TANAKA CAPITAL MANAGEMENT INC Concentrated Active

CIK: 0000816788 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Feb 14, 2020

Total Value ($000): $31,552 (100.0% shares, 0.0% debt)

Holdings (50)

AAPL Apple Computing 15.6%

Value ($000) $4,908 Shares 16,715 Est. Cost $26.94 Unrealized +130.2%

— Amyris 12.1%

Value ($000) $3,810 Shares 1,400,724 Est. Cost $2.93 Unrealized —

ONTO Onto Innovation 7.9%

Value ($000) $2,483 Shares 67,955 Est. Cost $34.27 Unrealized 0.0%

QCOM QUALCOMM 5.8%

Value ($000) $1,824 Shares 20,675 Est. Cost $50.33 Unrealized +44.8%

IONS Ionis Pharmaceuticals 5.8%

Value ($000) $1,819 Shares 30,107 Est. Cost $33.25 Unrealized +79.2%

AFL AFLAC Inc. 5.1%

Value ($000) $1,600 Shares 30,251 Est. Cost $32.75 Unrealized +40.0%

TSEM Tower Semiconductor 4.5%

Value ($000) $1,420 Shares 59,006 Est. Cost $17.33 Unrealized +29.6%

CPRX Catalyst Pharmaceuticals 3.4%

Value ($000) $1,059 Shares 282,424 Est. Cost $2.31 Unrealized +102.1%

HON Honeywell International Inc. 3.2%

Value ($000) $1,001 Shares 5,656 Est. Cost $69.39 Unrealized +107.4%

NXE NexGen Energy 3.0%

Value ($000) $935 Shares 730,657 Est. Cost $1.87 Unrealized -31.5%

ALK Alaska Air Group Inc. 2.8%

Value ($000) $871 Shares 12,854 Est. Cost $53.27 Unrealized +27.1%

CORT Corcept Therapeutics 2.7%

Value ($000) $843 Shares 69,649 Est. Cost $9.29 Unrealized +49.9%

— Nanoco Group plc 2.6%

Value ($000) $830 Shares 5,926,971 Est. Cost $0.48 Unrealized —

AMZN Amazon.com Inc. 2.6%

Value ($000) $820 Shares 444 Est. Cost $68.10 Unrealized +30.0%

TSLA Tesla, Inc. 2.5%

Value ($000) $802 Shares 1,918 Est. Cost $17.13 Unrealized +26.6%

— ViacomCBS 2.3%

Value ($000) $718 Shares 17,106 Est. Cost $41.97 Unrealized —

BYSI BeyondSpring Inc 2.1%

Value ($000) $674 Shares 43,465 Est. Cost $27.09 Unrealized -45.2%

SF Stifel Financial Corp. 2.0%

Value ($000) $636 Shares 10,489 Est. Cost $22.26 Unrealized +59.3%

JBLU JetBlue Airways Corp. 1.9%

Value ($000) $608 Shares 32,465 Est. Cost $13.03 Unrealized +42.6%

PM Philip Morris International 1.5%

Value ($000) $472 Shares 5,546 Est. Cost $50.81 Unrealized +18.1%

PEP PepsiCo, Inc. 1.4%

Value ($000) $442 Shares 3,237 Est. Cost $68.98 Unrealized +63.5%

— Altria Group, Inc. 1.2%

Value ($000) $391 Shares 7,835 Est. Cost $47.19 Unrealized —

NFLX Netflix 1.1%

Value ($000) $351 Shares 1,085 Est. Cost $10.40 Unrealized +185.1%

AMAT Applied Materials 0.9%

Value ($000) $296 Shares 4,844 Est. Cost $43.49 Unrealized +21.9%

JPM JPMorgan Chase and Co. 0.9%

Value ($000) $270 Shares 1,937 Est. Cost $49.62 Unrealized +119.0%

— Google Inc. 0.7%

Value ($000) $236 Shares 176 Est. Cost $530.97 Unrealized —

— Google Inc. 0.7%

Value ($000) $235 Shares 176 Est. Cost $526.55 Unrealized —

— Callon Petroleum 0.6%

Value ($000) $200 Shares 41,371 Est. Cost $4.83 Unrealized —

ACN Accenture plc 0.6%

Value ($000) $188 Shares 891 Est. Cost $96.44 Unrealized +85.0%

— Lam Research Corp. 0.4%

Value ($000) $123 Shares 420 Est. Cost $177.10 Unrealized —

META Facebook, Inc. 0.4%

Value ($000) $112 Shares 548 Est. Cost $127.30 Unrealized +51.1%

BMY Bristol-Myers Squibb 0.3%

Value ($000) $108 Shares 1,677 Est. Cost $45.19 Unrealized 0.0%

NVDA Nvidia 0.3%

Value ($000) $87 Shares 370 Est. Cost $4.49 Unrealized +15.2%

— ASML Holding N V ADR 0.2%

Value ($000) $66 Shares 224 Est. Cost $79.39 Unrealized —

— SRC Energy 0.2%

Value ($000) $65 Shares 15,710 Est. Cost $9.43 Unrealized —

DIS The Walt Disney Company 0.1%

Value ($000) $41 Shares 285 Est. Cost $81.30 Unrealized +66.9%

INTC Intel Corp. 0.1%

Value ($000) $36 Shares 600 Est. Cost $36.97 Unrealized +33.3%

NICE NICE Systems Ltd. 0.1%

Value ($000) $33 Shares 215 Est. Cost $50.98 Unrealized —

MNRO Monro, Inc. 0.1%

Value ($000) $29 Shares 365 Est. Cost $53.29 Unrealized +41.5%

CL Colgate-Palmolive Co. 0.1%

Value ($000) $20 Shares 288 Est. Cost $52.19 Unrealized +13.3%

CCJ Cameco 0.1%

Value ($000) $19 Shares 2,100 Est. Cost $10.73 Unrealized -15.8%

MDLZ Mondelez International, Inc. 0.1%

Value ($000) $17 Shares 302 Est. Cost $28.41 Unrealized +61.5%

JNJ Johnson and Johnson 0.0%

Value ($000) $15 Shares 104 Est. Cost $97.89 Unrealized +16.6%

PG Procter And Gamble 0.0%

Value ($000) $14 Shares 110 Est. Cost $63.59 Unrealized +65.5%

CHD Church and Dwight Co. Inc. 0.0%

Value ($000) $10 Shares 140 Est. Cost $37.77 Unrealized +74.9%

— Kraft Heinz Company 0.0%

Value ($000) $9 Shares 279 Est. Cost $63.21 Unrealized —

— Bristol-Myers Squibb Contingent Value Rights 0.0%

Value ($000) $5 Shares 1,677 Est. Cost $2.98 Unrealized —

TRV Travelers Group 0.0%

Value ($000) $1 Shares 6 Est. Cost $83.97 Unrealized +42.1%

— Liminal BioSciences 0.0%

Value ($000) $0 Shares 22 Est. Cost — Unrealized —

— Fuelnation, Inc. 0.0%

Value ($000) $0 Shares 251,150 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
AAPL	Apple Computing	16,715	$4,908	15.6%	$26.94	+130.2%	COM	037833100
—	Amyris	1,400,724	$3,810	12.1%	$2.93	—	COM	03236M101
ONTO	Onto Innovation	67,955	$2,483	7.9%	$34.27	0.0%	COM	683344105
QCOM	QUALCOMM	20,675	$1,824	5.8%	$50.33	+44.8%	COM	747525103
IONS	Ionis Pharmaceuticals	30,107	$1,819	5.8%	$33.25	+79.2%	COM	462222100
AFL	AFLAC Inc.	30,251	$1,600	5.1%	$32.75	+40.0%	COM	001055102
TSEM	Tower Semiconductor	59,006	$1,420	4.5%	$17.33	+29.6%	COM	M87915274
CPRX	Catalyst Pharmaceuticals	282,424	$1,059	3.4%	$2.31	+102.1%	COM	14888U101
HON	Honeywell International Inc.	5,656	$1,001	3.2%	$69.39	+107.4%	COM	438516106
NXE	NexGen Energy	730,657	$935	3.0%	$1.87	-31.5%	COM	65340P106
ALK	Alaska Air Group Inc.	12,854	$871	2.8%	$53.27	+27.1%	COM	011659109
CORT	Corcept Therapeutics	69,649	$843	2.7%	$9.29	+49.9%	COM	218352102
—	Nanoco Group plc	5,926,971	$830	2.6%	$0.48	—	COM	0B01JLR99
AMZN	Amazon.com Inc.	444	$820	2.6%	$68.10	+30.0%	COM	023135106
TSLA	Tesla, Inc.	1,918	$802	2.5%	$17.13	+26.6%	COM	88160R101
—	ViacomCBS	17,106	$718	2.3%	$41.97	—	COM	92556H206
BYSI	BeyondSpring Inc	43,465	$674	2.1%	$27.09	-45.2%	COM	G10830100
SF	Stifel Financial Corp.	10,489	$636	2.0%	$22.26	+59.3%	COM	860630102
JBLU	JetBlue Airways Corp.	32,465	$608	1.9%	$13.03	+42.6%	COM	477143101
PM	Philip Morris International	5,546	$472	1.5%	$50.81	+18.1%	COM	718172109
PEP	PepsiCo, Inc.	3,237	$442	1.4%	$68.98	+63.5%	COM	713448108
—	Altria Group, Inc.	7,835	$391	1.2%	$47.19	—	COM	718154107
NFLX	Netflix	1,085	$351	1.1%	$10.40	+185.1%	COM	64110L106
AMAT	Applied Materials	4,844	$296	0.9%	$43.49	+21.9%	COM	038222105
JPM	JPMorgan Chase and Co.	1,937	$270	0.9%	$49.62	+119.0%	COM	46625H100
—	Google Inc.	176	$236	0.7%	$530.97	—	COM	38259P706
—	Google Inc.	176	$235	0.7%	$526.55	—	COM	38259P508
—	Callon Petroleum	41,371	$200	0.6%	$4.83	—	COM	13123X102
ACN	Accenture plc	891	$188	0.6%	$96.44	+85.0%	COM	G1151C101
—	Lam Research Corp.	420	$123	0.4%	$177.10	—	COM	512807108
META	Facebook, Inc.	548	$112	0.4%	$127.30	+51.1%	COM	30303M102
BMY	Bristol-Myers Squibb	1,677	$108	0.3%	$45.19	0.0%	COM	110122108
NVDA	Nvidia	370	$87	0.3%	$4.49	+15.2%	COM	67066G104
—	ASML Holding N V ADR	224	$66	0.2%	$79.39	—	COM	N07059111
—	SRC Energy	15,710	$65	0.2%	$9.43	—	COM	78470V108
DIS	The Walt Disney Company	285	$41	0.1%	$81.30	+66.9%	COM	254687106
INTC	Intel Corp.	600	$36	0.1%	$36.97	+33.3%	COM	458140100
NICE	NICE Systems Ltd.	215	$33	0.1%	$50.98	—	COM	653656108
MNRO	Monro, Inc.	365	$29	0.1%	$53.29	+41.5%	COM	610236101
CL	Colgate-Palmolive Co.	288	$20	0.1%	$52.19	+13.3%	COM	194162103
CCJ	Cameco	2,100	$19	0.1%	$10.73	-15.8%	COM	13321L108
MDLZ	Mondelez International, Inc.	302	$17	0.1%	$28.41	+61.5%	COM	609207105
JNJ	Johnson and Johnson	104	$15	0.0%	$97.89	+16.6%	COM	478160104
PG	Procter And Gamble	110	$14	0.0%	$63.59	+65.5%	COM	742718109
CHD	Church and Dwight Co. Inc.	140	$10	0.0%	$37.77	+74.9%	COM	171340102
—	Kraft Heinz Company	279	$9	0.0%	$63.21	—	COM	50076Q106
—	Bristol-Myers Squibb Contingent Value Rights	1,677	$5	0.0%	$2.98	—	COM	110122157
TRV	Travelers Group	6	$1	0.0%	$83.97	+42.1%	COM	89417E109
—	Liminal BioSciences	22	$0	0.0%	—	—	COM	53272L103
—	Fuelnation, Inc.	251,150	$0	0.0%	—	—	COM	359528205