TANAKA CAPITAL MANAGEMENT INC Concentrated Active

CIK: 0000816788 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 13, 2020

Total Value ($000): $31,919 (100.0% shares, 0.0% debt)

Holdings (51)

AAPL Apple Computing 23.0%

Value ($000) $7,349 Shares 63,461 Est. Cost $85.54 Unrealized +23.9%

— Amyris 12.0%

Value ($000) $3,836 Shares 1,503,723 Est. Cost $2.88 Unrealized —

QCOM QUALCOMM 7.2%

Value ($000) $2,294 Shares 19,496 Est. Cost $50.33 Unrealized +89.1%

TSLA Tesla, Inc. 4.3%

Value ($000) $1,381 Shares 3,220 Est. Cost $97.66 Unrealized +20.9%

AMZN Amazon.com Inc. 4.0%

Value ($000) $1,285 Shares 408 Est. Cost $68.10 Unrealized +131.5%

— Nanoco Group plc 3.6%

Value ($000) $1,142 Shares 6,714,968 Est. Cost $0.40 Unrealized —

AFL AFLAC Inc. 3.4%

Value ($000) $1,098 Shares 30,206 Est. Cost $32.74 Unrealized -2.0%

ONTO Onto Innovation 3.2%

Value ($000) $1,007 Shares 33,798 Est. Cost $34.27 Unrealized -3.2%

TSEM Tower Semiconductor 3.0%

Value ($000) $960 Shares 52,693 Est. Cost $17.33 Unrealized +16.3%

IONS Ionis Pharmaceuticals 2.8%

Value ($000) $879 Shares 18,521 Est. Cost $33.25 Unrealized +67.0%

— ViacomCBS 2.7%

Value ($000) $874 Shares 31,186 Est. Cost $34.92 Unrealized —

HON Honeywell International Inc. 2.4%

Value ($000) $754 Shares 4,578 Est. Cost $69.39 Unrealized +92.0%

CPRX Catalyst Pharmaceuticals 2.3%

Value ($000) $749 Shares 252,199 Est. Cost $2.36 Unrealized +65.9%

CORT Corcept Therapeutics 2.2%

Value ($000) $702 Shares 40,314 Est. Cost $9.29 Unrealized +71.6%

ACN Accenture plc 2.1%

Value ($000) $677 Shares 2,995 Est. Cost $152.30 Unrealized +39.4%

NXE NexGen Energy 2.0%

Value ($000) $650 Shares 375,589 Est. Cost $1.87 Unrealized -9.4%

MA Mastercard 1.8%

Value ($000) $577 Shares 1,706 Est. Cost $273.34 Unrealized +15.5%

NFLX Netflix 1.7%

Value ($000) $543 Shares 1,085 Est. Cost $10.40 Unrealized +378.6%

BYSI BeyondSpring Inc 1.4%

Value ($000) $450 Shares 33,826 Est. Cost $27.09 Unrealized -52.0%

PEP PepsiCo, Inc. 1.4%

Value ($000) $449 Shares 3,242 Est. Cost $69.75 Unrealized +65.1%

SF Stifel Financial Corp. 1.4%

Value ($000) $445 Shares 8,801 Est. Cost $22.26 Unrealized +37.4%

ALK Alaska Air Group Inc. 1.4%

Value ($000) $435 Shares 11,870 Est. Cost $53.27 Unrealized -29.7%

PM Philip Morris International 1.3%

Value ($000) $427 Shares 5,691 Est. Cost $50.91 Unrealized +15.6%

— The Carlyle Group 1.3%

Value ($000) $417 Shares 16,895 Est. Cost $27.90 Unrealized —

— ProShares UltraPro Short SP500 1.3%

Value ($000) $400 Shares 45,960 Est. Cost $11.79 Unrealized —

AMAT Applied Materials 0.9%

Value ($000) $280 Shares 4,706 Est. Cost $43.49 Unrealized +35.4%

— Google Inc. 0.8%

Value ($000) $259 Shares 176 Est. Cost $526.55 Unrealized —

— Google Inc. 0.8%

Value ($000) $258 Shares 176 Est. Cost $530.97 Unrealized —

— Altria Group, Inc. 0.6%

Value ($000) $201 Shares 5,195 Est. Cost $47.19 Unrealized —

NVDA Nvidia 0.6%

Value ($000) $200 Shares 370 Est. Cost $4.49 Unrealized +158.1%

JPM JPMorgan Chase and Co. 0.6%

Value ($000) $185 Shares 1,925 Est. Cost $49.62 Unrealized +72.2%

META Facebook, Inc. 0.5%

Value ($000) $146 Shares 558 Est. Cost $129.45 Unrealized +97.8%

— Lam Research Corp. 0.4%

Value ($000) $139 Shares 420 Est. Cost $177.10 Unrealized —

BMY Bristol-Myers Squibb 0.3%

Value ($000) $97 Shares 1,607 Est. Cost $45.19 Unrealized +7.5%

— ASML Holding N V ADR 0.3%

Value ($000) $83 Shares 224 Est. Cost $79.39 Unrealized —

ETSY Etsy, Inc. 0.2%

Value ($000) $50 Shares 415 Est. Cost $117.07 Unrealized 0.0%

NICE NICE Systems Ltd. 0.1%

Value ($000) $42 Shares 184 Est. Cost $50.98 Unrealized —

AMD Advanced Micro Devices 0.1%

Value ($000) $38 Shares 465 Est. Cost $74.25 Unrealized 0.0%

DIS The Walt Disney Company 0.1%

Value ($000) $35 Shares 285 Est. Cost $81.30 Unrealized +50.2%

CL Colgate-Palmolive Co. 0.1%

Value ($000) $22 Shares 288 Est. Cost $52.19 Unrealized +29.0%

INTC Intel Corp. 0.1%

Value ($000) $18 Shares 355 Est. Cost $36.97 Unrealized +25.9%

ICHR Ichor Holdings 0.1%

Value ($000) $17 Shares 770 Est. Cost $30.23 Unrealized -12.1%

MDLZ Mondelez International, Inc. 0.1%

Value ($000) $17 Shares 302 Est. Cost $28.41 Unrealized +71.0%

PG Procter And Gamble 0.0%

Value ($000) $15 Shares 110 Est. Cost $63.59 Unrealized +83.0%

CHD Church and Dwight Co. Inc. 0.0%

Value ($000) $13 Shares 140 Est. Cost $37.77 Unrealized +125.6%

JNJ Johnson and Johnson 0.0%

Value ($000) $10 Shares 69 Est. Cost $97.89 Unrealized +29.7%

— Kraft Heinz Company 0.0%

Value ($000) $8 Shares 279 Est. Cost $63.21 Unrealized —

— Bristol-Myers Squibb Contingent Value Rights 0.0%

Value ($000) $5 Shares 1,607 Est. Cost $2.98 Unrealized —

TRV Travelers Group 0.0%

Value ($000) $1 Shares 6 Est. Cost $83.97 Unrealized +22.0%

— Liminal BioSciences 0.0%

Value ($000) $0 Shares 22 Est. Cost — Unrealized —

— Fuelnation, Inc. 0.0%

Value ($000) $0 Shares 251,150 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
AAPL	Apple Computing	63,461	$7,349	23.0%	$85.54	+23.9%	COM	037833100
—	Amyris	1,503,723	$3,836	12.0%	$2.88	—	COM	03236M101
QCOM	QUALCOMM	19,496	$2,294	7.2%	$50.33	+89.1%	COM	747525103
TSLA	Tesla, Inc.	3,220	$1,381	4.3%	$97.66	+20.9%	COM	88160R101
AMZN	Amazon.com Inc.	408	$1,285	4.0%	$68.10	+131.5%	COM	023135106
—	Nanoco Group plc	6,714,968	$1,142	3.6%	$0.40	—	COM	0B01JLR99
AFL	AFLAC Inc.	30,206	$1,098	3.4%	$32.74	-2.0%	COM	001055102
ONTO	Onto Innovation	33,798	$1,007	3.2%	$34.27	-3.2%	COM	683344105
TSEM	Tower Semiconductor	52,693	$960	3.0%	$17.33	+16.3%	COM	M87915274
IONS	Ionis Pharmaceuticals	18,521	$879	2.8%	$33.25	+67.0%	COM	462222100
—	ViacomCBS	31,186	$874	2.7%	$34.92	—	COM	92556H206
HON	Honeywell International Inc.	4,578	$754	2.4%	$69.39	+92.0%	COM	438516106
CPRX	Catalyst Pharmaceuticals	252,199	$749	2.3%	$2.36	+65.9%	COM	14888U101
CORT	Corcept Therapeutics	40,314	$702	2.2%	$9.29	+71.6%	COM	218352102
ACN	Accenture plc	2,995	$677	2.1%	$152.30	+39.4%	COM	G1151C101
NXE	NexGen Energy	375,589	$650	2.0%	$1.87	-9.4%	COM	65340P106
MA	Mastercard	1,706	$577	1.8%	$273.34	+15.5%	COM	57636Q104
NFLX	Netflix	1,085	$543	1.7%	$10.40	+378.6%	COM	64110L106
BYSI	BeyondSpring Inc	33,826	$450	1.4%	$27.09	-52.0%	COM	G10830100
PEP	PepsiCo, Inc.	3,242	$449	1.4%	$69.75	+65.1%	COM	713448108
SF	Stifel Financial Corp.	8,801	$445	1.4%	$22.26	+37.4%	COM	860630102
ALK	Alaska Air Group Inc.	11,870	$435	1.4%	$53.27	-29.7%	COM	011659109
PM	Philip Morris International	5,691	$427	1.3%	$50.91	+15.6%	COM	718172109
—	The Carlyle Group	16,895	$417	1.3%	$27.90	—	COM	14309L102
—	ProShares UltraPro Short SP500	45,960	$400	1.3%	$11.79	—	COM	74348A442
AMAT	Applied Materials	4,706	$280	0.9%	$43.49	+35.4%	COM	038222105
—	Google Inc.	176	$259	0.8%	$526.55	—	COM	38259P508
—	Google Inc.	176	$258	0.8%	$530.97	—	COM	38259P706
—	Altria Group, Inc.	5,195	$201	0.6%	$47.19	—	COM	718154107
NVDA	Nvidia	370	$200	0.6%	$4.49	+158.1%	COM	67066G104
JPM	JPMorgan Chase and Co.	1,925	$185	0.6%	$49.62	+72.2%	COM	46625H100
META	Facebook, Inc.	558	$146	0.5%	$129.45	+97.8%	COM	30303M102
—	Lam Research Corp.	420	$139	0.4%	$177.10	—	COM	512807108
BMY	Bristol-Myers Squibb	1,607	$97	0.3%	$45.19	+7.5%	COM	110122108
—	ASML Holding N V ADR	224	$83	0.3%	$79.39	—	COM	N07059111
ETSY	Etsy, Inc.	415	$50	0.2%	$117.07	0.0%	COM	29786A106
NICE	NICE Systems Ltd.	184	$42	0.1%	$50.98	—	COM	653656108
AMD	Advanced Micro Devices	465	$38	0.1%	$74.25	0.0%	COM	007903107
DIS	The Walt Disney Company	285	$35	0.1%	$81.30	+50.2%	COM	254687106
CL	Colgate-Palmolive Co.	288	$22	0.1%	$52.19	+29.0%	COM	194162103
INTC	Intel Corp.	355	$18	0.1%	$36.97	+25.9%	COM	458140100
ICHR	Ichor Holdings	770	$17	0.1%	$30.23	-12.1%	COM	G4740B105
MDLZ	Mondelez International, Inc.	302	$17	0.1%	$28.41	+71.0%	COM	609207105
PG	Procter And Gamble	110	$15	0.0%	$63.59	+83.0%	COM	742718109
CHD	Church and Dwight Co. Inc.	140	$13	0.0%	$37.77	+125.6%	COM	171340102
JNJ	Johnson and Johnson	69	$10	0.0%	$97.89	+29.7%	COM	478160104
—	Kraft Heinz Company	279	$8	0.0%	$63.21	—	COM	50076Q106
—	Bristol-Myers Squibb Contingent Value Rights	1,607	$5	0.0%	$2.98	—	COM	110122157
TRV	Travelers Group	6	$1	0.0%	$83.97	+22.0%	COM	89417E109
—	Liminal BioSciences	22	$0	0.0%	—	—	COM	53272L103
—	Fuelnation, Inc.	251,150	$0	0.0%	—	—	COM	359528205