TANAKA CAPITAL MANAGEMENT INC Concentrated Active

CIK: 0000816788 · Show all filings

Period: Q3 2022 (← Previous) (Next →)

Filing Date: Nov 15, 2022

Total Value ($000): $33,515 (100.0% shares, 0.0% debt)

Holdings (48)

AAPL Apple Computing 19.2%

Value ($000) $6,425 Shares 46,490 Est. Cost $85.54 Unrealized +80.4%

— Amyris 16.7%

Value ($000) $5,585 Shares 1,912,741 Est. Cost $3.79 Unrealized —

NXE NexGen Energy 7.5%

Value ($000) $2,505 Shares 682,514 Est. Cost $3.17 Unrealized +26.8%

TSLA Tesla, Inc. 5.7%

Value ($000) $1,922 Shares 7,245 Est. Cost $218.73 Unrealized +27.7%

CPRX Catalyst Pharmaceuticals 5.7%

Value ($000) $1,902 Shares 148,281 Est. Cost $3.00 Unrealized +294.7%

— Nanoco Group plc 4.9%

Value ($000) $1,642 Shares 3,569,003 Est. Cost $0.40 Unrealized —

ONTO Onto Innovation 4.7%

Value ($000) $1,581 Shares 24,681 Est. Cost $34.27 Unrealized +114.4%

AFL AFLAC Inc. 4.5%

Value ($000) $1,513 Shares 26,921 Est. Cost $34.06 Unrealized +60.2%

QCOM QUALCOMM 4.4%

Value ($000) $1,478 Shares 13,084 Est. Cost $59.11 Unrealized +114.9%

— The Carlyle Group 2.9%

Value ($000) $961 Shares 37,190 Est. Cost $35.61 Unrealized —

CORT Corcept Therapeutics 2.7%

Value ($000) $911 Shares 35,539 Est. Cost $9.29 Unrealized +188.1%

SYM Symbotic 2.4%

Value ($000) $805 Shares 70,000 Est. Cost $14.71 Unrealized 0.0%

AMZN Amazon.com Inc. 2.1%

Value ($000) $696 Shares 6,160 Est. Cost $122.24 Unrealized +3.4%

SF Stifel Financial Corp. 2.1%

Value ($000) $693 Shares 13,346 Est. Cost $31.19 Unrealized +76.9%

AMAT Applied Materials 1.7%

Value ($000) $586 Shares 7,158 Est. Cost $71.90 Unrealized +30.0%

PM Philip Morris International 1.7%

Value ($000) $581 Shares 6,996 Est. Cost $56.42 Unrealized +43.5%

PEP PepsiCo, Inc. 1.7%

Value ($000) $553 Shares 3,386 Est. Cost $79.65 Unrealized +93.9%

CCJ Cameco 1.4%

Value ($000) $473 Shares 17,839 Est. Cost $23.80 Unrealized +6.5%

ACN Accenture plc 1.2%

Value ($000) $415 Shares 1,613 Est. Cost $152.30 Unrealized +80.4%

— Paramount Global 1.1%

Value ($000) $361 Shares 18,947 Est. Cost $37.52 Unrealized —

MA Mastercard 1.1%

Value ($000) $357 Shares 1,256 Est. Cost $282.96 Unrealized +14.9%

HON Honeywell International Inc. 1.0%

Value ($000) $330 Shares 1,976 Est. Cost $69.39 Unrealized +133.7%

IONS Ionis Pharmaceuticals 0.9%

Value ($000) $315 Shares 7,112 Est. Cost $37.41 Unrealized +12.6%

NVDA Nvidia 0.6%

Value ($000) $197 Shares 1,620 Est. Cost $17.83 Unrealized -11.4%

— Altria Group, Inc. 0.5%

Value ($000) $169 Shares 4,190 Est. Cost $47.19 Unrealized —

META Meta Platforms 0.4%

Value ($000) $120 Shares 888 Est. Cost $262.18 Unrealized -38.6%

— ASML Holding N V ADR 0.3%

Value ($000) $93 Shares 224 Est. Cost $79.39 Unrealized —

IWB iShares Russell 1000 0.1%

Value ($000) $46 Shares 235 Est. Cost $242.55 Unrealized —

JPM JPMorgan Chase and Co. 0.1%

Value ($000) $41 Shares 392 Est. Cost $92.62 Unrealized +14.0%

BMY Bristol-Myers Squibb 0.1%

Value ($000) $35 Shares 486 Est. Cost $45.19 Unrealized +37.9%

NICE NICE Systems Ltd. 0.1%

Value ($000) $33 Shares 174 Est. Cost $50.98 Unrealized —

IWF iShares Russell 1000 Growth 0.1%

Value ($000) $31 Shares 149 Est. Cost $268.46 Unrealized —

BYSI BeyondSpring Inc 0.1%

Value ($000) $31 Shares 31,153 Est. Cost $15.54 Unrealized -90.9%

CL Colgate-Palmolive Co. 0.1%

Value ($000) $20 Shares 278 Est. Cost $52.19 Unrealized +38.8%

ICHR Ichor Holdings 0.1%

Value ($000) $19 Shares 770 Est. Cost $30.23 Unrealized -2.1%

IWD iShares Russell 1000 Value 0.1%

Value ($000) $17 Shares 123 Est. Cost $162.60 Unrealized —

MDLZ Mondelez International, Inc. 0.0%

Value ($000) $13 Shares 232 Est. Cost $28.41 Unrealized +99.3%

PG Procter And Gamble 0.0%

Value ($000) $10 Shares 78 Est. Cost $63.59 Unrealized +105.4%

IJR iShares Core SP Small Cap 0.0%

Value ($000) $10 Shares 109 Est. Cost $110.09 Unrealized —

— Kraft Heinz Company 0.0%

Value ($000) $9 Shares 279 Est. Cost $63.21 Unrealized —

JNJ Johnson and Johnson 0.0%

Value ($000) $8 Shares 49 Est. Cost $97.89 Unrealized +56.2%

EFG iShares MSCI EAFE Growth 0.0%

Value ($000) $6 Shares 81 Est. Cost $111.11 Unrealized —

EFA iShares MSCI EAFE 0.0%

Value ($000) $6 Shares 103 Est. Cost $77.67 Unrealized —

INTC Intel Corp. 0.0%

Value ($000) $5 Shares 180 Est. Cost $36.97 Unrealized -12.6%

CHD Church and Dwight Co. Inc. 0.0%

Value ($000) $5 Shares 76 Est. Cost $37.77 Unrealized +119.3%

TRV Travelers Group 0.0%

Value ($000) $1 Shares 6 Est. Cost $83.97 Unrealized +81.2%

— Liminal BioSciences 0.0%

Value ($000) $0 Shares 22 Est. Cost — Unrealized —

— Fuelnation, Inc. 0.0%

Value ($000) $0 Shares 251,150 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
AAPL	Apple Computing	46,490	$6,425	19.2%	$85.54	+80.4%	COM	037833100
—	Amyris	1,912,741	$5,585	16.7%	$3.79	—	COM	03236M101
NXE	NexGen Energy	682,514	$2,505	7.5%	$3.17	+26.8%	COM	65340P106
TSLA	Tesla, Inc.	7,245	$1,922	5.7%	$218.73	+27.7%	COM	88160R101
CPRX	Catalyst Pharmaceuticals	148,281	$1,902	5.7%	$3.00	+294.7%	COM	14888U101
—	Nanoco Group plc	3,569,003	$1,642	4.9%	$0.40	—	COM	0B01JLR99
ONTO	Onto Innovation	24,681	$1,581	4.7%	$34.27	+114.4%	COM	683344105
AFL	AFLAC Inc.	26,921	$1,513	4.5%	$34.06	+60.2%	COM	001055102
QCOM	QUALCOMM	13,084	$1,478	4.4%	$59.11	+114.9%	COM	747525103
—	The Carlyle Group	37,190	$961	2.9%	$35.61	—	COM	14309L102
CORT	Corcept Therapeutics	35,539	$911	2.7%	$9.29	+188.1%	COM	218352102
SYM	Symbotic	70,000	$805	2.4%	$14.71	0.0%	COM	87151X101
AMZN	Amazon.com Inc.	6,160	$696	2.1%	$122.24	+3.4%	COM	023135106
SF	Stifel Financial Corp.	13,346	$693	2.1%	$31.19	+76.9%	COM	860630102
AMAT	Applied Materials	7,158	$586	1.7%	$71.90	+30.0%	COM	038222105
PM	Philip Morris International	6,996	$581	1.7%	$56.42	+43.5%	COM	718172109
PEP	PepsiCo, Inc.	3,386	$553	1.7%	$79.65	+93.9%	COM	713448108
CCJ	Cameco	17,839	$473	1.4%	$23.80	+6.5%	COM	13321L108
ACN	Accenture plc	1,613	$415	1.2%	$152.30	+80.4%	COM	G1151C101
—	Paramount Global	18,947	$361	1.1%	$37.52	—	COM	92556H206
MA	Mastercard	1,256	$357	1.1%	$282.96	+14.9%	COM	57636Q104
HON	Honeywell International Inc.	1,976	$330	1.0%	$69.39	+133.7%	COM	438516106
IONS	Ionis Pharmaceuticals	7,112	$315	0.9%	$37.41	+12.6%	COM	462222100
NVDA	Nvidia	1,620	$197	0.6%	$17.83	-11.4%	COM	67066G104
—	Altria Group, Inc.	4,190	$169	0.5%	$47.19	—	COM	718154107
META	Meta Platforms	888	$120	0.4%	$262.18	-38.6%	COM	30303M102
—	ASML Holding N V ADR	224	$93	0.3%	$79.39	—	COM	N07059111
IWB	iShares Russell 1000	235	$46	0.1%	$242.55	—	COM	464287622
JPM	JPMorgan Chase and Co.	392	$41	0.1%	$92.62	+14.0%	COM	46625H100
BMY	Bristol-Myers Squibb	486	$35	0.1%	$45.19	+37.9%	COM	110122108
NICE	NICE Systems Ltd.	174	$33	0.1%	$50.98	—	COM	653656108
IWF	iShares Russell 1000 Growth	149	$31	0.1%	$268.46	—	COM	464287614
BYSI	BeyondSpring Inc	31,153	$31	0.1%	$15.54	-90.9%	COM	G10830100
CL	Colgate-Palmolive Co.	278	$20	0.1%	$52.19	+38.8%	COM	194162103
ICHR	Ichor Holdings	770	$19	0.1%	$30.23	-2.1%	COM	G4740B105
IWD	iShares Russell 1000 Value	123	$17	0.1%	$162.60	—	COM	464287598
MDLZ	Mondelez International, Inc.	232	$13	0.0%	$28.41	+99.3%	COM	609207105
PG	Procter And Gamble	78	$10	0.0%	$63.59	+105.4%	COM	742718109
IJR	iShares Core SP Small Cap	109	$10	0.0%	$110.09	—	COM	464287804
—	Kraft Heinz Company	279	$9	0.0%	$63.21	—	COM	50076Q106
JNJ	Johnson and Johnson	49	$8	0.0%	$97.89	+56.2%	COM	478160104
EFG	iShares MSCI EAFE Growth	81	$6	0.0%	$111.11	—	COM	464288885
EFA	iShares MSCI EAFE	103	$6	0.0%	$77.67	—	COM	464287465
INTC	Intel Corp.	180	$5	0.0%	$36.97	-12.6%	COM	458140100
CHD	Church and Dwight Co. Inc.	76	$5	0.0%	$37.77	+119.3%	COM	171340102
TRV	Travelers Group	6	$1	0.0%	$83.97	+81.2%	COM	89417E109
—	Liminal BioSciences	22	$0	0.0%	—	—	COM	53272L103
—	Fuelnation, Inc.	251,150	$0	0.0%	—	—	COM	359528205