 235,071 | 284,878 | +49,807 (+21.2%) |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 115,924 | 141,303 | +25,379 (+21.9%) |
| JANE STREET GROUP, LLC | 139,247 | 162,387 | +23,140 (+16.6%) |
| FARMERS & MERCHANTS INVESTMENTS INC | 3,200 | 10,293 | +7,093 (+221.7%) |
| UBS Group AG | 11,817 | 28,123 | +16,306 (+138.0%) |
| MORGAN STANLEY | 70,335 | 86,213 | +15,878 (+22.6%) |
| LPL Financial LLC | 62,686 | 68,260 | +5,574 (+8.9%) |
| MILLENNIUM MANAGEMENT LLC | 23,307 | 28,036 | +4,729 (+20.3%) |
| ROYAL BANK OF CANADA | 19,413 | 23,196 | +3,783 (+19.5%) |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 21,231 | 24,152 | +2,921 (+13.8%) |
| Rockefeller Capital Management L.P. | 4,000 | 7,000 | +3,000 (+75.0%) |
| Sound Income Strategies, LLC | 1,278 | 2,560 | +1,282 (+100.3%) |
| Cetera Investment Advisers | 45,580 | 46,944 | +1,364 (+3.0%) |
| FMR LLC | 1 | 498 | +497 (+49700.0%) |
| Tradition Wealth Management, LLC | 14,517 | 14,825 | +308 (+2.1%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Virtus Investment Advisers, LLC | 280,375 | 69,582 | -210,793 (-75.2%) |
| MARSHALL WACE, LLP | 636,114 | 390,848 | -245,266 (-38.6%) |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 15,245 | 7,185 | -8,060 (-52.9%) |
| SUMMIT SECURITIES GROUP LLC | 6,500 | 1,400 | -5,100 (-78.5%) |
| U.S. Capital Wealth Advisors, LLC | 42,980 | 33,300 | -9,680 (-22.5%) |
| McIlrath & Eck, LLC | 7,274 | 2,917 | -4,357 (-59.9%) |
| Ethos Financial Group, LLC | 47,508 | 43,560 | -3,948 (-8.3%) |
| OSAIC HOLDINGS, INC. | 37,451 | 24,400 | -13,051 (-34.8%) |
| TWO SIGMA ADVISERS, LP | 492,192 | 480,192 | -12,000 (-2.4%) |
| AMERIPRISE FINANCIAL INC | 25,587 | 17,345 | -8,242 (-32.2%) |
| NOMURA ASSET MANAGEMENT CO LTD | 6,168 | 278 | -5,890 (-95.5%) |
| WELLS FARGO & COMPANY/MN | 75,342 | 69,280 | -6,062 (-8.0%) |
| RAYMOND JAMES FINANCIAL INC | 19,284 | 14,529 | -4,755 (-24.7%) |
| D. E. Shaw & Co., Inc. | 33,426 | 30,221 | -3,205 (-9.6%) |
| GROUP ONE TRADING, L.P. | 6,830 | 4,062 | -2,768 (-40.5%) |
| NORTHERN TRUST CORP | 31,155 | 28,683 | -2,472 (-7.9%) |
| Verition Fund Management LLC | 22,677 | 20,477 | -2,200 (-9.7%) |
| COMMONWEALTH EQUITY SERVICES, LLC | 14,435 | 10,972 | -3,463 (-24.0%) |
| Root Financial Partners, LLC | 1,009 | 9 | -1,000 (-99.1%) |
| Newbridge Financial Services Group, Inc. | 1,000 | 400 | -600 (-60.0%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| SUMMIT WEALTH GROUP LLC / CO | 14,336 | $150 |
| TWO SIGMA SECURITIES, LLC | 11,501 | $66 |
| Aquatic Capital Management LLC | 41,137 | $237 |
| EverSource Wealth Advisors, LLC | 10,000 | $58 |
| Connor, Clark & Lunn Investment Management Ltd. | 16,710 | $96 |
| GPS Wealth Strategies Group, LLC | 2,327 | $13 |
| COMERICA BANK | 8,700 | $50 |
| Advisory Services Network, LLC | 5,707 | $33 |
| EASTERN BANK | 2,500 | $14 |
| PRINCIPAL SECURITIES, INC. | 1,595 | $9 |
| Wealthspire Advisors, LLC | 1,000 | $6 |
| ST GERMAIN D J CO INC | 500 | $3 |
| FLAGSHIP WEALTH ADVISORS, LLC | 91 | $1 |
| SIMPLEX TRADING, LLC | 29,634 | $0 |
| Cambridge Investment Research Advisors, Inc. | 11,852 | $0 |