TRIPLEPOINT VENTURE GROWTH B

Ticker: TPVG CUSIP: 89677Y100 Class: CEF

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
TWO SIGMA INVESTMENTS, LP758,262$4,959
TWO SIGMA ADVISERS, LP480,192$3,140
MARSHALL WACE, LLP390,848$2,556
Legal & General Group Plc284,878$1,860
BlackRock, Inc.282,768$1,849
Trexquant Investment LP190,996$1,249
CITADEL ADVISORS LLC188,084$1,230
NORDEN GROUP LLC174,090$1,139
JANE STREET GROUP, LLC162,387$1,062
SUSQUEHANNA INTERNATIONAL GROUP, LLP141,303$924
Samalin Investment Counsel, LLC92,375$604
MORGAN STANLEY86,213$564
Lido Advisors, LLC83,570$482
BANK OF AMERICA CORP /DE/71,613$468
Virtus Investment Advisers, LLC69,582$455
WELLS FARGO & COMPANY/MN69,280$453
LPL Financial LLC68,260$446
Kovack Advisors, Inc.59,383$388
XTX Topco Ltd54,137$354
GREAT WEST LIFE ASSURANCE CO /CAN/53,793$0
Cetera Investment Advisers46,944$307
HRT FINANCIAL LP45,446$0
Ethos Financial Group, LLC43,560$285
Closed-End Fund Advisors, Inc.35,503$232
U.S. Capital Wealth Advisors, LLC33,300$218
D. E. Shaw & Co., Inc.30,221$198
Meridian Wealth Management, LLC30,000$196
Cresset Asset Management, LLC29,915$196
NORTHERN TRUST CORP28,683$188
Brevan Howard Capital Management LP28,170$184
UBS Group AG28,123$184
MILLENNIUM MANAGEMENT LLC28,036$183
EAGLE GLOBAL ADVISORS LLC27,875$182
OSAIC HOLDINGS, INC.24,400$160
O'SHAUGHNESSY ASSET MANAGEMENT, LLC24,152$158
ROYAL BANK OF CANADA23,196$152
Verition Fund Management LLC20,477$134
Squarepoint Ops LLC18,428$121
AMERIPRISE FINANCIAL INC17,345$113
Tradition Wealth Management, LLC14,825$97
RAYMOND JAMES FINANCIAL INC14,529$95
CFO4Life Group, LLC13,610$89
OXFORD ASSET MANAGEMENT LLP11,350$74
AVENIR CORP11,000$72
AXQ CAPITAL, LP10,981$72
COMMONWEALTH EQUITY SERVICES, LLC10,972$72
FARMERS & MERCHANTS INVESTMENTS INC10,293$67
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC7,185$47
Rockefeller Capital Management L.P.7,000$46
PNC Financial Services Group, Inc.6,204$41
CIBC Private Wealth Group, LLC4,430$29
GROUP ONE TRADING, L.P.4,062$27
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO3,000$20
SOA Wealth Advisors, LLC.3,000$20
McIlrath & Eck, LLC2,917$19
Sound Income Strategies, LLC2,560$17
Aventura Private Wealth, LLC2,496$16
Atlantic Union Bankshares Corp2,400$16
FLAGSHIP HARBOR ADVISORS, LLC1,788$12
SUMMIT SECURITIES GROUP LLC1,400$9
Accordant Advisory Group Inc1,400$9
Farther Finance Advisors, LLC951$6
Financial Network Wealth Advisors LLC847$6
Clearstead Advisors, LLC630$4
CWM, LLC628$0
FMR LLC498$3
Newbridge Financial Services Group, Inc.400$3
MAI Capital Management347$2
Triumph Capital Management300$2
NOMURA ASSET MANAGEMENT CO LTD278$2
Russell Investments Group, Ltd.126$1
DELTA ASSET MANAGEMENT LLC/TN13$0
Root Financial Partners, LLC9$0
HARBOUR INVESTMENTS, INC.8$0
CITIGROUP INC7$0
Total (75 institutions)4,478,232$28,568